Audit Manager I Financial Crimes High Risk

11 hours ago

New York, New York, United States TD Bank Group Full time
Job Description

The Audit Supervisor is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.

Key Responsibilities
  • Lead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge, reviewing work papers completed by staff, and drafting audit reports.
  • Responsible for time and staffing budgets for upcoming audits.
  • Responsible for planning of audits.
  • Responsible for contact with management regarding audit scope, status, and findings.
  • Works at direction of Audit Manager.
  • May perform testing procedures for more critical areas of audits.
  • Provides on-the-job training for staff.
  • Supervises findings follow-up tasks with management and audit staff.
  • Is a subject matter expert in at least one area of discipline.
  • Works independently but receives assistance/coaching from the audit manager.
  • May be Auditor in Charge on an Audit.
  • May participate and/or lead assigned special projects.
  • Provides feedback on staff performance on an audit project basis.
  • Assists in providing feedback on completion of staff evaluations.
  • Updates, revises, and improves existing audit procedures and programs.
  • Adds value through consultative interactions with business line management.
Requirements
  • 4-year degree or equivalent experience.
  • 5+ years of related Audit experience required.
  • Excellent oral and written communication skills.
  • Strong knowledge of audit principles and practices.
  • Coaching and counseling skills.
  • Ability to delegate work to others.
  • Strong decision-making and follow-through ability.
  • PC skills (MS Office Suite).
  • Works well independently and with others.
  • Strong analytical skills.
  • Ability to respond to shifting priorities quickly.
  • Team working experience.
  • Ability to build and maintain relationships with peers and management.
  • Strong knowledge of laws and regulations governing the banking industry.
  • Certification highly preferred or willingness to pursue certification.
  • Travel 25% or more.
Preferred Experience
  • CAMS, CFE certification.
  • Financial Crimes/AML Audit experience.
About TD Bank Group

TD Bank Group is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.

Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

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