Regulatory Compliance Associate
3 weeks ago
We are seeking a highly skilled Regulatory Compliance Associate to join our Transactions Practice Group in Milwaukee. As a key member of the team, you will provide expert advice to mutual funds and exchange-traded funds on regulatory matters, including the Investment Advisers Act.
Responsibilities:
- Develop and implement compliance programs for mutual funds and exchange-traded funds
- Analyze complex regulatory issues and provide guidance to clients
- Collaborate with senior partners to identify business opportunities and develop strategic plans
To succeed in this role, you must have a strong understanding of regulatory compliance and excellent communication skills. A JD from an ABA-approved law school and active membership in the Bar of Wisconsin are required. Timely admission to the Wisconsin Bar is a condition of employment.
Compensation Package: Competitive salary ($180,000 - $220,000 per year), benefits, and professional development opportunities
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Regulatory Compliance Expert
4 weeks ago
Milwaukee, Wisconsin, United States Northwestern Mutual Full timeJoin a dynamic team at Northwestern Mutual, where you can grow your career and contribute to our mission of making a positive difference in people's lives. As a Regulatory Compliance Consultant, you will play a critical role in ensuring the company's regulatory compliance programs meet the highest standards.About Northwestern MutualNorthwestern Mutual is a...
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Quality and Regulatory Compliance Director
2 days ago
Milwaukee, Wisconsin, United States Johnson Controls Full timeAbout the RoleWe are seeking a highly skilled Quality and Regulatory Compliance Director to join our team at Johnson Controls. As a key member of our organization, you will be responsible for managing the quality systems and processes for our product teams, ensuring compliance with regulatory standards, and driving continuous improvement initiatives.Key...
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Regulatory Compliance Engineer
4 weeks ago
Milwaukee, Wisconsin, United States Michael Page Full timeAbout the PositionWe are seeking a highly skilled Regulatory Compliance Engineer to join our team in Milwaukee. As a key member of our Quality department, you will be responsible for ensuring compliance with regulatory requirements and maintaining the highest level of product quality.The ideal candidate will have a strong background in quality engineering...
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Director of Regulatory Affairs and Compliance
2 weeks ago
Milwaukee, Wisconsin, United States Disability Solutions Full timeJob DescriptionThe Chief Compliance Officer will be responsible for maintaining, communicating, and reporting on all compliance-related policies, programs, internal controls, issues, and initiatives in accordance with current regulatory guidelines and strategic direction established by Executive Management and the Enterprise Risk Committee. This role...
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Compliance Expert for Regulatory Affairs
3 weeks ago
Milwaukee, Wisconsin, United States Northwestern Mutual Full timeWe are seeking a highly skilled Compliance Expert to join our team at Northwestern Mutual, a strong and innovative company with over 160 years of history.As a Compliance Expert, you will play a vital role in supporting the development and administration of regulatory compliance programs, including policies and procedures, portfolio compliance, training,...
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Regulatory Compliance Expert
4 days ago
Milwaukee, Wisconsin, United States Northwestern Mutual Life Insurance Company Full timeAbout the RoleThis is an exciting opportunity to join our team as a Strategic Vendor Relationship Manager. You will be responsible for developing and implementing strategies to engage vendors for corporate project portfolio initiatives within the Strategy Alignment and Execution process.Main Responsibilities:Lead cross departmental project teams with...
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Regulatory Compliance Officer
3 days ago
Milwaukee, Wisconsin, United States CSL Plasma Full timeThe RoleThis position reports directly to the Assistant Manager of Quality and provides critical support in monitoring center processes to ensure compliance with CSL Operating Procedures and all applicable local, state, federal requirements.The Quality Specialist will:Perform final QA review and release for all shipments and associated documents to ensure...
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Regulatory Risk Manager
3 weeks ago
Milwaukee, Wisconsin, United States Disability Solutions Full timeAbout Us:Associated Bank serves more than 120 communities throughout Wisconsin, Illinois, and Minnesota. We value diversity and believe that our colleagues are critical to our continued success. As a Regulatory Risk Manager at Associated Bank, you will play a key role in ensuring compliance with regulatory guidelines and maintaining a strong risk management...
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Compliance Director
3 weeks ago
Milwaukee, Wisconsin, United States Disability Solutions Full timeCompany OverviewAssociated Bank is a leading financial institution serving over 120 communities across Wisconsin, Illinois, and Minnesota. We are committed to creating a diverse workforce where colleagues are respected and given the opportunity to perform to their fullest potential.We believe in fostering a culture of compliance and risk management that...
