Associate Compliance Analyst

Found in: Appcast US C2 - 1 week ago

Westlake, United States Fidelity TalentSource LLC Full time
Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for an Associate Compliance Analyst to work in Westlake, TX

The Role

As an Associate Compliance Analyst, you will be responsible for providing support to employees and performing administration of employee accounts, transactions, statements and required disclosures to ensure they meet the requirements of Fidelity’s Code of Ethics and Compliance policies.
This is an exciting opportunity for those who enjoy working in a dynamic, high volume and fast-paced operations environment. Working in a deadline driven compliance setting, we are looking for someone who is organized, analytical, and effective in processing operational transactions in a timely and efficient manner with a low number of errors.

The Expertise and Skills You Bring

  • Bachelor’s degree required
  • Previous customer service and operations experience required
  • 1-2 years of shown experience in audit, regulatory, risk or compliance environment preferred
  • Experience with personal investing highly preferred
  • Proficiency in common MS Office applications and can quickly learn internal websites, databases, and applications
  • A consistent record of problem solving and strong data analytical skills
  • Positive attitude
  • You’re an extraordinary problem-solver and inspire creative solutions
  • You have an unwavering commitment to accuracy and quality
  • You possess excellent organizational, operations, and process management skills
  • You can handle multiple tasks and priorities simultaneously
  • You can overcome unexpected obstacles with little or no supervision
  • You possess strong research and analytical skills
  • You thoughtfully and efficiently drive tasks to completion
  • You have an excellent attention to detail and ability to communicate defects clearly with relevant information
  • You apply sound judgment to spot issues, assess risks, and identify items requiring partner concern


The Value You Deliver

  • Responding to employee inquiries made via the Ethics Office Phone Line and E-Mail box
  • Coordinating employees’ personal trading account disclosures, statements, and transactions in support of trade surveillance
  • Performing various administrative duties, including mail handling and filing
  • Participating in the review of Ethics Office Operations policies and procedures
  • Working with other team members to identify, resolve and address issues

Dynamic Working
At Fidelity TalentSource, our goal is for most people to work flexibly in a way that balances both personal and business needs with time onsite and offsite through what we call “Dynamic Working.” Most associates will have a hybrid schedule with a requirement to work onsite at a Fidelity location for at least one week, 5 consecutive days, every four weeks. These requirements are subject to change.

Company Overview
Fidelity TalentSource, formerly Veritude, is the in-house temporary staffing provider for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry. We recruit individuals from a variety of backgrounds, including technology and customer service, to fill assignments across Fidelity’s U.S.-based regional and investor center locations. If you would like to experience Fidelity’s diverse and inclusive workplace while expanding your skillset and developing your professional network, consider a role with Fidelity TalentSource.
For information about working at Fidelity TalentSource, visit FTSJobs.com.
Fidelity TalentSource will reasonably accommodate applicants with disabilities who need adjustments in order to complete the application or interview process. Please email us at HR@ftsjobs.com if you would like to request an accommodation.

Information about Fidelity Investments
At Fidelity, we are focused on making our financial expertise broadly accessible and effective in helping people live the lives they want. We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences.
Fidelity Investments and Fidelity TalentSource are equal opportunity employers.



Company Overview

Fidelity TalentSource is the in-house temporary staffing provider for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry. We welcome individuals from all backgrounds, including technology and customer service, to fill assignments across Fidelity’s U.S.-based regional and investor center locations. If you would like to experience Fidelity’s supportive and collaborative culture while expanding your skill set and developing your professional network, consider a role with Fidelity TalentSource. Apply today at FTSJobs.com.

We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
Fidelity TalentSource will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, please contact our HR team at HR@ ftsjobs.com.



Information about Fidelity investments

At Fidelity Investments, our customers are at the heart of everything we do. As a privately held company with a rich 75-year history, our mission has remained the same since our founding: to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients’ money. For information about working at Fidelity, visit FidelityCareers.com.

Fidelity Investments and Fidelity TalentSource are equal opportunity employers.

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