Senior Investment Management Attorney

4 weeks ago


New York, United States Larson Maddox Full time

A Global Asset Management company is actively seeking an experienced Attorney to join their Legal team. You will play a lead role in various matters such as fund formation and maintenance, regulatory compliance, negotiating with investors, and more. This Senior Counsel will have a high level of visibility as it involves collaboration with senior business partners across the firm. This leading Firm emphasizes the importance of a strong culture, good work-life balance, and work that is both interesting and fulfilling.


Responsibilities:

  • Play a lead role in the formation, structuring, and maintenance of various funds and investment products
  • Ensure compliance with various SEC and FINRA regulations including Investment Advisers and Investment Company Acts of 1940, conduct regulatory examinations, file Form ADV, etc.
  • Draft and amend wrap-fee advisory program agreements
  • Remain updated on developments within the regulatory landscape and advise senior management accordingly


Qualifications:

  • 6+ years of Legal experience within the Investment Advisory/Asset Management space.
  • JD or equivalent an accredited university
  • Strong written and oral communication skills
  • Ability to both work independently and collaborate with others
  • Experience with “wrap-fee” advisory programs is a significant plus


Please do not hesitate to apply today



  • New York, United States Illapa Search Full time

    About:A Vault 50 law firm in New York City is seeking a corporate attorney to handle private equity fund formation matters. The practice provides a full range of services to a diverse group of clients, including US, European and international financial institutions, hedge fund managers, private equity firms, investment advisers, family offices and...


  • New York, United States Investment Banker Full time

    Job DescriptionJob DescriptionInvestment Banking Sales AssociateA rapidly growing investment banking firm focused on the micro to small-cap (public & private) markets is seeking to add an experienced Investment Sales Associates for the investment banking division. The candidate needs to have been a financial sales professionals and proven producers with the...


  • New York, United States Investment Banker Full time

    Job DescriptionJob DescriptionInvestment Banking Sales AssociateA rapidly growing investment banking firm focused on the micro to small-cap (public & private) markets is seeking to add an experienced Investment Sales Associates for the investment banking division. The candidate needs to have been a financial sales professionals and proven producers with the...

  • Investment Associate

    2 weeks ago


    New York, United States Marina Sirras & Associates LLC Full time

    Investment Funds Attorneys - Mid to Senior Level - New YorkOur client is a major firm, seeking mid to senior level associates or special counsels for its premier investment management practice in New York. The salary for these positions will start at $260,000+.Qualifications3+ years of experience in investment management/fund formation work, including...


  • New York, New York, United States Jameson Legal Full time

    Our client, an elite US law firm, is looking to hire a mid-senior level Associate (class of into its market-leading alternative investments team in New York.The firm represents both lenders and borrowers in complex, first-of-a-kind transactions. Any candidate looking to apply will need to demonstrate experience in structured credit, secured lending,...


  • New York, United States PALAZZO Investment Bankers Full time

    PALAZZO is seeking to immediately hire an investment banking analyst. This candidate must have at least one year of relevant investment banking, finance, corporate development experience, or other relevant experience. The position is a combination of quantitative (financial models, financial statement analysis, and valuations) and qualitative (business...

  • Investment Analyst

    4 weeks ago


    New York, United States Crédit Agricole Corporate and Investment Bank Full time

    Job DescriptionJob DescriptionSummary of the position: Credit Agricole Corporate and Investment Bank is seeking an analyst to work within GIB on the origination and execution of Mergers & Acquisitions and Equity Capital Markets transactions. This position requires strong leadership qualities, good business “instinct” and the ability to work...

  • Investment Manager

    2 days ago


    New York, United States Pasona NA Full time

    Global trade and investment company, US HQ in NYC, seeks business professional with experience in investment banking, private equity and / or operational experience in healthcare services and other industries. The professional will be an integral part of small teams and play an instrumental role in healthcare and other industry business development...

  • Investment Management

    3 weeks ago


    New York, United States Deilegal Full time

    Job DescriptionJob DescriptionAM Law 100 Firm's New York office is seeking associates to join its investment management practice.RequirementsExperience: seeks to hire a highly qualified midlevel or senior associate with law firm experience to join our Investment Management – Financial Institutions practice group in either the New York, Philadelphia, or...

