Current jobs related to Senior AML Financial Crime Risk Investigator - Ottawa - TD Bank

  • Senior Credit Officer

    7 days ago

    Ottawa, Illinois, United States Compeer Financial Full time

    Job Title: Senior Credit Officer - Agricultural LendingCompeer Financial is seeking a highly skilled and experienced Senior Credit Officer to join our team. As a key member of our lending team, you will be responsible for analyzing credit requests, making loan servicing decisions, and performing other essential credit duties.Key Responsibilities:Analyze...

  • Commercial Risk Analyst

    2 weeks ago

    Ottawa, Ohio, United States Marathon Petroleum Corporation Full time

    About the RoleWe are seeking a highly skilled Commercial Risk Analyst to join our team at Marathon Petroleum Corporation. As a key member of our Commercial Risk team, you will play a critical role in supporting our Supply and Trading functions.Key ResponsibilitiesReport and validate daily portfolio positions and Marked to Market (MtM) reports, ensuring...

  • Senior Financial Reporting Associate

    4 weeks ago

    Ottawa, United States BDO Full time

    About BDO At BDO, we emphasize the importance of fostering strong relationships with our colleagues and clients. Our team members are dedicated to delivering exceptional service, providing insightful advice and dependable guidance. In return, we cultivate a nurturing environment that emphasizes your growth both personally and professionally. Opportunity...

  • Senior Associate, Financial Reporting Specialist

    5 days ago

    Ottawa, United States BDO Full time

    Empowering Excellence in Financial ReportingBDO is a firm built on a foundation of positive relationships with our people and our clients. Each day, our professionals provide exceptional service, helping clients with advice and insight they can trust. In turn, we offer an award-winning environment that fosters a high priority on your personal and...

  • Senior Financial Reporting Associate

    4 weeks ago

    Ottawa, United States BDO Full time

    Welcome to BDO At BDO, we emphasize the importance of fostering strong relationships with our colleagues and clients. Our team members are dedicated to delivering exceptional service, providing insightful advice and dependable guidance. In return, we cultivate a nurturing environment that supports your growth both personally and professionally. ...

  • Financial Reporting Senior Associate

    4 weeks ago

    Ottawa, United States BDO Full time

    About BDO At BDO, we emphasize the importance of forging strong relationships with our colleagues and clients. Our team members are dedicated to delivering exceptional service, providing insightful advice and dependable guidance. In return, we foster a nurturing environment that emphasizes your personal and professional growth. Opportunity Overview Our...

  • Senior Associate, Financial Reporting Expert

    2 weeks ago

    Ottawa, United States BDO Full time

    Empowering Excellence in Financial ReportingBDO is a firm built on a foundation of positive relationships with our people and our clients. Each day, our professionals provide exceptional service, helping clients with advice and insight they can trust. In turn, we offer an award-winning environment that fosters a high priority on your personal and...

  • Senior Associate, Financial Reporting

    4 months ago

    Ottawa, United States BDO Full time

    Putting people first, every day   BDO is a firm built on a foundation of positive relationships with our people and our clients. Each day, our professionals provide exceptional service, helping clients with advice and insight they can trust. In turn, we offer an award-winning environment that fosters a with a high priority on your personal and...

  • Sr Credit Officer Ag Lending

    2 weeks ago

    Ottawa, United States Compeer Financial Full time

    Compeer Financial is seeking collaborative, innovative and dynamic professionals to be a part of our Top Workplace culture! Tell me more about this opportunity. Position Overview: This position analyzes new credit requests, makes loan servicing decisions for existing clients and performs other essential credit duties. Completes the financial analysis and...

  • Senior Business Planning and Analysis Specialist

    4 weeks ago

    Ottawa, Ohio, United States Marathon Petroleum Corporation Full time

    Your next career opportunity is hereAt Marathon Petroleum Corporation, we pride ourselves on fostering an inclusive workplace that values innovative ideas, diverse viewpoints, and the development of our team members within a collaborative environment.POSITION OVERVIEW:The Business Planning and Analysis (BP&A) team plays a crucial role in evaluating,...

  • Financial Insights and Reporting Team Lead

    3 weeks ago

    Ottawa, United States BDO Full time

    About BDOBDO is a firm built on a foundation of positive relationships with our people and our clients. Each day, our professionals provide exceptional service, helping clients with advice and insight they can trust. In turn, we offer an award-winning environment that fosters a culture of collaboration, innovation, and growth.Your OpportunityOur Financial...

  • Lateral Transfer Patrol Officers

    2 weeks ago

    Ottawa, United States City of Ottawa Full time

    The City of Ottawa, Illinois and its Board of Fire and Police Commissioners are seeking applications for qualified lateral transfer Patrol Officers.Applications are available below or at City Hall, 301 W. Madison St., Ottawa, IL 61350.Applications must be returned to the Board of Fire and Police Commissioners, 301 West Madison Street, Ottawa, Illinois 61350...

