Compliance Officers
2 weeks ago
Title: Compliance Analyst (Rule Automation)
Duration: 6+ month contract
This is a challenging and exciting opportunity to work within the Legal & Compliance department, supporting our clients proprietary compliance system. The Rule Automation Team is responsible for accurately coding and automating client, regulatory, and internal guidelines within the compliance system. The Analyst will have broad exposure to the entire Investment Guideline Compliance process. Individuals in this position will have frequent interaction with a variety of groups at all levels of seniority including other teams within Legal & Compliance, Technology, Account Management, Product Strategy and the Trade Floor.
Creating, automating and maintaining compliance rules based on investment guidelines and regulations
Ensuring that the guideline interpretations of accounts' restrictions are accurately reflected in the compliance system
Researching and addressing various inquiries regarding the status or functionality of compliance rules
Testing and implementing new functionality within the compliance system
Participating in numerous analytical/technical ad hoc projects aimed at automating account guideline compliance
You will excel in this role if you: Have a strong sense of honesty and integrity
Exhibit a strong commitment to quality and attention to detail
Able to handle multiple, competing priorities and projects
Minimum of a Bachelor's Degree (Accounting, Business, Finance or Economics preferred)
0 - 3 years of professional experience in compliance or the investment management industry
Basic knowledge of the global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivatives.
Intermediate/advanced working knowledge of MS Excel.
Experience with coding in a compliance system is ideal
Exposure to querying, particularly with SQL and Business Objects
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Deputy, Chief Compliance Officer
3 days ago
Newport Beach, United States Pacific Investment Management Company, LLC Full timePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb Compliance Officer, Officer, Compliance, Deputy, Chief, Leadership, Business Services
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Training & Compliance Specialist
6 days ago
Newport Beach, United States JBI, Ltd. Full time**Training & Compliance Specialist - Newport Beach, CA (Professional Services)** JBI, Ltd. with offices in the Dallas, Texas and Newport Beach, CA regions, is a professional services organization in government administration. Our business is growing across the U.S. with rapid expansion in Southern California, and we are seeking a talented Training &...
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Compliance Officer
6 days ago
Vero Beach, Florida, United States US Skyborne Inhouse Careers Full timeJob Description Skyborne Opportunity We are looking for skilled and talented Compliance Officer, who will be responsible for Leading Skyborne Airline Academy’s safety initiatives to include developing a safety culture with the necessary systems, processes, and controls to elevate the safe outcomes of all Skyborne Airline Academy...
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Senior Building Code Compliance Officer
5 days ago
Miami Beach, United States City of Miami Beach Florida Full timeThis Employee is responsible for technical, supervisory, and administrative work in the enforcement of various applicable national, state, and local laws, codes, and ordinances relating primarily to health, zoning, and environmental regulations in th Building, Compliance Officer, Compliance, Officer, Senior, Inspection, Construction
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Safety and Compliance Officer
2 weeks ago
Vero Beach, Florida, United States US Skyborne Inhouse Careers Full timeJob Description Skyborne Opportunity We are looking for skilled and talented Safety and Compliance Officer, who will be responsible for Leading Skyborne Airline Academy’s safety initiatives to include developing a safety culture with the necessary systems, processes, and controls to elevate the safe outcomes of all Skyborne Airline Academy...
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IT Compliance Lead
3 days ago
Daytona Beach, United States Brown & Brown Full timeBuilt on meritocracy, our unique company culture rewards self-starters and those who are committed to doing what is best for our customers. Built on meritocracy, our unique company culture rewards self-starters and those who are committed to doing what is best for our customers. Brown & Brown is an independent insurance intermediary that through its licensed...
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Trade Compliance Analyst
1 week ago
Juno Beach, United States NextEra Energy Resources Full timeNextEra Energy Marketing is one of the nation’s leading electricity and natural gas marketers. We are responsible for electricity and fuel management for all of NextEra Energy Resources’ generation fleet, which includes the largest renewable energy portfolio in North America. We also provide marketing and trading services to electric and gas utilities,...
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Compliance Principal
4 weeks ago
Palm Beach Gardens, United States LHH Full timeCompliance PrincipalLHH recruitment is hiring for a compliance principal in the Palm Beach Gardens, FL area. Our client is looking for a compliance principal with their series 7 and 24 licenses. This is a great company to work in an in-office setting. Responsibilities to include:New Business for Suitability and Best Interest Indexed and Variable Annuities...
