Regulatory Affairs Coordinator

7 days ago


Irving, Texas, United States Resolute Investment Managers Full time
Role Summary

This is a unique opportunity for a highly motivated individual to work as a Regulatory Affairs Coordinator at Resolute Investment Managers, Inc. The selected candidate will be responsible for reviewing marketing materials to ensure compliance with regulatory requirements.

  • Review marketing materials to ensure compliance with FINRA Rule 2210 and the SEC Marketing Rule for registered investment advisers.
  • Conduct testing to monitor compliance with established procedures.


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