VP, Compliance Officer

3 weeks ago

Carmel, United States Merchants Bank of Indiana Full time
Job DescriptionJob Description
Description:

The VP, Compliance Officer is primarily responsible for administering monitoring programs under the Company's compliance management system to assist in managing compliance risk across the organization, monitoring the performance of the compliance program, and recommending appropriate steps to improve its effectiveness. In particular, the Compliance Officer will assist in monitoring and guiding, the Bank's performance under the Community Reinvestment Act through proactive evaluation of data relative to area demographics and peer data, using that analysis to drive recommendations for CRA performance objectives in designated CRA Assessment Areas. The successful candidate will have a working knowledge of federal and state regulations affecting financial institutions.


A successful Compliance Officer will support the Chief Compliance Officer (CCO) to ensure compliance with applicable consumer banking and other regulatory requirements by completing compliance risk assessments and testing and quality control reviews to determine the effectiveness of internal controls within the business units. Monitoring includes but is not limited to, loan and deposit regulations, Home Mortgage Disclosure Act and CRA Data reviews, fair lending analysis, and third-party compliance risk.


After one year as our VP, Compliance Officer, you will know you were successful if you…

  • Complete annual risk-based compliance monitoring schedule developed by the Chief Compliance Officer and Compliance Committee to ensure compliance with federal and state regulations and company policies.
  • Complete evaluation, monitoring, and documentation of CRA Performance to stated CRA strategic goals.
  • Help prepare and lead the Compliance Department through various regulatory exams and internal and external audits, including tracking and remediating any findings or exceptions.
  • Participate in monitoring regulatory change and executing implementation plans, providing training and advice to business units on compliance matters.
  • Assist in ensuring the accuracy of HMDA and CRA data and timely reporting.
  • Continuously demonstrates strong analytical ability to research and interpret regulations and regulatory guidance, including CRA, HMDA, and Fair Lending regulations and guidance.
  • Assist in the preparation of monthly reports and Compliance Committee materials.
  • Support the Chief Compliance Officer (CCO) to ensure success in achieving satisfactory CRA performance through ongoing evaluation and monitoring of performance to stated goals.
  • Provide support in scheduling and tracking Community Development service and investment activities through the company's MPACT program.
  • Serve as a resource for regulatory matters and compliance-related initiatives and respond to questions from business units regarding interpretations of regulatory requirements and applicable guidance.
  • Maintain and enhance knowledge of regulatory compliance requirements by participating in workshops, webinars, conferences, and meetings, and by reading professional literature.
Requirements:

What we are looking for…

  • A bachelor's degree from an accredited four-year college or university with a minimum of seven years of banking-related compliance experience is required.
  • CRCM-related certification preferred.
  • Strong knowledge of the components of an effective compliance management system, lending and deposit operations, and consumer protection laws and regulations, including the Community Reinvestment Act.
  • Thorough working knowledge of bank operations and banking policies and procedures, and experience in conducting compliance risk assessments. Previous use of Archer is a plus.
  • Ability to work well independently and as a team player; collaboratively interface with other departments.
  • Highly resourceful and self-motivated; strong problem-solving skills and ability to think critically.

Merchants Bancorp is a diversified bank holding company headquartered in Carmel, Indiana operating multiple lines of business, including Federal Housing Administration (FHA) multi-family housing and healthcare facility financing and servicing; mortgage warehouse financing; retail and correspondent residential mortgage banking; agricultural lending; and traditional community banking. Merchants Bancorp, with $17 billion in assets and $14.1 billion in deposits as of December 31, 2023, conducts its business primarily through its direct and indirect subsidiaries, Merchants Bank of Indiana, Merchants Capital Corp., Merchants Capital Servicing, LLC, and Merchants Mortgage, a division of Merchants Bank of Indiana.


We are very proud of being recognized both nationally as one of the top-performing public banks in the US. By S&P Global Market Intelligence and locally as a Best Place to work in Indiana for seven consecutive years. Learn more about this read more here.


