Current jobs related to Manager, Regulatory Relations - New York - Webster Bank
-
Director, Regulatory Relations – Reporting
2 months ago
New York, New York, United States American Express Full timeYou Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...
-
Senior Vice President, Regulatory Relations
1 week ago
New York, New York, United States finra Full timePosition Overview:The Senior Vice President of Regulatory Relations is tasked with enhancing and leading the Office of Regulatory Relations (ORR) within Member Supervision. As a pivotal member of the Member Supervision leadership team, this role will collaborate closely with FINRA's Office of Liaison and Counsel (OLC) along with its Government Relations...
-
Senior Vice President, Regulatory Relations
4 days ago
New York, New York, United States finra Full timePosition Overview:The Senior Vice President of Regulatory Relations is tasked with enhancing and leading the Office of Regulatory Relations (ORR) within Member Oversight. As a pivotal member of the Member Oversight leadership team, the SVP will collaborate closely with FINRA's Office of Liaison and Counsel (OLC) along with its Government Relations Group,...
-
Senior Vice President, Regulatory Relations
4 days ago
New York, New York, United States finra Full timePosition Overview:The Senior Vice President of Regulatory Relations is accountable for enhancing and leading the Office of Regulatory Liaison (ORL) within Member Supervision. As a pivotal member of the Member Supervision leadership team, this role will closely collaborate with FINRA's Office of Liaison and Counsel (OLC) and the Government Relations Group,...
-
Senior Vice President, Regulatory Relations
4 days ago
New York, New York, United States finra Full timePosition Overview:The Senior Vice President of Regulatory Relations is accountable for enhancing and guiding the Office of Regulatory Liaison (ORL) within Member Supervision. As a pivotal member of the Member Supervision leadership team, this role will collaborate closely with FINRA's Office of Liaison and Counsel (OLC) and its Government Relations Group,...
-
Senior Vice President, Regulatory Relations
1 week ago
New York, New York, United States finra Full timePosition Overview:The Senior Vice President of Regulatory Relations is accountable for enhancing and guiding the Office of Regulatory Liaison (ORL) within Member Supervision. As a pivotal member of the Member Supervision leadership cadre, the SVP will collaborate closely with FINRA's Office of Liaison and Counsel (OLC) and its Government Relations Group,...
-
Vice President, Regulatory Relations
4 weeks ago
New York, New York, United States American Express Full timeYou Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...
-
MS Operations Analyst
1 week ago
New York, New York, United States Financial Industry Regulatory Authority , Inc. Full timeThis role serves as an individual contributor within the Member Supervision Operations, Procedures, and Standards (MS OPS) team, functioning under general guidance to aid in the formulation and upkeep of operational frameworks, procedures, standards, and reporting mechanisms that affect various departments within Member Supervision. The position is pivotal...
-
Regulatory Affairs Manager
1 week ago
New York, New York, United States Webster Bank Full timeAt Webster Bank, we are dedicated to fostering a culture that prioritizes people. Since our inception in 1935, our mission has been to assist individuals, families, and businesses in achieving their financial aspirations. As a prominent commercial banking institution, we are committed to serving our clients and uplifting our communities. Our core...
-
Regulatory Affairs Manager
4 days ago
New York, New York, United States Webster Bank Full timeAt Webster Bank, we believe in a career that is not just a job, but a pathway to making a difference. Established in 1935, our commitment to prioritizing people has been unwavering, as we strive to assist individuals, families, businesses, and our colleagues in achieving their financial aspirations. As a prominent commercial bank, we are dedicated to serving...
-
Regulatory Compliance Manager
2 months ago
New York, United States talisman advisory partners Full timeTalisman Advisory Partners is excited to be working with an esteemed hydropower consultancy on the East Coast to add a Regulatory & Compliance Manager to their team in Albany. This is a hybrid flexible, full-time opportunity.As the Regulatory & Compliance Manager you will be responsible for providing expert oversight, coordination, and implementation of...
-
Senior Public Relations Account Executive
4 days ago
New York, New York, United States Trust Relations Full timePosition OverviewTrust Relations is seeking a talented Senior Public Relations Account Executive to enhance our vibrant team. This role is designed for a remote freelancer (1099 contractor) who possesses a proven track record in executing innovative publicity initiatives within the consumer lifestyle sector, which encompasses various domains such as fashion,...
-
Manager - Regulatory Compliance
3 weeks ago
New York, New York, United States Bally's Atlantic City Full timeAtlantic City Directs and monitors compliance activities for assigned jurisdictions, to include all components required under the Corporate Compliance Program. Ensures New Jersey Division of Gaming Enforcement requirements are fully complied with and liaises with TRWH's counsel in this regard. Owns property Anti Money Laundering program and all submission...
