Compliance Specialist

2 days ago


Dallas, Texas, United States Dudas IT Resources & Advisory Inc Full time
Compliance Specialist Job Summary

We are seeking a Compliance Specialist to join our team. In this role, you will be responsible for conducting risk-based monitoring and testing to assess the effectiveness of the control environment established by OUR CLIENT to comply with applicable legal and regulatory requirements.

Key Responsibilities:

  • Conduct risk-based monitoring and testing to assess the effectiveness of the control environment established by OUR CLIENT to comply with applicable legal and regulatory requirements
  • Assist with the monitoring and evaluating the impact of business developments, technology, third party engagements and regulatory updates on the Program
  • Provide guidance to the business areas on their record management obligations
  • Support other special projects or assignments, as assigned

Requirements:

  • 7+ years of financial services industry experience in audit, risk, compliance, regulatory or data management functions
  • Bachelor's degree required; advanced degree and/or certification a plus
  • Experience working in a project-based role

Estimated Salary Range: $70 per hour (w2)



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