Director-Regulatory Compliance Sr.

2 weeks ago

Colorado Springs Colorado, United States Ent Credit Union Full time
Job Description

The primary function of the Senior Director, Regulatory Compliance is to oversee the second line of defense compliance team and Bank Secrecy Act / Anti-money Laundering (BSA/AML) team. This position will also coordinate the implementation of Ent's compliance management system, oversee the coordination of the credit union's operational compliance with applicable international, federal, and state rules, regulations, and statutory requirements with a special focus on the Bank Secrecy Act, Privacy, Record Retention, Member Records, and Compliance programs. This position also serves as an enterprise-wide consultant to typical organizational compliance issues including regulatory interpretation and training monitoring for existing and proposed credit union directives. The Enterprise Compliance will be instrumental in establishing and co-chairing the Operational Risk & Regulatory Compliance Risk Management committee along with the Vice President of Legal. In addition, the role will oversee, develop, review, and/or revise policies, forms, agreements, processes, and disclosures to ensure compliance with applicable laws, rules, and regulations for all operational functions. This position will ensure the credit union, affiliates, volunteers, and employees understand and abide by internal and regulatory procedures. This role will serve as a primary consultant for organization-wide compliance awareness and management, requiring a mastery of many, varied regulations, and a strong awareness of available legislative and compliance resources. The Senior Director, Regulatory Compliance is the credit union's Bank Secrecy Officer and provides USA PATRIOT Act compliance oversight. The appropriate compliance interaction with operational areas is critical to effective operations and reducing potential liability.

Essential Functions

Compliance and BSA/AML Strategic Oversight: Assess emerging regulatory compliance issues and potential liabilities. Report compliance activities to senior management and the Board. Develop compliance policies, procedures, and disclosures. Review policies and procedures for compliance with applicable laws and regulations. Ensure corrective actions are implemented in a timely manner and are effective to prevent recurrence. Oversee training of management, employees, and volunteers in consumer protection laws and regulations. Coordinate investigations and responses to consumer complaints. Must keep current on all existing / emerging compliance regulations relevant to the banking industry. On-going monitoring of daily compliance relating to requirements under the Bank Secrecy Act and related acts such as CTR and SAR management, OFAC monitoring, FinCEN review and reporting, and FACT Act requirements including red flag mitigation.

Compliance and BSA/AML Projects: Manage and oversee the compliance management system. Oversee all Compliance modules of the GRC application. Consult and determine compliance risk in existing and soon-to-be implemented products, services, and other organizational activities as a part of cross-functional teams. Project development, special projects, and the requirements for privacy and vendor management require a compliance perspective to ensure all facets are being adequately addressed whether they involve Operations, Marketing, Information Technology, Human Resources, Finance, Accounting, or other departments within the organization. Oversee the development and execution of the BSA/AML Program and perform the annual risk assessment.

Departmental Management & Leadership: Provide clarification / direction on work assignments. Provide direct reports coaching / mentoring / leadership development opportunities towards achieving development goals. Support staff in their daily duties as needed. Building the team by sourcing, selecting, and retaining the correct resources. Lead and develop employees in an effort to meet their career aspirations contributing to the achievement of department objectives. Provide coaching and team alignment for all direct reports. Handle supervisory duties such as approving time off, performance reviews, and disciplinary actions.

Bank Secrecy Act: Remains cognizant of and adheres to Ent policies and procedures, and regulations pertaining to the Bank Secrecy Act.

  • Director-Regulatory Compliance Sr.

    2 weeks ago

    Colorado Springs, United States Ent Credit Union Full time

    The primary function of the Senior Director, Regulatory Compliance is to oversee the second line of defense compliance team and Bank Secrecy Act / Anti-money Laundering (BSA/ AML) team. This position will also coordinate the implementation of Ent's c Director, Regulatory, Compliance, Leadership, Accounting, Operations, Business Services

  • Sr. Director, Audit

    2 weeks ago

    Colorado Springs, United States United States Olympic & Paralympic Committee Full time

    Job Details Description Are you mission-driven and passionate about helping others succeed? Do you strive to lead, follow, and act with integrity? Are you the one who honors your commitments? Is building trusting relationships an integral part of why you do what you do? Do you push limits and challenge the status quo? If you...