  • Investment Manager

    2 weeks ago


    New York, United States Pasona N A, Inc. Full time

    Global trade and investment company, US HQ in NYC, seeks business professional with experience in investment banking, private equity and / or operational experience in healthcare services and other industries. The professional will be an integral part of small teams and play an instrumental role in healthcare and other industry business development...

  • Investment Manager

    2 weeks ago


    New York, United States Pasona N A, Inc. Full time

    Global trade and investment company, US HQ in NYC, seeks business professional with experience in investment banking, private equity and / or operational experience in healthcare services and other industries. The professional will be an integral part of small teams and play an instrumental role in healthcare and other industry business development...


  • New York, United States EachHire Full time

    **Mid/Senior level Associate Attorney - Private Funds** **Location: New York City** An AM Law 200 firm is in search of a mid/senior-level associate to join its Private Funds practice in New York. - 3-7 years of experience advising established and emerging fund sponsors on the formation of private investment funds, separate accounts, and other investment...


  • New York, United States Romano Law PLLC Full time

    Senior Corporate AttorneyJob DescriptionYOU ARE: An attorney with over 10 years of corporate transactional experience.Licensed to practice law in New York, Florida, California, or elsewhere in the U.S. or the UK, with a portable book of business.A natural leader, experienced in structuring and negotiating M&A transactions.Practical, prepared and resourceful...


  • New York, United States Romano Law PLLC Full time

    Senior Corporate AttorneyJob DescriptionYOU ARE: An attorney with over 10 years of corporate transactional experience.Licensed to practice law in New York, Florida, California, or elsewhere in the U.S. or the UK, with a portable book of business.A natural leader, experienced in structuring and negotiating M&A transactions.Practical, prepared and resourceful...


  • New York, United States Trandon Associates, Inc Full time

    Job DescriptionJob DescriptionMajor Law Firm is seeking a Senior Intake Attorney to join their team. Your responsibilities will encompass managing a caseload, engaging with clients, and collaborating with our esteemed Immigration Team of Attorneys and legal assistants.Key Responsibilities:Monitor the firm's case management software for live cases to...


  • New York, United States CSG Partners Full time $90,000 - $100,000

    Investment Banking Analyst (Immediate Hire)We're looking for diligent, coachable, and determined financial services professionals who have already started their careers at major investment banks, accounting firms, or related consultancies.CSG offers a hands-on training program, direct client involvement, and a competitive compensation package. You'll...


  • New York, United States WiseCounsel LLC Full time

    IMMEDIATE OPPORTUNITY: Well regarded Midtown Manahattan 65 attorney law firm seeks to hire a senior commercial litigation attorney or senior counsel admitted to the NY Bar to their litigation team. The firm is highly regarded and attracts high net worth clients. The partners and associates are very collegial. Attorney should be able to hit the ground running...

  • Senior Analyst

    2 weeks ago


    New York, United States Rhodium Group Full time

    Job DescriptionJob DescriptionRhodium Group is recruiting a Senior Analyst to join the company’s Energy & Climate Data Platforms team, working on the Clean Investment Monitor. The position is remote.Location: Remote | Apply by: April 30th, 2024Position DescriptionRhodium Group is looking for an entrepreneurial and talented Senior Analyst to join our...


  • New York, United States augmentjobs Full time

    Job DescriptionJob DescriptionJob Summary: We are seeking a highly motivated and detail-oriented Healthcare Investment Banking Analyst to join our dynamic team. This role involves supporting senior bankers in the Healthcare group by providing analytical support for mergers and acquisitions, debt and equity offerings, and other financial advisory services....


  • New York, United States augmentjobs Full time

    Job DescriptionJob DescriptionJob Summary: We are seeking a highly motivated and detail-oriented Healthcare Investment Banking Analyst to join our dynamic team. This role involves supporting senior bankers in the Healthcare group by providing analytical support for mergers and acquisitions, debt and equity offerings, and other financial advisory services....