Supervisory Control Specialist

4 weeks ago

St Louis, United States WELLS FARGO BANK Full time
About this role:

Wells Fargo is seeking a Supervisory Control Specialist to join our Financial Network (FiNet) within the Branch Infrastructure and Operations group as part of Wealth & Investment Management. Learn more about the career areas and lines of business at www.wellsfargojobs.com

In this role, you will:
  • Participate and consult regarding policies and procedures, controls, tools and training
  • Identify opportunities for additional synergies and to maximize efficiencies within Wells Fargo Advisors Financial Network
  • Review and analyze controls to manage high risk investment strategies and complex products
  • Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements
  • Present recommendations for resolving complex analysis in search of current and best practices
  • Gather and analyze data, identify trends and present analysis through meaningful statistics
  • Develop expertise in firm, compliance and regulatory policies and procedures
  • Collaborate and consult with Financial Advisors, Client Associates, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units
Required Qualifications:
  • 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Desired Qualifications:
  • Conflict management and decision-making skills
  • Intermediate Microsoft Office skills
  • Strong negotiation skills
  • Excellent verbal, written, and interpersonal communication skills
  • Ability to interact with all levels of branch associates and business units
  • Strong attention to detail and accuracy skills
  • Strong time management skills
  • Strong research and documentation skills
  • Ability to work independently while balancing the needs of multiple projects
  • Ability to gather, organize, and interpret data
  • FINRA registration including Series 65 or 66 (or FINRA recognized equivalents)
Job Expectations:
  • US Only: Registration for FINRA Series 65 or 66 must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance.
  • US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required.
  • This role requires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date. Any supervisory role employee holding a FINRA supervisory license, who has answered affirmatively to certain Form U4 Section 14 regulatory questions/disclosures, will be ineligible to work from a location other than their assigned office location.
This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

This position is not eligible for Visa sponsorship.

Job Location:

• 114 N Beaumont St Bldg. D, Saint Louis, MO 63103

Posting End Date:
25 Aug 2024
*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

  • Risk Management Control Specialist

    2 weeks ago

    St Louis, Missouri, United States WELLS FARGO BANK Full time

    About this position:Wells Fargo is seeking a Supervisory Control Specialist to be part of our Financial Network (FiNet) within the Branch Infrastructure and Operations division as part of Wealth & Investment Management. Discover more about our career paths and business lines at Wells Fargo.Key Responsibilities:Engage in discussions and provide insights on...

  • Senior Control Oversight Specialist

    1 week ago

    St Louis, Missouri, United States WELLS FARGO BANK Full time

    About this position:Wells Fargo is seeking a Supervisory Control Specialist to become part of our Financial Network (FiNet) within the Branch Infrastructure and Operations division, contributing to Wealth & Investment Management. Discover more about our career areas and business lines at Wells Fargo.Key Responsibilities:Engage in discussions regarding...

  • Control Oversight Specialist

    1 week ago

    St Louis, Missouri, United States WELLS FARGO BANK Full time

    About this Position:Wells Fargo is seeking a Control Oversight Specialist to be part of our Financial Network (FiNet) within the Branch Infrastructure and Operations division, contributing to Wealth & Investment Management. Discover more about our career opportunities and business sectors at Wells Fargo.Key Responsibilities:Engage in discussions regarding...

  • Internal Controls Specialist

    5 days ago

    St Louis, Missouri, United States Ameren Full time

    About AmerenAmeren is a leader in the energy industry, and our transformation toward more clean, renewable energy is also transforming other industries and infrastructure in our communities. As a regional company serving local customers, we not only serve our communities, we're a part of them. This isn't just a job. At Ameren, we invest in you, so you can...

  • Control Systems Specialist

    2 weeks ago

    St Louis, Missouri, United States Barry-Wehmiller Companies Inc Full time

    About Us: Barry-Wehmiller Companies Inc. is a comprehensive provider of engineering consulting and manufacturing technology, dedicated to empowering our clients to achieve their most significant objectives from conception to execution. As a unique entity that evolved from a manufacturing technology background into a fully independent firm, we integrate...

  • Inventory Control Specialist

    1 week ago

    St Louis, Missouri, United States iRiS Recruiting Solutions Full time

    Job Summary:We are seeking a highly skilled Warehouse Supervisor to oversee the receipt, stocking, order filling, and shipment of merchandise at our distribution center in Berkeley, MO.Key Responsibilities:Oversee the inbound and outbound functions within the distribution centerSupervise employees operating rolling stock equipment and/or automated...

  • Automation Controls Specialist

    5 days ago

    St Louis, Missouri, United States Jobot Full time

    About the RoleWe are seeking a highly skilled Automation Controls Specialist to join our team at Jobot. As a key member of our organization, you will be responsible for designing, developing, and implementing industrial automation systems that meet the needs of our clients.Key ResponsibilitiesProgram systems based on machine specifications, project scope,...

  • Control Panel Assembly Specialist

    1 week ago

    St Louis, Missouri, United States Aerotek Full time

    Job Title: Control Panel Assembly Specialist Job Overview Become a vital member of our skilled team as a Control Panel Assembly Specialist, where you will contribute significantly to our operations in a workshop dedicated to constructing high-quality, custom-engineered industrial control panels. Our dynamic, Lean manufacturing setting caters to diverse...