  • Director-Finance Operations

    2 days ago

    Colorado Springs, Colorado, United States Ent Credit Union Full time

    Job Description This seasoned position directs the Finance operations to include day-to-day management of department staff and all assigned department responsibilities. This seasoned position leads the credit union's overall financial reporting, both regulatory and internal, annual preparation of the budget and monthly variance analysis, forecasting, peer...

  • Affordable Field Compliance Specialist

    3 weeks ago

    Colorado Springs, Colorado, United States FPI Management, Inc. Full time

    Job Description Property Name: Copper Rose Address: 5923 Tutt Blvd, Colorado Springs, CO 80923, USA Full-time Unit Count: 182 The Field Compliance Specialist (FCS) will be assigned to periodic short-term projects to assist with meeting or maintaining property program compliance.  The FCS will be a support to site staff and at times cover for vacant...

  • Affordable Field Compliance Specialist

    3 weeks ago

    Colorado Springs, United States FPI Management Full time

    Company DescriptionMultifamily Property ManagementJob Description Property Name: Copper Rose Address: 5923 Tutt Blvd, Colorado Springs, CO 80923, USA Full-time Unit Count: 182 The Field Compliance Specialist (FCS) will be assigned to periodic short-term projects to assist with meeting or maintaining property program compliance. The FCS will be a support to...

  • IT Security Compliance Analyst

    4 weeks ago

    Colorado Springs, United States ClientSolv Technologies Full time

    Job Description We are seeking an IT Security Compliance Analyst for an 8-month contract (with the possibility for extension) in Denver, CO. This role can work remotely for residents of Colorado and will be responsible for Compliance activities and for reviewing existing standards, refreshing them, and/or developing new ones primarily for application...

  • Affordable Field Compliance Specialist

    5 days ago

    Colorado Springs, United States FPI Management, Inc. Full time

    Job DescriptionJob DescriptionCompany DescriptionMultifamily Property ManagementJob DescriptionProperty Name: Copper RoseAddress: 5923 Tutt Blvd, Colorado Springs, CO 80923, USAFull-timeUnit Count: 182The Field Compliance Specialist (FCS) will be assigned to periodic short-term projects to assist with meeting or maintaining property program compliance....

  • IT Security Compliance Analyst

    3 weeks ago

    Colorado Springs, United States ClientSolv Technologies Full time

    Job DescriptionJob DescriptionCompany DescriptionClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company that is certified as a WMBE, 8a firm by the Federal government's Small Business...

  • IT Security Compliance Analyst

    3 weeks ago

    Colorado Springs, United States ClientSolv Full time

    Company Description ClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company that is certified as a WMBE, 8a firm by the Federal government's Small Business Administration. Job Description We...

  • Assistant Community Director

    3 weeks ago

    Colorado Springs, Colorado, United States FPI Management, Inc. Full time

    Job Description 260 N Murray Blvd, Colorado Springs, CO 80909, USA Full-time Unit Count: 192 Property Name: Stone Canyon The Assistant Community Director is fully accountable in assisting the Community Director with the day-to-day property operations, and managing the asset to meet the client's expressed operational and financial goals. Assists with the...

  • Funeral Director

    4 weeks ago

    Colorado Springs, Colorado, United States Service Corporation International Full time

    As the licensed Funeral Director, responsible for the compliance with all mortuary, health, and vital statistics regulation compliance within the funeral establishment(s).Promotes funeral, cemetery, and crematory services and merchandise such as catering, flowers, music, and Ever Lasting Memory products.Transitions Arrangement Conference to Funeral Services...

