Audit Manager II Fin Crimes/AML CoE

4 weeks ago

Mount Laurel, New Jersey, United States TD Bank Full time
Audit Manager II Financial Crimes and AML CoE Job Description

The Audit Manager II Financial Crimes and AML CoE is responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.

Key Responsibilities:
  • Contributes to the Audit planning process for specific businesses/functional units, including audit plans, resource requirements, and budgets.
  • Has overall responsibility for completion of audits, planning, and leading audits, and overseeing staff working on multiple audits, forming conclusions, communicating scope/findings to business line.
  • Performs testing of critical areas of audit, performs review of audit documentation, oversees findings follow-up, and issue validation.
  • Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget, and scope parameters to ensure deadlines are met.
  • Oversees a small to medium-sized team assigned to a given audit and provides coaching and feedback on performance throughout the audit.
  • Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise.
  • Acts as primary contact with management regarding audit scope, findings, and status.
Requirements:
  • Bachelor's degree required.
  • Advanced degree preferred.
  • 8+ years related experience required.
  • PC skills (MS Office Suite).
  • Excellent oral and written communication skills.
  • Advanced critical thinking.
  • Risked-based decision making, problem-solving, and conflict resolution skills.
  • Advanced analytical skills.
  • Travel 35% or more.
  • Work well independently and with others.
  • Complete tasks timely and accurately.
  • Escalate issues and delays quickly.
  • Effectively manage competing priorities for self and others.
  • Advanced awareness of laws and regulations governing the banking industry that impact assigned area.
  • Advanced functional audit knowledge and skills.
  • Relevant certification required.
  • Strong project management skills.
  • Advanced knowledge in designated subject matter areas.
  • Adapt, promote, and champion change.
  • Lead and manage small to medium-sized teams.
  • Assume ownership and promote accountability.
  • Thrive on fast-paced and challenging environment.
  • Banking experience preferred.
  • Advanced skills in building and maintaining relationships within, and external to, audit.
  • Strong ability to develop relationships with the business while conducting audits.
  • Consult assigned lines of business (trusted advisor) for audit.
  • Deliver CSI and follow-up as appropriate.
  • Strong influencing skills.
  • Manage a team of professional resources, and actively develop, recruit, train, coach, and conduct performance assessments for team members.
  • Ensure resources are effectively utilized to achieve target utilization rates.
  • Accountable for promoting recognition in the team and division.
  • Engage team members in stretch assignments within the team and at the division and/or TD level.
  • Keep team members informed.
  • Demonstrate TD leadership core values.
  • Deliver effective presentations/training at the division level, industry conferences, workshops, etc.
  • Provide successful onboarding and orientation to new hires.
Preferred Experience:
  • CAMS or CFE Certification.
  • Financial Crimes/AML audit experience.
About TD Bank:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer-facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking.

Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing – and so will you.

Our Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

Learn more

Additional Information:

We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development

If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we're committed to helping you identify opportunities that support your goals.

Training & Onboarding

We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process

We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation

If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at usworkplaceaccommodations@td.com. Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability, and genetic information.

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