Operations Associate

4 weeks ago


New York, United States Dominari Holdings Inc. Full time
Job DescriptionJob Description



Operations Associate / Brokerage


A brokerage operations specialist supports internal and external customers to ensure operational excellence. Their responsibilities include:


  • New account data processing
  • Account transfers
  • General service requests for money movements, account updates, reorganization instructions
  • Preferred licenses series 7, 63, 99
  • In depth understanding of brokerage clearing firm back office processes
  • Ability to manage digital document processing and archiving
  • Ability to work with a team in a high growth environment
  • You can identify red flag behavior in customer accounts and escalate accordingly
  • Disseminating margin calls
  • Check processing
  • Strong computer skills with the ability to grasp technology and train others on the effective use of firm and custodian systems
  • Strong communication and problem solving skills

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