  • Senior Geologist

    1 day ago

    Ottawa, Illinois, United States Covia Full time

    About CoviaCovia is a leading supplier of minerals and material solutions to the industrial and energy markets. Our rich legacy includes many achievements across industries and capital success through partnership. We deliver high-quality products to our customers, and our commitment to building strong partnerships helps them succeed.Job SummaryWe are seeking...

  • Senior Specialist Payments Expert

    1 day ago

    Ottawa, Kansas, United States Kalmar Full time

    About the RoleWe are seeking a highly skilled Senior Specialist Payments to join our team at Kalmar. As a key member of our Payments team, you will be responsible for delivering exceptional customer service and ensuring seamless payment processes.Key ResponsibilitiesProvide expert-level support for payment-related inquiries and issuesCollaborate with...

  • Safety and Compliance Officer

    4 weeks ago

    Ottawa, Illinois, United States Jobot Full time

    Join a leading global manufacturer as an EHS Specialist.This opportunity is hosted by Jobot.Salary: $90,000 - $110,000 annuallyAbout Us:A prominent manufacturer with a focus on Architectural, Automotive, and Solar sectors.Benefits of Joining:Competitive CompensationComprehensive Benefits PackagePosition Overview:We are in search of a skilled and committed...

  • Senior Accountant

    1 month ago

    Ottawa, United States East Central Kansas Economic Opportunity Corp. Full time $16 - $19

    Job DescriptionJob DescriptionDescription:POSITION SUMMARY: The Accountant is under the direct supervision of the Director of Finance. Primary duties for the individual in this position are the processing of bi-weekly payroll for over 100 employees and coordinating accounts receivable activities. The Payroll/AR Accountant will also enter journals and assist...

  • EHS Specialist

    1 week ago

    Ottawa, Illinois, United States Jobot Full time

    Job SummaryWe are seeking a dedicated and experienced EHS Specialist to join our dynamic team within the Manufacturing industry. The ideal candidate will have a strong understanding of EHS regulations and a passion for promoting a safe and healthy work environment.Key ResponsibilitiesDevelop, implement, and manage safety programs, policies, and procedures to...

  • Accounting Internship Opportunity

    6 days ago

    Ottawa, Ohio, United States Marathon Petroleum Corporation Full time

    Accounting Internship OpportunityMarathon Petroleum Corporation is seeking highly motivated and detail-oriented accounting interns to join our team. As an accounting intern, you will have the opportunity to gain hands-on experience in various areas of accounting, including financial statement preparation, account reconciliations, and tax...

  • Food Safety Specialist

    2 weeks ago

    Ottawa, Kansas, United States Grande Full time

    Join Our Food Safety and Quality TeamWe are seeking a highly motivated and detail-oriented individual to join our Food Safety and Quality Team as a summer intern in 2025. As a member of our team, you will have the opportunity to gain hands-on experience in food safety regulations, quality control, and environmental monitoring programs.Responsibilities:Assist...

  • Food Safety Specialist

    2 weeks ago

    Ottawa, Kansas, United States Grande Full time

    Join Our Food Safety and Quality TeamWe are seeking a highly motivated and detail-oriented individual to join our Food Safety and Quality Team as a summer intern in 2025. As a member of our team, you will have the opportunity to gain hands-on experience in food safety regulations, quality assurance, and environmental monitoring...

Senior AML Financial Crime Risk Investigator

3 months ago

Ottawa, United States TD Bank Full time
Job Description

Work Location:

Ottawa, Ontario, Canada

Hours:

37.5

Line of Business:

Financial Crime Risk Management

Pay Details:

We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.

Job Description:

High Risk Investigation (HRI) conducts investigation of complex and sensitive cases to determine potential suspicious activities. Within the HRI, there is specialized unit consisting of subject matter experts and investigators with accountabilities for conducting investigation of insider risk relating to financial crime including money laundering, terrorist financing, sanctions, fraud, anti-bribery, and anti-corruption.

The AML Financial Crime Investigator II (Insider Risk) reside within the HRI unit who is accountable primarily for:

  • Conduct end to end AML investigations, and quality control (second level review) of insider risk related AML investigations. Includes authority in applying reasonable grounds to suspect money laundering/terrorist financing, mitigating, and disrupting financial crime (recommending for demarket and/or freezing accounts by the appropriate investigative unit).
  • Provide support to the Group Manager, AML Financial Crime Investigation, Insider Risk and feedback/coaching where needed.
  • The AML Financial Crime Risk Senior Investigator (Insider Risk, Reviewer/QC) reports to the Group Manager AML Financial Crime (Insider Risk).
  • The AML Financial Crime Risk Senior Investigator (Insider Risk, Reviewer/QC) conducts end to end AML Investigations, and quality control reviews of insider risk investigations, and assists with the oversight of the Insider Risk Program in Canada while partnering with internal and external stakeholders including corporate security, law enforcement, working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls.
  • Job Description

