Regulatory Compliance Specialist

1 month ago


Kansas City, United States Allied Onesource Full time

Regulatory Compliance Specialist

Senior Regulatory Compliance Specialist: Safeguard Our Success

Do you have a passion for ensuring compliance and mitigating risk in the ever-evolving insurance landscape? Are you a detail-oriented problem solver who thrives in a fast-paced environment? If so, we want YOU

We are seeking a highly motivated and experienced Senior Regulatory Compliance Specialist to join our dynamic team. In this critical role, you will play a pivotal role in safeguarding our operations, ensuring adherence to complex insurance regulations, and identifying potential risks proactively.

Senior Regulatory Compliance Specialist: Safeguard Our Success Do you have a passion for ensuring compliance and mitigating risk in the ever-evolving insurance landscape? Are you a detail-oriented problem solver who thrives in a fast-paced environment? If so, we want YOU

We are seeking a highly motivated and experienced Senior Regulatory Compliance Specialist to join our dynamic team. In this critical role, you will play a pivotal role in safeguarding our operations, ensuring adherence to complex insurance regulations, and identifying potential risks proactively.

Responsibilities:

Support litigation & investigations: Interact with lawyers, prepare responses, and manage major fraud cases.
Handle complaints & inquiries: Review and approve responses, ensuring accuracy and minimizing legal gulatory risks.
Oversee market conduct exams: Manage all aspects, including review, reporting, and follow-up actions.
Serve as compliance resource: Answer questions from operational teams and escalate issues to leadership.
Experience & Education:
Experience & Knowledge: 2-5 years in insurance compliance, with deep understanding of life insurance/annuity products and regulations.
AML & Suitability Expertise: Strong knowledge of anti-money laundering rules and annuity suitability requirements.
Regulatory Pro: Familiarity with market conduct exams and interaction with state insurance examiners.
Project Management Savvy: Knowledge of project management methodologies and systems, with leadership skills to ensure compliance across all levels.
Strong Communication & Efficiency: Excellent written and verbal communication, multitasking ability, and proficiency in common productivity tools (Excel, Word, Powerpoint).
College Degree, MBA Preferred
FLMI, AIRC Designations are a plus

Salary: $65-$75k/year
#LI-CH1
#INDTECHKC

Location: Kansas City - MO

ZIP code: 64105

Reference: 111660

Secondary Reference: AW

by Jobble



  • Oklahoma City, United States Continental Resources Inc. Full time

    Job Summary Responsible for state and federal operational permitting, compliance reporting and various other regulatory filing requirements with multiple governmental agencies. Coordinates with operational teams to ensure full compliance with governmental rules/regulations. Provides regulatory compliance support to other teams both individually and within a...


  • Oklahoma City, United States Continental Resources Inc. Full time

    Job Summary Responsible for state and federal operational permitting, compliance reporting and various other regulatory filing requirements with multiple governmental agencies. Coordinates with operational teams to ensure full compliance with governmental rules/regulations. Provides regulatory compliance support to other teams both individually and within a...


  • Oklahoma City, United States Continental Resources Full time

    **Job Summary** Responsible for state and federal operational permitting, compliance reporting and various other regulatory filing requirements with multiple governmental agencies. Coordinates with operational teams to ensure full compliance with governmental rules/regulations. Provides regulatory compliance support to other teams both individually and...


  • Oklahoma City, United States Continental Resources Full time

    **Job Summary** Responsible for state and federal operational permitting, compliance reporting and various other regulatory filing requirements with multiple governmental agencies. Coordinates with operational teams to ensure full compliance with governmental rules/regulations. Provides regulatory compliance support to other teams both individually and...


  • Atlantic City, United States Evolution Gaming Full time

    Company Description America's leading online casino provider, Evolution, is expanding its team! While our games come alive with real-time talent and interactions, players from around the world join virtually. Every day, thousands wager real money across a variety of platforms, diving into one of our 50+ interactive games. Since our inception in 2006,...


  • Kansas City, United States Beacon Mental Health Full time

    POSITION SUMMARY The Compliance Specialist works closely with the QI/Compliance Manager and is responsible for a variety of tasks to promote regulatory compliance. ESSENTIAL DUTIES AND RESPONSIBILITIES The essential functions include, but are not limited to the following: •Reviews monitoring reports to determine possible areas of non-compliance; follows up...

  • Compliance Specialist

    4 weeks ago


    Kansas City, United States Beacon Mental Health Full time

    POSITION SUMMARY The Compliance Specialist works closely with the QI/Compliance Manager and is responsible for a variety of tasks to promote regulatory compliance. ESSENTIAL DUTIES AND RESPONSIBILITIES The essential functions include, but are not limited to the following: •Reviews monitoring reports to determine possible areas of non-compliance; follows up...


