Senior Registered Client Associate
2 months ago
Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at wellsfargojobs.com .
In this role, you will:
- Assist Financial Advisor(s) with sales, service, and operational related activities such as providing service to clients via telephone, direct interaction and/or written correspondence
- Facilitate Financial Advisor and client requests for account related information and/or quotes, schedule and prepare for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account inquiries and/or issues,
- Execute various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating, and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships
- Act as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review when applicable
- Utilize prior experience in the Registered Client Associate role to anticipate and proactively seek resolutions to client and business-related issues
- Demonstrate seasoned judgment by handling complex clients with a high degree of professionalism
- Viewed by peers as a subject matter expert and sought by others for advice or guidance
- Provide knowledge and systems support to branch personnel and training for entry-level Client Associates
- 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
- Brokerage client support experience
- Administrative support experience in financial services
- Experience interacting directly with customers
- Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
- Client service focus with the ability to listen to customer needs and recommend solutions
- Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment
- US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required
This position is not eligible for Visa sponsorship.
Posting location: 2 Copeland Ave, La Crosse WI
Posting End Date:
2 Aug 2024
*Job posting may come down early due to volume of applicants.
We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
Wells Fargo Recruitment and Hiring Requirements:
a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
-
Senior Tax Associate
3 months ago
La Crosse, United States Hawkins Ash CPAS, LLC Full timeJob DescriptionJob DescriptionHawkins Ash CPAs is looking to hire a Senior Tax Associate for our La Crosse office.At Hawkins Ash CPAs we place value on you and your career.We celebrate and encourage both personal and professional growth and empower leaders. We cultivate and preserve a strong culture of inclusivity – where everyone is invited to boldly...
-
Senior Audit Associate
3 months ago
La Crosse, United States Hawkins Ash CPAs, LLP Full timeJob DescriptionJob DescriptionHawkins Ash CPAs is looking to hire a Senior Audit Associate for our La Crosse office. At Hawkins Ash CPAs we place value on you and your career.We celebrate and encourage both personal and professional growth and empower leaders. We cultivate and preserve a strong culture of inclusivity – where everyone is invited to boldly...
-
Senior Accounting Services Associate
3 months ago
La Crosse, United States Hawkins Ash CPAS, LLC Full timeJob DescriptionJob DescriptionHawkins Ash CPAs is looking to hire a Senior Accounting Services Associate for our La Crosse office.At Hawkins Ash CPAs we place value on you and your career.We celebrate and encourage both personal and professional growth and empower leaders.We cultivate and preserve a strong culture of inclusivity – where everyone is invited...
-
Insurance Client Service Associate
2 weeks ago
La Crosse, Wisconsin, United States Ranahan Recruiting Full timeJob OverviewRanahan Recruiting is proud to represent a prominent independent insurance agency seeking a dedicated professional to join their team. We are currently looking for a Client Service Associate to enhance our customer service operations. In this position, you will collaborate closely with the account management team, assist in preparing client...
-
Client Relations Specialist
2 weeks ago
La Crosse, Wisconsin, United States AEG Full timeCompany: AEG is a premier global sports and entertainment company that specializes in delivering top-tier event experiences and solutions.With a rich history in the industry, AEG combines extensive expertise with innovative strategies to provide exceptional services to clients across various sectors.Position Overview: As a full-time Sales and Marketing...
-
Certified Nursing Assistant
2 weeks ago
La Crosse, Wisconsin, United States Brookdale Senior Living Full timeJob OverviewPosition SummaryRecognized by Newsweek as one of America's Leading Workplaces for DiversityFlexible Work HoursComplimentary MealsSign-On Bonus: $2000 for Full-Time and $750 for Part-TimeAll Shifts OfferedEmployment Types: Full-Time, Part-Time, PRN - SIGN-ON BONUS AVAILABLE - $2000 for Full-Time / $1000 for Part-TimeCompensation:Caregivers:...
-
Sales Associate
6 days ago
La Crosse, United States AEG Full timeCompany: Visua is a full services design and integration firm dedicated to providing the industry with first-class LED video displays, scoreboards, and audio/video production equipment.Created by the convergence of multiple top-tier companies that have operated within the LED and entertainment industries since the mid 80's, Visua has extensive market...
-
Sales Associate
2 months ago
La Crosse, United States AEG Full timeCompany: Visua is a full services design and integration firm dedicated to providing the industry with first-class LED video displays, scoreboards, and audio/video production equipment.Created by the convergence of multiple top-tier companies that have operated within the LED and entertainment industries since the mid 80's, Visua has extensive market...
