Compliance Advisory Associate

Compliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under the...

Job description Business type Types of Jobs - Compliance / Financial Security Job title Global Markets Regulatory Compliance Advisory - Americas Contract type Permanent Contract Job summary Summary Global Markets Regulatory Compliance (“GMRC”) Advisory – Americas Vice President is responsible for providing advisory on...

      We are an SEC Registered Investment Advisor working with high net worth individuals and their families to offer comprehensive wealth advisory. We additionally serve as a chief investment officer to other financial advisors and their clients in a sub advisory capacity. We are committed to delivering institutional caliber investment solutions...

      We are an SEC Registered Investment Advisor working with high net worth individuals and their families to offer comprehensive wealth advisory. We additionally serve as a chief investment officer to other financial advisors and their clients in a sub advisory capacity. We are committed to delivering institutional caliber investment solutions...

Job Title: Transaction Advisory Associate Location: Boston, MA Company Overview: My client is one of the largest accounting and consulting firms specializing in providing comprehensive transaction advisory services to clients across various industries. With a commitment to excellence and a focus on delivering tailored solutions, they strive to empower...

Job Title: Transaction Advisory Associate Location: Boston, MA Company Overview: My client is one of the largest accounting and consulting firms specializing in providing comprehensive transaction advisory services to clients across various industries. With a commitment to excellence and a focus on delivering tailored solutions, they strive to empower...

Our client is a well-established placement agent, providing strategic advisory services to institutional investors and fund managers worldwide. With a strong presence in New York City, they offer innovative solutions across primary fund placements, secondary transactions, and direct co-investments. The team is composed of seasoned professionals who excel in...

About Us Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and...

SummaryThe Global Markets Regulatory Compliance (“GMRC”) Advisory – Vice President is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies and procedures to internal stakeholders, including trading and sales personnel and key support functions.Key...

Job Title: Transaction Advisory AssociateLocation: Boston, MACompany Overview:My client is one of the largest accounting and consulting firms specializing in providing comprehensive transaction advisory services to clients across various industries. With a commitment to excellence and a focus on delivering tailored solutions, they strive to empower clients...

ANALYST - FIC ADVISORY ANALYST (JOB NUMBER: FIN003642) **Business Overview**: Our FIC Advisory department offers advisory services for mergers and acquisitions (M&A), primary equity. capital markets (ECM) transactions and balance sheet restructuring, combining the expertise across various sector groups with a focused international approach. This role will...

Job DescriptionJob DescriptionSTNL Advisors, a boutique commercial real estate consulting firm is hiring an Associate for its Lease Advisory Team. New team members will collaborate with clients to assess leased and owned real estate then establish and implement real estate strategies to maximize lease leverage on individual and portfolio properties. This...

Trading Firm is looking is looking for Associate and VP/Manager level Compliance professionals in New York.This advisory role will essentially make sure the firm is conducting business in accordance with various rules and regulations (FINRA, SEC, CFTC, NFA) as well as internal policies and industry best practices.The ideal candidate will have:2-7 years of...

Trading Firm is looking is looking for Associate and VP/Manager level Compliance professionals in New York. This advisory role will essentially make sure the firm is conducting business in accordance with various rules and regulations (FINRA, SEC, CFTC, NFA) as well as internal policies and industry best practices. The ideal candidate will have: 2-7 years of...

We are excited to share the Summer Associate- MBA opportunity with one of our strategic partners, Cornerstone Research.Overview:Cornerstone Research is a leading economic and financial consulting firm with more than 900 staff members across nine offices. Together with an extensive network of internationally prominent faculty, we conduct rigorous, objective...

A Global Asset Management company is actively seeking an experienced Attorney to join their Legal team. You will play a lead role in various matters such as fund formation and maintenance, regulatory compliance, negotiating with investors, and more. This Senior Counsel will have a high level of visibility as it involves collaboration with senior business...

A Global Asset Management company is actively seeking an experienced Attorney to join their Legal team. You will play a lead role in various matters such as fund formation and maintenance, regulatory compliance, negotiating with investors, and more. This Senior Counsel will have a high level of visibility as it involves collaboration with senior business...

The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to the world of accounting, which includes creating a diverse, collaborative and entrepreneurial workplace culture. Our leaders truly care about the well-being of all...

CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The Compliance...

Description:CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The...