#LI-Onsite

#PM20 #CL




PI1eed622c3862-25405-35575385

  • VP of Compliance

    1 month ago

    Carmel, United States Creative Financial Staffing Full time

    Job Title: Vice President of ComplianceLocation: Carmel, Indiana Reports to: Chief Compliance Officer (CCO) Department: ComplianceSalary: 125,000Fully in officeJob Summary:The Vice President (VP) of Compliance will lead the bank's compliance strategy and ensure adherence to all applicable banking regulations, laws, and industry standardsThe VP will develop,...

  • VP of Compliance

    3 weeks ago

    Carmel, United States Creative Financial Staffing Full time

    Job Title: Vice President of ComplianceLocation: Carmel, Indiana Reports to: Chief Compliance Officer (CCO) Department: ComplianceSalary: 125,000Fully in officeJob Summary:The Vice President (VP) of Compliance will lead the bank's compliance strategy and ensure adherence to all applicable banking regulations, laws, and industry standards. The VP will...

  • VP of Compliance

    2 weeks ago

    Carmel, United States Creative Financial Staffing Full time

    Job Title: Vice President of ComplianceLocation: Carmel, Indiana Reports to: Chief Compliance Officer (CCO) Department: ComplianceSalary: 125,000Fully in officeJob Summary:The Vice President (VP) of Compliance will lead the bank's compliance strategy and ensure adherence to all applicable banking regulations, laws, and industry standards. The VP will...

  • VP, Compliance Officer

    4 weeks ago

    Carmel, IN, United States Merchants Bank of Indiana Full time

    Description: The VP, Compliance Officer is primarily responsible for administering monitoring programs under the Company's compliance management system to assist in managing compliance risk across the organization, monitoring the performance of the compliance program, and recommending appropriate steps to improve its effectiveness. In particular, the...

  • VP of Compliance

    4 weeks ago

    Carmel, IN, United States Creative Financial Staffing Full time

    Job Title: Vice President of ComplianceLocation: Carmel, Indiana Reports to: Chief Compliance Officer (CCO) Department: ComplianceSalary: 125,000Fully in officeJob Summary:The Vice President (VP) of Compliance will lead the bank's compliance strategy and ensure adherence to all applicable banking regulations, laws, and industry standardsThe VP will develop,...

  • Compliance Officer

    4 weeks ago

    Carmel, United States Merchants Bank of Indiana Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Merchants Bank of Indiana. As a key member of our Compliance Department, you will be responsible for administering monitoring programs, monitoring performance, and recommending steps to improve compliance effectiveness.Key ResponsibilitiesAdminister monitoring programs under...

  • Compliance Officer

    1 month ago

    Carmel, Indiana, United States Merchants Bank of Indiana Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Merchants Bank of Indiana. As a key member of our compliance department, you will be responsible for ensuring the bank's compliance with federal and state regulations, as well as company policies.Key ResponsibilitiesDevelop and implement compliance monitoring programs to...

  • Compliance Officer Manager

    3 weeks ago

    Carmel, Indiana, United States Merchants Bank of Indiana Full time

    Compliance Officer Job DescriptionThe Compliance Officer is a key member of the Merchants Bank of Indiana team, responsible for ensuring the bank's compliance with federal and state regulations, as well as company policies. This includes administering monitoring programs, monitoring the performance of the compliance program, and recommending steps to improve...

  • Corporate Compliance Officer

    4 weeks ago

    Carmel, United States SILAC Insurance Company Full time

    Corporate Compliance ManagerSILAC Insurance Company is seeking an experienced Corporate Compliance Manager to join its Legal and Compliance Department. The successful candidate will be responsible for managing the day-to-day operations of the corporate compliance section, including regulatory filings, research, and dissemination of critical compliance...

