Sr. Compliance Manager

Found in: Appcast US C2 - 1 week ago

New York, United States SBG Funding Full time

Sr. Compliance Manager

About SBG Funding

SBG Funding is one of the nation’s leading sources of business funding. We are a forward-thinking niche financing firm with years of experience in the commercial lending arena. Our mission is to provide fast, flexible, and affordable capital to small businesses nationwide.


Job Description

As a Compliance Manager, you will be responsible for overseeing and managing compliance within the organization, ensuring that our operations and business transactions follow all relevant legal and internal guidelines. Your role will include reviewing employee work, developing company policies, and responding to policy violations.


How You’ll Make an Impact

  • implement, and manage the company’s compliance program to ensure compliance with legal, regulatory, and internal policy requirements.
  • regular audits and risk assessments to detect compliance issues, identify potential areas of compliance vulnerability and develop corrective action plans.
  • abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
  • guidance and support to management and staff regarding regulatory compliance matters.
  • and deliver training programs to educate employees on necessary compliance requirements.
  • with regulatory agencies and external advisors as needed on compliance-related issues.
  • and present clear and concise compliance reports to the senior management.
  • internal compliance review and monitoring activities, including periodic reviews of departments.

Why We’ll Love You

  • degree in Law, Finance, Business Administration, or a related field. A Master’s degree or professional certifications (e.g., Certified Compliance & Ethics Professional (CCEP)) is a plus.
  • of 5 years of experience in a compliance role within the financial services industry, specifically in commercial lending and brokerage.
  • knowledge of the financial industry’s standards and regulations.
  • analytical skills and attention to detail.
  • leadership, interpersonal, and communication skills.
  • to handle multiple tasks and meet tight deadlines in a fast-paced environment.

Why You’ll Love Us

By joining SBG Funding, you’ll be part of a team that is passionate about making a real difference in the world of business finance and contributing to the growth of countless businesses.


We want ambitious hard-working individuals And We’re Willing to Pay for It

  • offer competitive salaries, generous benefits, and ample time off for the R&R we all need.
  • office with perks; coffee, beverages, and regularly catered lunches.
  • happy hours and events to promote a collaborative, team-oriented work environment.
  • to work every day with supportive, smart, and ambitious people.
  • be getting in on the ground floor - Being a rapidly growing start-up, at SBG Funding you’ll have the ability to make a real impact in both the day-to-day and the future plans for our business.

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