  • Panorama City, United States PureTek Corporation Full time

    We are currently seeking a highly motivated and detail-oriented Regulatory Affairs Specialist to join our team. As a Regulatory Affairs Specialist, you will be pivotal in ensuring compliance with regulatory requirements for our pharmaceutical and cosmetic products. Your responsibilities will include preparing and submitting regulatory documents, coordinating...


  • Kansas City, United States finra Full time

    The Senior Regulatory Operations Analyst is an advanced-level professional position responsible for a wide range of tasks in support of various regulatory compliance functions in Market Regulation and Transparency Services (MRTS), including those related to managing conflicts of interest-related compliance issues and inquiries and maintaining department-wide...


  • Kansas City, United States TAK Communications Full time

    Description TAK is one of the largest and fastest growing communications, broadband, and technology service companies in America. We strive daily to provide the best customer experience, delivering on our mission of BEING OUR CUSTOMER’S HERO, EVERY DAY. We are seeking a Regulatory Tax Accountant to join our Accounting team. In this role, you will manage...


  • Kansas City, United States Swiss Re Full time

    Swiss Re's Regulatory Operations team has a wonderful opportunity for a diligent, detail-minded Compliance Specialist to support our North America product offerings and policy issuance! About the role This role provides direction and support to the business units throughout the development, preparation and implementation of the product filings life cycle....


  • Kansas City, United States Larson Maddox Full time

    A lead Financial Services company based in Kansas City, MO is seeking a highly skilled and experienced Director of Compliance to oversee and manage the firm’s compliance functions. The ideal candidate will be well-versed in Risk Assessments, Compliance testing, and have strong leadership experience. Responsibilities: Assist with evaluating, maintaining,...

  • Compliance Specialist

    3 weeks ago


    Oklahoma City, United States Storm2 Full time

    Role: Compliance Specialist Industry: InvestTech Location: Boston, hybrid Storm2 are partnered with a VC backed InvestTech with huge potential. My client are looking for an experienced marketing compliance specialist ready to take on the essential role of optimizing the effectiveness and efficiency of the content marketing team. In this role you will report...


  • New York City, United States MetroPlusHealth Full time

    Empower. Unite. Care.MetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that Health care is a right, not a privilege. If you have compassion and a collaborative spirit, work with us. You can come to work being proud of what you do every day.About NYC Health + HospitalsMetroPlusHealth provides the highest...


  • Jersey City, United States Shiseido Full time

    Job Summary: The Specialist in Regulatory Affairs will be assigned to the Risk Analysis and Strategy group. Responsible for ensuring regulatory compliance of raw materials, formulas and will handle projects or other responsibilities aligned to make saleable products globally. Primary Duties & Responsibilities: Gathering, generating, and managing...


  • De Soto, Kansas, 66018, Johnson County, KS, United States Experis Full time

    Our client, one of the largest pharmaceutical companies in the U.S., is looking for a Regulatory Operations Specialists - II (Associate)t which is located at DeSoto, KS. Job Title: Regulatory Operations Specialists - II (Associate) Location: DeSoto, KS Pay rate: $26/HR Must have: Recent grad with scientific background- are Ok to submit as long as...


  • Oklahoma City, United States Paragonix Technologies, Inc. Full time

    Paragonix Technologies markets organ transportation devices that safeguard organs during the journey between donor and recipient patients. Our devices incorporate clinically proven and medically trusted cold preservation techniques in a novel suspension system to provide unprecedented physical and thermal protection. Our product portfolio spans cardiac,...


  • City of Saint Peters, United States NRRM Full time

    Job DescriptionJob DescriptionCarShield is a Best Place to Work, as voted by Glassdoor and the St. Louis Business Journal. We are growing fast and looking to add key talent to the team. We offer a competitive base compensation and benefits package, including medical, dental, vision, life, 401k, and discounted tuition at Lindenwood University!We believe in...


  • City of Saint Peters, United States NRRM Full time

    Job DescriptionJob DescriptionCarShield is a Best Place to Work, as voted by Glassdoor and the St. Louis Business Journal. We are growing fast and looking to add key talent to the team. We offer a competitive base compensation and benefits package, including medical, dental, vision, life, 401k, and discounted tuition at Lindenwood University!We believe in...

  • Compliance Specialist

    3 weeks ago


    Oklahoma City, United States Storm2 Full time

    Role: Compliance SpecialistIndustry: InvestTechLocation: Boston, hybridStorm2 are partnered with a VC backed InvestTech with huge potential. My client are looking for an experienced marketing compliance specialist ready to take on the essential role of optimizing the effectiveness and efficiency of the content marketing team.In this role you will report...