Current jobs related to Audit Manager II Financial Crimes Regulatory Findings Validation - New York - TD Bank, N.A.
-
New York, New York, United States TD Bank, N.A. Full timeJob SummaryWe are seeking an experienced Audit Manager II to join our team at TD Bank, N.A. as a Financial Crimes Regulatory Findings Validation Manager. In this role, you will be responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas.Key ResponsibilitiesContribute to the Audit planning...
-
New York, New York, United States TD Bank, N.A. Full timeJob SummaryThe Audit Manager II Financial Crimes Regulatory Findings Validation role is responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This includes overseeing the Audit team performing the audits.Key ResponsibilitiesContributes to the Audit planning process for specific...
-
Audit Manager II Financial Crimes High Risk
4 weeks ago
New York, New York, United States TD Bank Group Full timeJob Title: Audit Manager II Financial Crimes High RiskTD Bank Group is seeking an experienced Audit Manager II to join our Financial Crimes team. As an Audit Manager II, you will be responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas.Key Responsibilities:Contribute to the Audit...
-
New York, New York, United States TD Bank Group Full timeJob Title: Audit Manager I Financial Crimes Issue Validation Job Summary: The Audit Supervisor is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised. Key Responsibilities: Leads a team focused on assigned audit and assumes the lead position on the audit, providing supervision and...
-
Audit Manager II Financial Crimes High Risk
2 weeks ago
New York, New York, United States TD Bank Full timeJob Title: Audit Manager II Financial CrimesJob Summary:The Audit Manager II Financial Crimes is responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.Key Responsibilities:Contributes to the Audit planning process for...
-
New York, New York, United States TD Bank Group Full timeJob Summary:The Audit Supervisor is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised. This role requires strong knowledge of audit principles and practices, as well as excellent oral and written communication skills. The successful candidate will have a 4-year degree or...
-
Audit Manager II Fin Crimes/AML CoE
4 weeks ago
New York, New York, United States TD Bank Group Full timeJob Title: Audit Manager II Fin Crimes/AML CoETD Bank Group is seeking an experienced Audit Manager II to join our Financial Crimes and AML (Anti-Money Laundering) team. As an Audit Manager, you will be responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas.Key...
-
Audit Manager I Financial Crimes High Risk
2 weeks ago
New York, New York, United States TD Bank Full timeAbout the RoleThe Audit Supervisor is a key member of our Financial Crimes Audit team, responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key ResponsibilitiesLead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments to...
-
AML/Financial Crimes Audit SME
4 weeks ago
New York, New York, United States Northern Trust Full timeAbout Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.Our commitment to service, expertise, and integrity has enabled us to...
-
New York, New York, United States Capital One Full timeJob Title: Audit Director, Financial Crimes ComplianceCapital One is seeking a highly skilled and experienced Audit Director to join our Financial Crimes Compliance team. As a key member of our audit team, you will be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions and Fraud risk management is...
-
Senior Manager
4 weeks ago
New York, New York, United States TD Bank Full timeJob Title: Senior Manager - Financial Crime Risk ManagementJob Summary:We are seeking a highly experienced Senior Manager to lead our Financial Crime Risk Management team. The successful candidate will be responsible for overseeing the analysis and investigation of complex financial crime cases, ensuring compliance with regulatory requirements, and...
-
Global AML/Financial Crimes Audit Specialist
1 week ago
New York, New York, United States Northern Trust Full timeAbout Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we are committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions.We take pride in our enduring principles of service, expertise, and...
-
Audit Manager I IT Audit/Financial Crimes
1 month ago
New York, New York, United States TD Bank Full timeJob Title: Audit Manager I IT Audit/Financial CrimesJob Summary:The Audit Supervisor is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key Responsibilities:Lead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments...
-
Senior Manager
4 weeks ago
New York, New York, United States TD Bank Full timeJob Title: Senior Manager - Financial Crime Risk ManagementTD Bank is seeking a highly skilled Senior Manager to lead our Financial Crime Risk Management team. As a key member of our organization, you will be responsible for overseeing the analysis and investigation of complex financial crime cases, ensuring compliance with regulatory requirements, and...
-
Senior Audit Manager
4 weeks ago
New York, United States Selby Jennings Full timeSenior Audit Manager - Financial/Regulatory ReportingLocation: NYCCompensation: 180-225k baseI am currently working with an American Investment Bank is looking to bring on a Senior Audit Manager to the Financial and Regulatory Reporting Audit function in NYC. Ideal candidates have 8+ years of experience in internal audit and have strong regulatory/financial...
-
Senior Audit Manager
4 weeks ago
New York, United States Selby Jennings Full timeSenior Audit Manager - Financial/Regulatory ReportingLocation: NYCCompensation: 180-225k baseI am currently working with an American Investment Bank is looking to bring on a Senior Audit Manager to the Financial and Regulatory Reporting Audit function in NYC. Ideal candidates have 8+ years of experience in internal audit and have strong regulatory/financial...
-
Internal Audit Regulatory Validation Specialist
2 weeks ago
New York, New York, United States Goldman Sachs Full timeJob SummaryGoldman Sachs is seeking a highly skilled Internal Audit Regulatory Validation Specialist to join our team. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our internal controls and risk management processes.Key ResponsibilitiesDevelop and maintain an in-depth understanding of the...
-
Regulatory Advisory Senior Manager
2 weeks ago
New York, United States FORVIS Full timeRequisition Number2233256 Description & Requirements How you will contribute: Lead and Manage Audits: Plan, execute, and oversee internal audit reviews of AML and Sanctions programs to ensure compliance with regulatory requirements and internal policies. Audit Methodologies : Apply and enhance internal audit methodologies, including risk...
-
Financial Crime Risk Management Manager
4 weeks ago
New York, New York, United States TD Bank Full timeJob Title: Financial Crime Risk Management ManagerWe are seeking a highly skilled Financial Crime Risk Management Manager to join our team at TD Bank. As a key member of our Financial Crime Risk Management team, you will be responsible for leading and managing a team of professionals who provide oversight, expert policy/regulatory guidance, and advisory...
-
Audit Manager I Financial Crimes High Risk
4 weeks ago
New York, New York, United States TD Bank Group Full timeJob DescriptionThe Audit Supervisor is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key ResponsibilitiesLead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge, reviewing...
Audit Manager II Financial Crimes Regulatory Findings Validation
5 months ago
Description
:The Audit Manager is accountable for overseeing the planning and execution for audits covering discrete business units or functional corporate areas. The job will also oversee the Audit team performing the audits.
Depth & Scope:
Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgets Has overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line. Performs testing of critical areas of audit. Performs review of audit documentation. Oversees findings follow up and issue validation. Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met Oversees a small to medium sized team assigned to a given audit and provide coaching and feedback on performance throughout the audit Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise. Acts as primary contact with management regarding audit scope, findings and status
Education & Experience:
Preferred experience:
CAMS, CFE certification
Financial Crimes/AML Audit experience
Who We Are:
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.
Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.
Colleague Development
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.
Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.
Interview Process
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
Accommodation
If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
