Rule Automation Analyst

2 weeks ago


Newport Beach, United States Professional Staffing Group Full time
Rule Automation Analyst ($30-33/hr)

We are seeking a Rule Automation Analyst to join our Legal & Compliance department in Newport Beach, CA, offering a competitive pay rate of $30-33 per hour. This position provides a unique opportunity to work within a dynamic team that focuses on coding and automating investment guidelines and regulations within our proprietary compliance system. The role involves diverse interactions across the organization, providing extensive exposure to the investment guideline compliance process and a variety of technical and analytical projects.

Responsibilities:
  • Create, automate, and maintain compliance rules based on investment guidelines
  • Ensure accurate reflection of accounts' restrictions in the compliance system
  • Address inquiries related to the status or functionality of compliance rules
  • Test and implement new functionalities within the compliance system
  • Engage in various analytical and technical projects to automate account guideline compliance
Qualifications:
  • Bachelor's Degree in Accounting, Business, Finance, or Economics preferred
  • 0-3 years of professional experience in compliance or investment management
  • Understanding of global equity and fixed income markets and financial products
  • Intermediate to advanced proficiency in MS Excel
  • Coding experience in a compliance system highly desired
  • Familiarity with SQL, Business Objects, and Bloomberg advantageous
  • CFA designation or active status in the CFA program is a plus
Visit our website to learn more about our openings

There are no costs for candidates utilizing our services as our clients pay for all related hiring fees. All ProPivotal job postings are either actual positions we had available at the time of posting and/or are representative of positions we typically fill or expect to fill. If you see a job that interests you, respond to the ad or give us a call so that we can help you find a job you'll love. As one of the area's largest staffing firms, we help 2,500 people find jobs a year so chances are good that we can help you too.

ProPivotal is an equal opportunity employer and considers qualified applicants for employment regardless of race, gender, gender identity, gender expression, age, color, religion, disability, veteran's status, sexual orientation, or any other protected factor.

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