  • Director of Accessibility Services

    2 weeks ago

    Colorado Springs, United States Pikes Peak State College Full time

    This is a NON-CLASSIFIED employment opportunity. Visit the State of Colorado for Classified employment opportunities. The Director of Accessibility Services is a key leadership role responsible for advancing and overseeing the development, implementation, and management of comprehensive accessibility services within the institution. This position ensures...

  • Affordable Assistant Community Director

    2 days ago

    Colorado Springs, Colorado, United States FPI Management, Inc. Full time

    Job Description Property Name: Copper Range 7535 Copper Range Heights, Colorado Springs, CO 80908, USA Full-Time Unit Count: 240 The Assistant Community Director is fully accountable in assisting the Community Director with the day-to-day property operations, and managing the asset to meet the client's expressed operational and financial goals. Assists...

  • Affordable Assistant Community Director

    2 weeks ago

    Colorado Springs, Colorado, United States FPI Management, Inc. Full time

    Job Description Property Name: Traditions At Colorado Springs 6010 Tutt Blvd, Colorado Springs, CO 80923, USA Full-time Unit Count: 180 The Assistant Community Director is fully accountable in assisting the Community Director with the day-to-day property operations, and managing the asset to meet the client's expressed operational and financial goals....

  • Director for Championships and Marketing

    2 weeks ago

    Colorado Springs, United States Mosaec Full time

    Colorado Springs, Colorado, The Rocky Mountain Athletic Conference, the most historic NCAA Division II athletic association located in beautiful Colorado Springs, Colo., with 15 member institutions around the Rocky Mountain region, is seeking a dynamic, self-motivated individual to fill the position of Director for Championships and Marketing. This annual...

  • Sr. DevOps Engineer

    2 weeks ago

    Colorado Springs, United States Saxon Global Full time

    Sr DevOps Engineer: Platform as a Service for On-Premises Cloud (DEVOPS) As a Senior DevOps Engineer in Platform as a Service for on-premises cloud, you will be responsible for ensuring the reliability, availability, and scalability of our PaaS infrastructure, IaaS platforms, cloud management platform, CI/CD pipeline, automation, and tooling. You will work...

  • Sr. DevOps Engineer

    3 days ago

    Colorado Springs, United States Saxon Global Full time

    Sr DevOps Engineer: Platform as a Service for On-Premises Cloud (DEVOPS) As a Senior DevOps Engineer in Platform as a Service for on-premises cloud, you will be responsible for ensuring the reliability, availability, and scalability of our PaaS infrastructure, IaaS platforms, cloud management platform, CI/CD pipeline, automation, and tooling. You will work...

  • 6K8DI4-Systems Engr Support Analyst 4

    2 weeks ago

    Colorado Springs, United States Indotronix International Corporation Full time

    Indotronix is seeking a Hybrid Job -Systems Engineer Support Analyst 4 for a Job Opportunity in Colorado Springs,Colorado. Job Description : As a member of the team, you will be involved in the entire development life cycle, from idea creation and development, all the way through to maintenance and support of the customer's delivered system. These positions...

  • 6K8DI4-Systems Engr Support Analyst 4

    3 days ago

    Colorado Springs, United States Indotronix International Corporation Full time

    Indotronix is seeking a Hybrid Job -Systems Engineer Support Analyst 4 for a Job Opportunity in Colorado Springs,Colorado. Job Description : As a member of the team, you will be involved in the entire development life cycle, from idea creation and development, all the way through to maintenance and support of the customer's delivered system. These positions...

  • Vice President of Accounting

    3 weeks ago

    Colorado Springs, United States International Search Consultants Full time

    ISC’s team of Financial Services Recruiters is partnering with a well-established bank that has made great strides having a huge impact in the El Paso , Texas market. The bank has a solid financial growth with strong community engagement, and they are looking to bring on an innovative Vice President of Accounting to continue their growth efforts. This is a...