CUSTOMER

  • Conduct quality control reviews of investigations completed by AML Financial Crime Risk Investigators including review of investigation that resulted in no Suspicious Transaction Reports (STRs) as well as investigation that resulted in STRs and other regulatory reporting and risk mitigation (e.g demarket etc).
  • Conduct a variety of complex investigations, including AML, Sanctions/ABAC and Financial Crime
  • Apply sound methodologies to collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats
  • Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied
  • Work effectively with counterparts at other FI's, law enforcement, Non-Profits, and others in government within prescribed protocols to maximize opportunities for information sharing and to reduce TDBFG exposure
  • Conduct investigations in a professional and timely manner
  • Identify and communicate procedural weaknesses to businesses
  • Identify industry and typologies risk and trends for respective program areas and share knowledge with appropriate stakeholders.
  • Maintain and establish working relationships with internal partners (e.g., HR, Employment Standards and Legal etc.,) for investigative purposes
  • Apply sound methodologies to collect, preserve, and analyze digital evidence in accordance with investigative mandate.

SHAREHOLDER

  • Develop and maintain effective relationship with key stakeholders including Corporate Security, Legal, Human Resources.
  • Patriciate in forums, working groups and other established task force while representing the HRI to ensure information is shared among various stakeholders in a timely, concise, and accurate manner.
  • Lead work stream by acting as a project lead for large or complex projects/initiatives in accordance with project management methodologies
  • Evaluate the effectiveness of processes/services and recommend/champion possible enhancements
  • Recommend improvements to escalation processes within the investigative unit and a feedback mechanism to relevant stakeholders.
  • Plan and deliver efficient and cost-effective processes that support and promote the implementation of programs
  • Conduct internal and external research projects; support the development/ delivery of presentations / communications to management or broader audience
  • Adhere to enterprise frameworks or methodologies that relate to activities for respective business area(s)
  • Monitor service, productivity and assess efficiency levels within own function and implement continuous process/performance improvements where opportunities exist
  • Consistently exercise discretion in managing correspondence, information and all matters of confidentiality; escalate issues where appropriate
  • Protect the interests of the organization – identify and manage risks, and ensure the prompt and thorough resolution of escalated non-standard, high-risk issues
  • Run analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of programs/ policies/ practices
  • Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts
  • Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite

EMPLOYEE / TEAM

  • Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest
  • Share industry knowledge for own area of expertise and participate in knowledge transfer within the team and business unit
  • Keep current on emerging trends/ developments and grow knowledge of the business, related tools and techniques
  • Participate in personal performance management and development activities, including cross training within own team
  • Keep others informed and up to date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities
  • Contribute to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices.
  • Lead, motivate and develop relationships with internal and external business partners / stakeholders to develop productive working relationships.
  • Contribute to a fair, positive and equitable environment that supports a diverse workforce
  • Act as a brand ambassador for your business area/function and the bank, both internally and/or externally

BREADTH & DEPTH:

  • Investigates criminal cases ranging from simple to complex in nature
  • Sound knowledge of Bank products, systems, policies and procedures
  • Strong knowledge of criminal investigative techniques, related laws governing collection of evidence, court proceedings and financial/criminal trends
  • Manages programs/projects/ initiatives of low to moderate scope and complexity
  • Expert level professional role requiring in-depth knowledge/ expertise in own field of specialty and working knowledge of broader related areas
  • Integrates the broader organizational context into advice and solutions within own area
  • Understands the industry, competition and the factors that differentiate the organization
  • Impacts a range of functional programs across own and related teams
  • Interprets guidelines, standards, policies, and results of analysis to inform decision making at senior levels
  • Builds stakeholder alignment in leading projects and activities
  • Works independently as the senior technical lead and guides others within area of expertise
  • Identifies and leads problem resolution for complex issues at all levels
  • Generally, reports to a Group Manager/Senior Manager

EXPERIENCE AND / OR EDUCATION

  • Undergraduate degree or relevant professional certifications, designations, or equivalent required
  • 5+ years relevant experience
  • Strong knowledge of Canadian AML legislation, requirements and guidance including but not restricted to Financial Transactions Reports Analysis Centre of Canada (FINTRAC), Office of the Superintendent of Financial Institutions (OSFI), Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)
  • Knowledge of quality control testing and audit.
  • Knowledge and experience with investigating complex and sensitive ML/TF and sanctions cases relating to insider risk including reasonable ground to suspect (RGS).
  • Strong Knowledge and experience dealing with law enforcement, corporate security, and other investigative groups.
  • Strong knowledge of current and emerging trends, risk and typologies of money laundering, terrorist financing and sanctions.
  • Strong knowledge of the investigative techniques and tools including data analytics, link analysis, forensic analysis among others.
  • Excellent oral and written communication skills
  • Coaching and counseling skills
  • Ability to delegate work to others, work well independently and ability to collaborate and build positive relationships.
  • Strong decision-making, critical thinking, follow through ability, analytics skills,
  • Ability to respond to shifting priorities quickly and managing competing priorities
  • Skill in using computer applications including MS Office
  • Ability to exercise sound judgment in making decisions.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing – and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we're committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.


Accommodation
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you

Language Requirement:

N/A.