-
Regulatory Project Manager
3 weeks ago
New York, United States Motion Recruitment Full timeGrow your career as a Regulatory Project Manager with an innovative global bank in New York, NY. Contract role with strong possibility of extension. Will require working a hybrid schedule 2-3 days onsite per week. Join one of the world's most renowned global banks and trusted brand with over 200 years of continuously evolving financial services worldwide....
-
Lead Investigator, Regulatory Compliance
1 week ago
New York, New York, United States Financial Industry Regulatory Authority , Inc. Full timeThe Lead Investigator is responsible for conducting thorough investigations across various Regulatory Compliance cases to establish comprehensive and factual investigative records. Less complex cases are managed with limited oversight from supervisory personnel. We are looking for a candidate with expertise in areas such as market structure, trading...
-
Regulatory Remediation Manager
2 weeks ago
New York, United States Sia Partners Full timeJob DescriptionJob DescriptionCompany DescriptionSia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. Counting 3,000 consultants in 19 countries, we expect to achieve USD 420 million in turnover for the current fiscal...
-
Regulatory Remediation Manager
2 weeks ago
New York, United States Sia Partners Full timeSia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. Counting 3,000 consultants in 19 countries, we expect to achieve USD 420 million in turnover for the current fiscal year. With a global footprint and expertise in more...
-
Regulatory Remediation Manager
2 weeks ago
New York, United States Sia Partners Full timeSia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. Counting 3,000 consultants in 19 countries, we expect to achieve USD 420 million in turnover for the current fiscal year. With a global footprint and expertise in more...
-
Regulatory Project Manager
2 weeks ago
New York, United States Mindlance Full timeJob Title: Project Manager (Global Markets Transformation)Location: NYC (HYBRID)Duration: 6+ Months (Possible extension/conversion)Responsibilities:Transformation / change management / PMO experience with a focus on Global Markets initiatives to address regulatory, audit, risk and control and / or risk management issuesAbility to influence and build...
-
Regulatory Project Manager
2 weeks ago
New York, United States Mindlance Full timeJob Title: Project Manager (Global Markets Transformation)Location: NYC (HYBRID)Duration: 6+ Months (Possible extension/conversion)Responsibilities:Transformation / change management / PMO experience with a focus on Global Markets initiatives to address regulatory, audit, risk and control and / or risk management issuesAbility to influence and build...
Manager, Regulatory Relations
1 month ago
If you’re looking for a meaningful career, you’ll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help individuals, families, businesses and our colleagues achieve their financial goals. As a leading commercial bank, we remain passionate about serving our clients and supporting our communities. Integrity, Collaboration, Accountability, Agility, Respect, Excellence are Webster’s values, these set us apart as a bank and as an employer.
Come join our team where you can expand your career potential, benefit from our robust development opportunities, and enjoy meaningful work
Job Summary:
The Manager, Regulatory Relations, for Webster Bank is responsible for ensuring there is an effective Regulatory Relations Program in place. In this position, the Manager assists with driving forward the strategic agenda for Regulatory Relations, for fostering and maintaining effective partnerships with internal stakeholders, and for ensuring that Regulatory Relations is proactive in its efforts to respond to regulatory requests. The Manager is responsible for advising the lines of business on best practices in interacting with our primary regulators and updating training and awareness materials.
Job Responsibilities:
***This is a hybrid role based out of our Jericho or White plains office, working 3 days in the office and 2 days at home.
Responsible for coordinating key exam and ongoing supervision and other interactions across the bank with our primary regulators.
Provide lines of business with guidance and advice on best practices in interacting with our primary regulators.
Coordinate the review of documentation responsive to regulator requests within timelines defined by the regulators.
Support the secure delivery of documentation responsive to regulator requests within timelines defined by the regulators.
Assist with developing reporting on key exam and ongoing supervision activities coordinated by Regulatory Relations.
Maintain the exam calendar and key contacts for the key examinations and ongoing supervision for the bank.
Experience, Skills and Education:
Must have at least 4 -7 years of cumulative experience in Compliance, Risk, or Audit.
Candidates with advanced degrees (Associates, Bachelor’s, and/or Master’s) preferred, yet a High School diploma or GED is required.
Candidates with some combination of coursework and experience, or else extensive related professional experience, are eligible for consideration.
Candidates with prior experience in a Regulatory Relations role strongly preferred.
Broad knowledge of banking laws and general risk management concepts required.
Strong written and verbal communication skills
Advanced Microsoft Office skills, including Excel, PowerPoint, and Word
Knowledge of banking applications and systems, preferred.
Knowledge of banking products and services
Effective project management and analytical skills
Effective decision-maker
#LI-BY1
#LI-HYBRID
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status.
