Compliance Officer Manager

1 day ago

Carmel, Indiana, United States Merchants Bank of Indiana Full time
Compliance Officer Job Description

The Compliance Officer is a key member of the Merchants Bank of Indiana team, responsible for ensuring the bank's compliance with federal and state regulations, as well as company policies. This includes administering monitoring programs, monitoring the performance of the compliance program, and recommending steps to improve its effectiveness.

The Compliance Officer will work closely with the Chief Compliance Officer (CCO) to ensure compliance with applicable consumer banking and other regulatory requirements. This includes completing compliance risk assessments, testing and quality control reviews, and monitoring loan and deposit regulations, Home Mortgage Disclosure Act, and CRA Data reviews.

Key Responsibilities

  • Develop and implement compliance monitoring schedules to ensure compliance with federal and state regulations and company policies.
  • Evaluate, monitor, and document CRA Performance to stated CRA strategic goals.
  • Assist in preparing the Compliance Department for regulatory exams and internal and external audits, including tracking and remediating any findings or exceptions.
  • Participate in monitoring regulatory change and executing implementation plans, providing training and advice to business units on compliance matters.
  • Ensure the accuracy of HMDA and CRA data and timely reporting.
  • Continuously demonstrate strong analytical ability to research and interpret regulations and regulatory guidance.
  • Assist in the preparation of monthly reports and Compliance Committee materials.
  • Support the Chief Compliance Officer (CCO) to ensure success in achieving satisfactory CRA performance through ongoing evaluation and monitoring of performance to stated goals.

Requirements

  • A bachelor's degree from an accredited four-year college or university with a minimum of seven years of banking-related compliance experience.
  • CRCM-related certification preferred.
  • Strong knowledge of the components of an effective compliance management system, lending and deposit operations, and consumer protection laws and regulations.
  • Thorough working knowledge of bank operations and banking policies and procedures, and experience in conducting compliance risk assessments.

Mercantile Bancorp, with $17 billion in assets and $14.1 billion in deposits, conducts its business primarily through its direct and indirect subsidiaries, Merchants Bank of Indiana, Merchants Capital Corp., Merchants Capital Servicing, LLC, and Merchants Mortgage, a division of Merchants Bank of Indiana.

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