-
Sales Associate
2 months ago
La Crosse, United States AEG Full timeCompany: Visua is a full services design and integration firm dedicated to providing the industry with first-class LED video displays, scoreboards, and audio/video production equipment.Created by the convergence of multiple top-tier companies that have operated within the LED and entertainment industries since the mid 80's, Visua has extensive market...
-
Sales Associate
5 days ago
La Crosse, United States AEG Full timeCompany: Visua is a full services design and integration firm dedicated to providing the industry with first-class LED video displays, scoreboards, and audio/video production equipment.Created by the convergence of multiple top-tier companies that have operated within the LED and entertainment industries since the mid 80's, Visua has extensive market...
-
Sales Associate
3 months ago
La Crosse, United States teamworkonline Full timeCompany: Visua is a full services design and integration firm dedicated to providing the industry with first-class LED video displays, scoreboards, and audio/video production equipment. Created by the convergence of multiple top-tier companies that have operated within the LED and entertainment industries since the mid 80âs, Visua has extensive...
-
Sales Associate
3 days ago
La Crosse, United States teamworkonline Full timeCompany: Visua is a full services design and integration firm dedicated to providing the industry with first-class LED video displays, scoreboards, and audio/video production equipment. Created by the convergence of multiple top-tier companies that have operated within the LED and entertainment industries since the mid 80âs, Visua has extensive...
-
Client Support Specialist
2 weeks ago
La Crosse, Wisconsin, United States National Seating & Mobility Full timeCustomer Service RepresentativeJob Category: Branch AdministrationNational Seating & Mobility is actively seeking a dedicated and empathetic **Customer Service Representative**. This position allows you to significantly influence the lives of our clients by fostering independence and self-sufficiency. At NSM, we emphasize the use of technology to develop...
-
Client Relations Supervisor
6 days ago
La Crosse, Wisconsin, United States Compass Group Careers Full timeBecome a Part of Our Team at Compass GroupSalary: CompetitiveGrowth. Opportunity. Excellence.Compass Group is a premier provider of food, service, and technology solutions aimed at enhancing workplace environments. Our diverse offerings include markets, office coffee, snacks, and culinary experiences tailored to meet the needs of our clients.Our team members...
-
Client Relations Specialist
6 hours ago
La Crosse, Wisconsin, United States Harrison Gray Search and Consulting LLC Full timeHarrison Gray Search and Consulting LLC is seeking to hire a Client Relations Specialist to become a vital member of our Personal Lines division. In this role, you will work closely with the account manager, assist in preparing proposals, manage incoming inquiries, greet clients at the office, process modification requests, and ensure the agency management...
-
Client Support Specialist
6 days ago
La Crosse, Wisconsin, United States National Seating & Mobility Full timeCustomer Service RepresentativeJob Category: Branch AdministrationNational Seating & Mobility is seeking a dedicated and empathetic **Customer Service Representative**. This position plays a crucial role in enhancing the lives of our clients by fostering independence and self-sufficiency. At NSM, we emphasize the use of technology to develop customized...
-
Senior Tax Manager
2 weeks ago
La Crosse, Wisconsin, United States RSM US LLP Full timeAbout Us: RSM US LLP is a premier provider of professional services to the middle market globally. Our mission is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional team is the cornerstone of our inclusive culture and talent experience, making us compelling to our clients.Position...
-
Thrift Store Associate
4 months ago
La Crosse, United States The Salvation Army USA Central Territory Full timeWherever there is a need in La Crosse County you'll find The Salvation Army. We not only strive to help our community with shelter and food, but to also empower our youth as well. Our Thrift Store has a wide range of items that have been donated by people in our community. We continually accepting donations and have great deals on items in our shop. Along...
-
Tax Senior Manager
15 hours ago
La Crosse, Wisconsin, United States RSM US LLP Full timeJob DescriptionCompany OverviewRSM US LLP is a leading provider of audit, tax, and consulting services to the middle market. Our goal is to provide innovative solutions and expertise to help our clients achieve their business objectives.Job SummaryWe are seeking a highly skilled Tax Senior Manager to join our team. The successful candidate will be...
-
Certified Nursing Assistant
2 weeks ago
La Crosse, United States Brookdale Senior Living Full timeJob DescriptionJob DescriptionOverviewVoted by Newsweek in 2024 as one of America's Greatest Workplaces for DiversityFlexible SchedulesFree meal$2000 sign on bonus for FT and $750 for PTAll shifts availableFull-Time, Part-Time, PRN - SIGN ON BONUS AVAILABLE - $2000 for Full Time/$1000 for Part Time! Starting Pay:Caregivers: $18/hrMed Techs and CNA...