  • HVAC Controls Specialist

    3 weeks ago

    St. Louis, United States Jobot Full time

    A leading technology solutions provider in Illinois and Missouri for over 35 yearsThis Jobot Job is hosted by: Courtney HoogervorstAre you a fit? Easy Apply now by clicking the "Apply" buttonand sending us your resume.Salary: $30 - $55 per hourA bit about us:Complete System Integration companyWhy join us?Benefits Include Company vehicle Company mobile phone...

  • HVAC Controls Specialist

    1 month ago

    St. Louis, United States Jobot Full time

    A leading technology solutions provider in Illinois and Missouri for over 35 yearsThis Jobot Job is hosted by: Courtney HoogervorstAre you a fit? Easy Apply now by clicking the "Apply Now" button and sending us your resume.Salary: $30 - $55 per hourA bit about us:Complete System Integration companyWhy join us?Benefits Include Company vehicle Company mobile...

  • Supervisory Medical Support Assistant

    1 month ago

    St Louis, Missouri, United States Veterans Health Administration Full time

    Announcement closes on 8/21/2024 OR once it reaches 25 applicants St. Louis VA Medical Center is committed to Diversity and Inclusion. Together, we strive to create and maintain a working and learning environment that promotes professional growth and teamwork. We offer an inclusive, equitable, and welcoming environment where we celebrate our individual...

  • HVAC Controls Systems Specialist

    1 day ago

    St Louis, Missouri, United States Johnson Controls International Full time

    Job SummaryWe are seeking a highly skilled HVAC Controls Systems Specialist to join our team at Johnson Controls International. As a key member of our team, you will be responsible for performing system commissioning, troubleshooting, and resolving basic HVAC mechanical, electrical, and control problems.Key ResponsibilitiesLoads system-level controller...

  • Inventory Control Specialist

    2 days ago

    St Louis, Missouri, United States Restaurant Depot Full time

    Job SummaryRestaurant Depot is seeking a highly detail-oriented and organized Inventory Control Specialist to join our team. As a Stocktaker, you will be responsible for ensuring the accuracy of our inventory levels, providing excellent customer service, and maintaining a safe and efficient work environment.Key Responsibilities:Conduct weekly cycle counts to...

  • Risk Control Specialist

    3 weeks ago

    St Louis, United States Guarantee Electrical Full time

    Partner. Energize. Deliver.Join our Denver Team as a Risk Control & Contracts Specialist and become an employee of a nationally recognized Top Workplace!Why Work for Us?Benefits, Compensation, Community Involvement and Employee AppreciationEach member of the Guarantee team is an essential partner in building our successful future. Guarantee offers a...

  • Broadcast Control Specialist

    2 weeks ago

    St Louis, Missouri, United States Sinclair Broadcast Group Full time

    Join the team at Sinclair Broadcast Group as a part-time Broadcast Control Specialist Key Responsibilities: Operate on-air Weather updates and School Announcements Oversee the transmitter operations Ensure quality monitoring of our primary channel and sub-channels for video, audio, and closed captioning Execute EAS protocols when required Alert...

  • MRI Imaging Specialist

    2 weeks ago

    St Louis, Missouri, United States BJC Full time

    Additional Information About the Role Are you a certified Radiologic Technologist seeking to enhance your career? We are looking for a MRI Imaging Specialist to become part of a dynamic team at BJC. Flexible scheduling options availableNo on-call responsibilitiesOverviewBJC has been a cornerstone of healthcare in the region, recognized for our commitment to...

  • Controls Technology Specialist

    2 weeks ago

    St Louis, United States Roeslein & Associates Full time

    Job DescriptionPOSITION SUMMARY: The Controls Technology Specialist will be responsible for providing on-site technical support on Can Lines, Alternative Energy, and Process Energy projects to customers and Roeslein's Mechanical and Systems Engineering teams. This will include working independently or alongside the mechanical and controls commissioning...

  • Risk Control

    2 months ago

    St Louis, United States Guarantee Electrical Full time

    Partner. Energize. Deliver. Join our Denver Team as a Risk Control & Contracts Specialist and become an employee of a nationally recognized Top Workplace! Why Work for Us?Benefits, Compensation, Community Involvement and Employee Appreciation Each member of the Guarantee team is an essential partner in building our successful future. Guarantee offers a...

  • Senior Security Integration Specialist

    1 week ago

    St Louis, Missouri, United States Jobot Full time

    Position OverviewWe are a prominent regional low voltage integrator actively seeking a highly qualified Senior Security Integration Specialist to join our team. This role is vital to our operations and plays a significant part in ensuring the safety and security of our projects.Key ResponsibilitiesLead the design, installation, and maintenance of...

  • Vehicle Recovery Specialist

    2 weeks ago

    St Louis, Missouri, United States AUTO CONTROL TOWING, LLC Full time

    Position OverviewWe are looking for a skilled Vehicle Recovery Specialist to serve the St Louis area and its surroundings.Work Schedule: Monday to Friday, with an 8-hour shift.After completing a probationary period, there will be opportunities for on-call assignments.Key Responsibilities:No repossession tasks involved.No roadside assistance required.Mainly...