Compliance Officer

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

The Role We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team in support of the overall global Compliance function. The position is responsible for managing...

LoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance LocationNew York PostedPosted 52 Days Ago CodeREQ5643 Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to a Senior Compliance Officer and will work closely with both the Compliance and Legal Departments....

**About Us**: **The Role**: The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws, regulations, and in-house policies and procedures while keeping abreast of all regulatory developments and requirements. **Responsibilities**: - Oversight and completion of all annual...

Senior Compliance Officer, Investments Compliance. Location: Parsippany, NJ or New York, NY - At AIG, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer, Investments Compliance to play your part in tha Compliance Officer, Compliance, Investment, Officer, Senior, Operations, Banking

**Job Title**: Research Compliance Officer **Grade**: 37 **Salary**: $167,905 - $190,003 The Research Foundation for Mental Hygiene is seeking a qualified applicant to fill a full-time Research Compliance Officer position at the New York State Psychiatric Institute. The Research Compliance Officer will provide support and direction for the NYSPI research...

Job DescriptionJob DescriptionChief Compliance OfficerLocation: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments, Inc. and its state money transmission licensed affiliate Melio...

Job DescriptionJob DescriptionChief Compliance OfficerLocation: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments, Inc. and its state money transmission licensed affiliate Melio...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

General Counsel & Chief Compliance Officer++ (New York, NY): Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO. This new hire will be a part of the team’s executive leadership committee and spearhead their compliance program efforts while also meaningfully contributing to their...

General Counsel & Chief Compliance Officer++ (New York, NY): Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO. This new hire will be a part of the team’s executive leadership committee and spearhead their compliance program efforts while also meaningfully contributing to their...

Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team and oversee all compliance-related matters within our private equity renewables investment portfolio. The Compliance Officer will be responsible for ensuring that our...

Job Title: Compliance Officer - Private Equity RenewablesLocation: New York or BostonJob Description:We are seeking a highly motivated and experienced Compliance Officer to join our team and oversee all compliance-related matters within our private equity renewables investment portfolio. The Compliance Officer will be responsible for ensuring that our...

Job Title: Compliance Officer - Private Equity RenewablesLocation: New York or BostonJob Description:We are seeking a highly motivated and experienced Compliance Officer to join our team and oversee all compliance-related matters within our private equity renewables investment portfolio. The Compliance Officer will be responsible for ensuring that our...

Job Title: Compliance Officer - Private Equity RenewablesLocation: New York or BostonJob Description:We are seeking a highly motivated and experienced Compliance Officer to join our team and oversee all compliance-related matters within our private equity renewables investment portfolio. The Compliance Officer will be responsible for ensuring that our...

Job Title: Chief Compliance OfficerLocation: Bronx, NYSkills: Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity:We are a rapidly growing healthcare company providing high-quality and accessible medical care to residents of New York State. We have been in business for over 25 years and serve all five boroughs of New York...

Job Title: Chief Compliance OfficerLocation: Bronx, NYSkills: Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity:We are a rapidly growing healthcare company providing high-quality and accessible medical care to residents of New York State. We have been in business for over 25 years and serve all five boroughs of New York...

Conduct reviews under the Group’s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group’s policies and procedures as included in the Compliance Manual.Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities transaction reviews,...

Conduct reviews under the Group’s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group’s policies and procedures as included in the Compliance Manual.Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities transaction reviews,...

Conduct reviews under the Group’s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group’s policies and procedures as included in the Compliance Manual.Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities transaction reviews,...