Compliance Project Manager Consultant

4 weeks ago


Manhattan, United States Michael Page Full time

  • Contract Role located in Midtown New York City (Hybrid Schedule).
  • Contract until the end of 2024 with the possibility for extension.

    About Our Client

    Our client is a major international banking institution located in Midtown New York City, providing a comprehensive range of financial services, including corporate and investment banking, asset management, and specialized financial solutions. They are actively seeking one (1) Compliance Project Manager Consultant to assist their Compliance Regulatory and Assurance team until the end of the year.

    Job Description

    The Compliance Project Manager Consultant will be responsible for the following:

  • Define and implement program controls, processes, procedures, and reporting schedules, ensuring alignment with decision-making governance structures.
Partner with Project Sponsor, Project Owner, and cross-functional teams to develop project scope, deliverables, resources, work plans, budgets, and timelines for new initiatives.Monitor and track project milestones, creating detailed program plans and reporting progress against key performance indicators. Lead the coordination of the Firm's regulatory examinations, managing responses to document requests, preparing for interviews, and communicating with regulators.Keep senior management and key stakeholders informed about project progress, regulatory developments, and potential findings, while maintaining thorough documentation throughout the project lifecycle.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

The Compliance Project Manager Consultant should have the following background:

Bachelor's degree required; Master's degree preferred.3-5 years of professional experience in investment banking support functions, such as compliance, risk management, or project management, with a focus on regulatory coordination.Strong understanding of project management principles, with experience in developing and tracking project plans, milestones, and key performance indicators.Excellent communication skills, with the ability to manage multiple priorities, work under pressure, and collaborate effectively in a team environment.Direct experience with regulators such as FRB, DFS, SEC, CFTC, NFA, or FINRA.

What's on Offer

The offer for the successful Compliance Project Manager Consultant candidate includes a competitive pay rate and benefits for the duration of this temporary position until the end of the year, with possibility for contract extension.



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