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Regulatory Affairs Specialist
21 hours ago
Milwaukee, Wisconsin, United States Disability Solutions Full timeOverviewAssociated Bank is a leading financial institution dedicated to providing exceptional service to our customers. We are committed to fostering a culture of compliance and risk management throughout our organization. As a key member of our team, the Chief Compliance Officer will play a critical role in ensuring that we maintain the highest standards of...
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Bank Compliance Specialist
3 weeks ago
Milwaukee, Wisconsin, United States Disability Solutions Full timeJob Summary:">Associated Bank is seeking a talented Bank Compliance Specialist to join our risk management team. In this role, you will play a critical part in ensuring the bank's compliance with regulatory requirements and identifying potential risks. As a key member of our risk management team, you will be responsible for conducting audits, analyzing...
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Compliance Risk Manager
3 weeks ago
Milwaukee, Wisconsin, United States Disability Solutions Full timeJob SummaryWe are seeking a highly skilled Compliance Risk Manager to join our team at Associated Bank. As a key member of our risk management team, you will be responsible for providing strategic direction and leadership on all aspects of compliance management.About the RoleThe Compliance Risk Manager will oversee the development and implementation of...
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Regulatory Affairs Manager
3 weeks ago
Milwaukee, Wisconsin, United States Disability Solutions Full timeKey ResponsibilitiesThis position will be responsible for the following key areas:1. Leading the development and implementation of our Compliance Management Program, which includes regulatory advisory and oversight, Community Reinvestment Act, Compliance Risk Assessment, Privacy, Fair Lending, and Regulatory Exam Facilitation.2. Providing effective...
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Compliance Expert
3 weeks ago
Milwaukee, Wisconsin, United States Northwestern Mutual Careers Full timeJob Description:We are seeking a skilled Regulatory Affairs Consultant to join our team at Northwestern Mutual. As a key member of our compliance department, you will play a critical role in supporting the development and administration of regulatory compliance programs. This includes compliance policies and procedures, portfolio compliance, compliance...
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Compliance Manager
4 weeks ago
Milwaukee, Wisconsin, United States HireTalent - Diversity Staffing & Recruiting Firm Full timeAt HireTalent - Diversity Staffing & Recruiting Firm, we are seeking a skilled Compliance Manager to drive our regulatory strategy forward. With a strong focus on compliance and risk management, this role will lead the way in ensuring our products meet global standards.About the Role:We are looking for an experienced professional with a deep understanding of...
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Taxation and Regulatory Expert
4 days ago
Milwaukee, Wisconsin, United States MCW: SARGEANT HEALTH CENTER Full timeJob Description: Taxation and Regulatory ExpertMCW: SARGEANT HEALTH CENTER is seeking a seasoned Taxation and Regulatory Expert to join our team. In this role, you will be responsible for ensuring compliance with tax laws and regulations, preparing tax returns, and communicating with finance leadership.Responsibilities:Assist with researching, monitoring,...
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Food Safety and Regulatory Expert
3 weeks ago
Milwaukee, Wisconsin, United States The Masterson Company, Inc. Full timeAbout the RoleWe are seeking a seasoned Food Safety and Regulatory Expert to join our team at Masterson Foods. As a key member of our regulatory team, you will play a critical role in ensuring compliance with industry regulations and guidelines.Main Responsibilities:Create and maintain accurate records of product specifications, certifications, and...
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Compliance Leadership Director
3 weeks ago
Milwaukee, Wisconsin, United States Disability Solutions Full timeJob Description:We are seeking a highly experienced Compliance Leadership Director to join our team at Disability Solutions. In this role, you will be responsible for providing strategic direction and leadership over all aspects of our Compliance Management System/Program. Your expertise will ensure compliance with current regulatory guidelines and strategic...
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Internal Audit and Compliance Officer
3 weeks ago
Milwaukee, Wisconsin, United States Country Maid INC Full timeJob Summary:We are seeking an Internal Audit and Compliance Officer to join our team at Country Maid INC. As a key member of our quality assurance team, you will be responsible for ensuring that our internal and external QC programs meet the highest standards of regulatory compliance.You will work closely with our production team to implement and maintain...
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Compliance Specialist
3 weeks ago
Milwaukee, Wisconsin, United States Global Power Components Full timeAbout the RoleWe are seeking a highly skilled Quality Assurance and ISO Program Manager to lead our QA efforts and maintain our ISO 9001 program at Global Power Components. As a key member of our operations team, you will be responsible for developing and implementing quality management systems and processes, ensuring compliance with regulatory requirements...