Regulatory Compliance Associate

3 weeks ago


Milwaukee, Wisconsin, United States 5 Legal Full time
About the Role

We are seeking a highly skilled Regulatory Compliance Associate to join our Transactions Practice Group in Milwaukee. As a key member of the team, you will provide expert advice to mutual funds and exchange-traded funds on regulatory matters, including the Investment Advisers Act.

Responsibilities:

  1. Develop and implement compliance programs for mutual funds and exchange-traded funds
  2. Analyze complex regulatory issues and provide guidance to clients
  3. Collaborate with senior partners to identify business opportunities and develop strategic plans

To succeed in this role, you must have a strong understanding of regulatory compliance and excellent communication skills. A JD from an ABA-approved law school and active membership in the Bar of Wisconsin are required. Timely admission to the Wisconsin Bar is a condition of employment.

Compensation Package: Competitive salary ($180,000 - $220,000 per year), benefits, and professional development opportunities



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