  • Compliance Officer

    4 weeks ago

    Carmel, United States Merchants Bank of Indiana Full time

    Job SummaryThe Compliance Officer - Risk Management Specialist is responsible for administering monitoring programs under the Company's compliance management system to assist in managing compliance risk across the organization. This includes monitoring the performance of the compliance program and recommending appropriate steps to improve its...

  • Fair Lending and Compliance Specialist

    3 weeks ago

    Carmel, United States Merchants Bank of Indiana Full time

    Job DescriptionJob DescriptionDescription:The Fair Lending and Compliance Specialist is primarily responsible for administering monitoring programs under the Company's compliance management system to assist in managing compliance and fair lending risk across the organization. The Compliance and Fair Lending Specialist will assist in monitoring...

  • Compliance and Fair Lending Specialist

    4 weeks ago

    Carmel, Indiana, United States Merchants Bank of Indiana Full time

    Job SummaryThe Fair Lending and Compliance Specialist is a critical role within our organization, responsible for administering monitoring programs to ensure compliance with federal and state regulations. This position requires a strong understanding of fair lending and banking laws, as well as excellent analytical and communication skills.Key...

  • Fair Lending and Compliance Specialist

    4 weeks ago

    Carmel, United States Merchants Bank of Indiana Full time

    Job SummaryThe Fair Lending and Compliance Specialist will play a critical role in ensuring the bank's compliance with federal and state regulations affecting financial institutions. This position will be responsible for administering monitoring programs under the bank's compliance management system to manage compliance and fair lending risk across the...

  • Fair Lending and Compliance Specialist

    4 weeks ago

    Carmel, Indiana, United States Merchants Bank of Indiana Full time

    Job SummaryThe Fair Lending and Compliance Specialist will be responsible for administering monitoring programs under the Company's compliance management system to assist in managing compliance and fair lending risk across the organization. This role requires a working knowledge of federal and state regulations affecting financial institutions.Key...

  • Corporate Compliance Manager

    3 weeks ago

    Carmel, IN, United States SILAC Insurance Company Full time

    SILAC Insurance Company is seeking a seasoned Corporate Compliance Manager to lead the company's Legal and Compliance Department.Headquartered in Carmel, Indiana, SILAC Insurance Company provides industry-leading annuity products that help individuals prepare for retirement.The Corporate Compliance Manager will be responsible for managing the day-to-day...

  • Land Acquisition Manager

    2 weeks ago

    Carmel, United States Lennar Homes Full time

    Land Acquisition Manager We are Lennar Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary experience for their Homeowners, Communities, and Associates by building quality homes and providing exceptional customer service, giving back to the communities in which we work and live in, and fostering a...

  • Land Acquisition Manager

    2 weeks ago

    Carmel, United States Lennar Full time

    Land Acquisition Manager We are Lennar Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary experience for their Homeowners, Communities, and Associates by building quality homes and providing exceptional customer service, giving back to the communities in which we work and live in, and fostering a...

  • Fair Lending and Compliance Specialist

    4 weeks ago

    Carmel, IN, United States Merchants Bank of Indiana Full time

    Description:The Fair Lending and Compliance Specialist is primarily responsible for administering monitoring programs under the Company's compliance management system to assist in managing compliance and fair lending risk across the organization. The Compliance and Fair Lending Specialist will assist in monitoring performance through proactive evaluation of...

  • Senior Graphic Designer

    2 months ago

    Carmel, United States Carmel Realty Company Full time

    Position Duties/Responsibilities (include but are not limited to the following)Create and design world-class local, regional, national and global marketing materials and campaigns for a market leading luxury brand.Maintain and improve an established leading brand (Carmel Realty Company) stay ahead of the market as competition and marketing tactics continue...

  • Senior Graphic Designer

    3 months ago

    Carmel, United States Carmel Realty Company Full time

    Position Duties/Responsibilities (include but are not limited to the following)Create and design world-class local, regional, national and global marketing materials and campaigns for a market leading luxury brand.Maintain and improve an established leading brand (Carmel Realty Company) stay ahead of the market as competition and marketing tactics continue...