Compliance Analyst

Found in: Appcast US C2 - 2 weeks ago


Juno Beach, United States Apex Systems Full time

MUST HAVE:

  • Great Communication Skills
  • Attention to Detail
  • Problem Solver
  • Financial Background or Legal Background
  • Understand and convey complex information
  • On-site in Juno Beach, FL


Good fits for this role include: Regulatory Analysts, Policy Analysts, Compliance Analysts, Paralegals, Project Managers, etc.


Job Overview

Employees in this role contribute to a team dynamic, supporting business and legal priorities as this client grows its Compliance Management Systems (CMS). Other compliance and ethics activities that are matters of first impression drive research and cross-functional problem solving; ability to ask the right questions and bring matters to resolution are critical.


Job Duties & Responsibilities

  • Writes and refines processes and policies; ensures that the content of policies and procedures are up-to-date
  • Works with business units on strategic initiatives to ensure that the processes are followed and due diligence is conducted
  • Identifies opportunities for training, communication of policies and procedures
  • Conducts benchmarking research on best practices, other companies’ Code of Business Conduct and Ethics
  • Monitors industry, state, and federal regulatory enforcement trends to inform CMS refinements as necessary
  • Performs complex analysis, develops alternative recommendations and formulates implementation strategies
  • Performs other job-related duties as assigned


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