Senior Compliance Associate
4 weeks ago
Commercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions
Responsibilities:
- Assess, identify and mitigate risks posed to the Bank
- Conduct annual and periodic compliance monitoring risk reviews for the Bank’s retail and business customers as well as the Bank’s deposit and lending functions.
- Conduct annual and periodic compliance monitoring risk reviews for the Bank’s Fintech partnerships, as a part of the Bank’s Banking as a service (BaaS) program.
- Assist in processing all legal requests and consumer complaints the Bank receives.
Qualifications:
- Bachelor’s degree
- 3+ years working in compliance for a commercial or community bank
- Extensive knowledge of consumer protection laws and regulations (Regulation E, Regulation DD (TISA))
- Possess strong analytical skills.
- Experience drafting/editing compliance policies and procedures.
- An understanding of when issues require escalation.
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Compliance Operations Senior Associate
4 weeks ago
New York, United States FanDuel Group Full timeFanDuel Group is looking to add a Senior Associate, Compliance Operations to the team. The Senior Associate, Compliance Operations will be responsible for FanDuels existing compliance operations functions, including employee play, external prohibite Operations, Compliance, Associate, Senior, Operation, Manufacturing
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Compliance Associate
2 weeks ago
New York, United States Optima Partners Holdings LLC Full timeJob DescriptionJob DescriptionOptima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients. Considered Compliance Associate candidates will have:Lead or joint lead roles for...
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Compliance Associate
1 week ago
New York, United States Optima Partners Holdings LLC Full timeJob DescriptionJob DescriptionOptima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients. Considered Compliance Associate candidates will have:Lead or joint lead roles for...
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Senior Tax Compliance Associate
2 weeks ago
New York, United States The Goodkind Group, LLC Full timeSenior Tax Compliance AssociateResponsibilities:• Perform thorough and precise tax allocations for partnership income, ensuring accuracy and compliance.• Collaborate closely with financial reporting teams and tax advisors to ensure meticulous accounting of transactions.• Supervise and orchestrate the gathering of tax data from both domestic and...
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Senior Compliance Associate
1 month ago
New York, United States Social Capital Resources Full timeCommercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions! Responsibilities: Assess, identify and mitigate risks posed to the Bank Conduct annual and periodic compliance monitoring risk reviews for the Banks retail and business customers as well as the Banks deposit and lending functions....
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Senior Compliance Associate
3 weeks ago
New York, United States Social Capital Resources Full timeCommercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions! Responsibilities: Assess, identify and mitigate risks posed to the Bank Conduct annual and periodic compliance monitoring risk reviews for the Banks retail and business customers as well as the Banks deposit and lending functions....
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Senior Compliance Associate
4 weeks ago
New York, United States Social Capital Resources Full timeCommercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions!Responsibilities:Assess, identify and mitigate risks posed to the BankConduct annual and periodic compliance monitoring risk reviews for the Bank’s retail and business customers as well as the Bank’s deposit and lending...
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Associate Director of Compliance
2 weeks ago
New York, United States Optima Partners Holdings LLC Full timeJob DescriptionJob DescriptionOptima Partners is looking for a Senior Associate of Compliance or Associate Director of Compliance to have senior oversight of client regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, real-estate clients, banks and broker-dealers. Considered candidates for these...
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Associate Director of Compliance
1 week ago
New York, United States Optima Partners Holdings LLC Full timeJob DescriptionJob DescriptionOptima Partners is looking for a Senior Associate of Compliance or Associate Director of Compliance to have senior oversight of client regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, real-estate clients, banks and broker-dealers. Considered candidates for these...
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Compliance Associate
2 weeks ago
New York, United States Liquid 8 Technology Full timeJob DescriptionJob DescriptionThe Compliance Associate will provide support to the Senior Vice President of Compliance addressing e-waste, workplace health and safety, and the impact on the global community.Essential Duties and Responsibilities include the following. Other duties may be assigned.Providing regular, frequent safety and compliance...
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Compliance Associate
1 week ago
New York, United States Liquid 8 Technology Full timeJob DescriptionJob DescriptionThe Compliance Associate will provide support to the Senior Vice President of Compliance addressing e-waste, workplace health and safety, and the impact on the global community.Essential Duties and Responsibilities include the following. Other duties may be assigned.Providing regular, frequent safety and compliance...
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Senior Compliance Auditor
2 weeks ago
New York, United States TAL Healthcare Full timeJob DescriptionJob DescriptionSenior Compliance Coding AuditorOur client, a top NYC academic medical center, is currently seeking to hire a Senior Compliance Coding Auditor.Responsibilities:• Participate in external government audits, including the OMIG, OIG, AG, OSC etc• Communicate with external agencies regarding audits.• Participate in development...
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Senior Compliance Auditor
2 months ago
New York, United States TAL Healthcare Full timeJob DescriptionJob DescriptionSenior Compliance Coding AuditorOur client, a top NYC academic medical center, is currently seeking to hire a Senior Compliance Coding Auditor.Responsibilities:• Participate in external government audits, including the OMIG, OIG, AG, OSC etc• Communicate with external agencies regarding audits.• Participate in development...
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Senior Compliance Auditor
1 week ago
New York, United States TAL Healthcare Full timeJob DescriptionJob DescriptionSenior Compliance Coding AuditorOur client, a top NYC academic medical center, is currently seeking to hire a Senior Compliance Coding Auditor.Responsibilities:• Participate in external government audits, including the OMIG, OIG, AG, OSC etc• Communicate with external agencies regarding audits.• Participate in development...
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Compliance Associate
6 days ago
New York, United States Liquid 8 Technology Full timeJob DescriptionJob DescriptionThe Compliance Associate will provide support to the Senior Vice President of Compliance addressing e-waste, workplace health and safety, and the impact on the global community.Essential Duties and Responsibilities include the following. Other duties may be assigned.Providing regular, frequent safety and compliance...
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Senior Associate, Compliance Officer
3 weeks ago
New York, United States Cerberus Capital Management Full timeFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate strategies. We invest across the capital structure where our integrated investment platforms and proprietary operating capabilities create an edge to improve performance and drive...
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Senior Associate, Compliance Officer
2 weeks ago
New York, United States Cerberus Capital Management Full timeFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate strategies. We invest across the capital structure where our integrated investment platforms and proprietary operating capabilities create an edge to improve performance and drive...
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Compliance Associate
3 weeks ago
New York, United States SCHONFELD STRATEGIC ADVISORS LLC Full timeThe Role We are seeking to hire an exceptional Compliance Associate to join our compliance team in our New York office. This role has the opportunity to cover a wide range of core compliance activity and has a strong focus on due diligence and investor related compliance activity. This position requires flexibility to support the wider compliance department...
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Compliance Associate
1 week ago
New York, United States SCHONFELD STRATEGIC ADVISORS LLC Full timeThe Role We are seeking to hire an exceptional Compliance Associate to join our compliance team in our New York office. This role has the opportunity to cover a wide range of core compliance activity and has a strong focus on due diligence and investor related compliance activity. This position requires flexibility to support the wider compliance department...
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Compliance Associate
4 weeks ago
New York, United States Schonfeld Full timeThe Role We are seeking to hire an exceptional Compliance Associate to join our compliance team in our New York office. This role has the opportunity to cover a wide range of core compliance activity and has a strong focus on due diligence and investor related compliance activity. This position requires flexibility to support the wider compliance department...