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Trading Compliance Analyst
2 days ago
Juno Beach, United States NextEra Energy , Inc. Full timeRequisition ID: 77639 NextEra Energy Marketing is one of the nation's leading electricity and natural gas marketers. We are responsible for electricity and fuel management for all of NextEra Energy Resources' generation fleet, which includes the largest renewable energy portfolio in North America. We also provide marketing and trading services to electric...
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Trading Compliance Analyst
6 days ago
Juno Beach, United States NextEra Energy, Inc Full timeRequisition ID: 77639 NextEra Energy Marketing is one of the nation's leading electricity and natural gas marketers. We are responsible for electricity and fuel management for all of NextEra Energy Resources' generation fleet, which includes the largest renewable energy portfolio in North America. We also provide marketing and trading services to electric...
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Compliance Sharepoint Specialist
7 days ago
Cypress, CA, United States GTT, LLC Full timeProgram Compliance Specialist Contract Duration 6 Months Program Compliance Specialist will be focused on delivering high-caliber results, on predetermined timelines, while assisting to manage workflow processes related to all aspects of Contract Compliance Management. This role must be well organized, have high digital acumen and aptitude, and...
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Compliance Coordinator
3 weeks ago
Apollo Beach, United States Associa Full timeJob Description A Compliance Coordinator plays an active role in achieving long-term customer satisfaction in the context of Community Association relationships. Specific responsibilities will vary with designated communities and may include but are not limited to: Inspecting properties for maintenance, landscaping, safety, and compliance issues and...
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Program Compliance Specialist
7 days ago
Cypress, CA, United States GTT, LLC Full timeProgram Compliance Specialist Contract Duration 6 Months Pay range - $38.56 to $57.58/hr Job Summary: Program Compliance Specialist will be focused on delivering high-caliber results, on predetermined timelines, while assisting to manage workflow processes related to all aspects of Contract Compliance Management. This role must be well organized, have...
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Utilities Compliance Coordinator
4 weeks ago
Fort Myers Beach, United States Town of Fort Myers Beach Florida Full time**Position: Utilities Compliance Coordinator** **Reports to: Operations & Compliance Director** **Emergency Classification: Essential** **FLSA Classification: Non-Exempt** **Pay Grade: 108** **Town of FMB Offers a Competitive Benefit Package!** **Health & Wellness**:Comprehensive health insurance plans for you and your family with low deductibles and...
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Medicare Compliance Specialist
2 days ago
Deerfield Beach, United States Elite Agency Health Full timeJob DescriptionJob DescriptionElite Agency is expanding rapidly, and we're eager to add a Compliance Administrator to our dynamic team. In this role, you'll review past complaints and allegations, coach employees, and work to prevent future issues. Join our energetic team for the chance to lead interactive training and collaborate closely with...
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Sr. Payroll Specialist
1 day ago
Newport Beach, United States CalPrivate Bank Full timeJob Description Job Description CalPrivate Bank JOB DESCRIPTION Job Title Sr. Payroll Specialist / HR Generalist Department Human Resources Reports To EVP / CHIEF PEOPLE OFFICER FLSA Status Non-Exempt Job Summary Reporting to the EVP / Chief People Officer, the Sr. Payroll Specialist / HR Generalist will perform multiple payroll and HR duties that strongly...
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Legal/Compliance Analyst
5 days ago
San Francisco, CA, United States Larson Maddox Full timeA Hedge Fund is seeking a Legal/Compliance Analyst with experience working for a registered investment adviser. This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). Essential Duties and Responsibilities: Maintain and organize internal compliance books and records. Retain distribution records of client documents evidencing...
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Staff Accountant
3 weeks ago
Newport Beach, United States Quorum Hotels Full timeDescription Quorum Hotels is looking for a Staff Accountant to join the team at our office in Newport Beach, California! The Staff Accountant assists in the direction and coordination of accounting as it relates to cash management, balance sheet reconciliation, and tax reconciliation. In addition, the staff accountant is responsible for the maintenance of...
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Office Assistant
7 days ago
Long Beach, United States Channel Partners Group Full timeWe are looking for a competent Office Assistant to help with the organization and running of the daily administrative operations of the company. **Responsibilities**: - Organize office and assist associates in ways that optimize procedures - Sort and distribute communications in a timely manner - Create and update records ensuring the accuracy and validity...
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Human Resource Generalist
1 day ago
Newport Beach, United States Pacifica Christian - Orange County Full time**HUMAN RESOURCES GENERALIST** **Job Title**:Human Resources Generalist **Office / Department**: Office of Business & Operations Reports to: Head of School **Job Summary** The HR Generalist is a part-time position who will report to the Head of School. This position is responsible for performing professional level human resource generalist work to meet...