Regulatory Compliance Specialist
2 weeks ago
Senior Regulatory Compliance Specialist: Safeguard Our Success
Do you have a passion for ensuring compliance and mitigating risk in the ever-evolving insurance landscape? Are you a detail-oriented problem solver who thrives in a fast-paced environment? If so, we want YOU
We are seeking a highly motivated and experienced Senior Regulatory Compliance Specialist to join our dynamic team. In this critical role, you will play a pivotal role in safeguarding our operations, ensuring adherence to complex insurance regulations, and identifying potential risks proactively.
Senior Regulatory Compliance Specialist: Safeguard Our Success Do you have a passion for ensuring compliance and mitigating risk in the ever-evolving insurance landscape? Are you a detail-oriented problem solver who thrives in a fast-paced environment? If so, we want YOU
We are seeking a highly motivated and experienced Senior Regulatory Compliance Specialist to join our dynamic team. In this critical role, you will play a pivotal role in safeguarding our operations, ensuring adherence to complex insurance regulations, and identifying potential risks proactively.
Responsibilities:
Support litigation & investigations: Interact with lawyers, prepare responses, and manage major fraud cases.
Handle complaints & inquiries: Review and approve responses, ensuring accuracy and minimizing legal gulatory risks.
Oversee market conduct exams: Manage all aspects, including review, reporting, and follow-up actions.
Serve as compliance resource: Answer questions from operational teams and escalate issues to leadership.
Experience & Education:
Experience & Knowledge: 2-5 years in insurance compliance, with deep understanding of life insurance/annuity products and regulations.
AML & Suitability Expertise: Strong knowledge of anti-money laundering rules and annuity suitability requirements.
Regulatory Pro: Familiarity with market conduct exams and interaction with state insurance examiners.
Project Management Savvy: Knowledge of project management methodologies and systems, with leadership skills to ensure compliance across all levels.
Strong Communication & Efficiency: Excellent written and verbal communication, multitasking ability, and proficiency in common productivity tools (Excel, Word, Powerpoint).
College Degree, MBA Preferred
FLMI, AIRC Designations are a plus
Salary: $65-$75k/year
Location: Kansas City - MO
ZIP code: 64105
Reference: 111660
Secondary Reference: AW
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