Compliance Analyst

5 days ago


New York, New York, United States Phyton Talent Advisors Full time $60,000 - $120,000 per year

Our client a well known Insurance Company is seeking a Compliance Analyst in their New York, New York Location

Reporting & Documentation

  • Maintain accurate case files and audit trails.
  • Assist in drafting Suspicious Activity Reports (SARs).
  • Support ad hoc compliance reviews and inquiries.

Cross-Department Collaboration

  • Partner with Legal, Risk, and Business Units to clarify account activity and resolve escalations.

Provide compliance guidance and support AML awareness efforts.

Transaction Monitoring

  • Review and investigate alerts for suspicious activity.
  • Identify patterns related to money laundering, fraud, or terrorist financing.
  • Document findings and escalate as needed.

Qualifications

  • Bachelor's degree in Finance, Criminal Justice, Business, Economics, or related field (or equivalent experience).
  • Strong analytical, research, and problem-solving skills.
  • Attention to detail and ability to manage large data sets.
  • Effective written and verbal communication.
  • Proficiency in Microsoft Office (Excel, Word, Outlook).
  • Prior internship or coursework in AML, compliance, or financial services preferred.
  • Screen customers, vendors, and transactions against OFAC and other sanctions lists.
  • Investigate potential matches and escalate confirmed hits.
  • Review account documentation for OFAC compliance.
  • Maintain awareness of OFAC rules and enforcement actions.
  • Prepare reports and maintain case files.


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