Risk Management Specialist
2 days ago
At Dexian, we are seeking a highly motivated and detail-oriented Risk Management Specialist to join our team. As a key member of our risk management team, you will be responsible for identifying, assessing, and mitigating risks associated with our trading activities.
Key Responsibilities:
- Interacting with IED supervisors and traders to discuss supervisory issues, exceptions, and obtaining signoffs.
- Improving and monitoring existing control frameworks and creating new ones as needed.
- Reviewing sales and trading exception reports daily and maintaining records of these reviews.
- Liaising with Compliance Surveillance teams to review escalations and assist in the disposition of market abuse surveillance alerts.
- Identifying, designing, testing, and implementing new control/exception reports to ensure the Firm stays up-to-date with regulatory requirements.
- Leading and participating in projects related to the overall IED risk management framework and information security programs.
- Ensuring that IED sales and trading activities comply with all relevant legal, regulatory, and Firm requirements.
- Reviewing and interpreting Firm and IED-specific policies and procedures for application to the business.
- Establishing relationships and working closely with IED supervisors, Risk Management, Technology, Operations, and Compliance.
- Providing application approvals and performing entitlement reviews of various applications owned and accessed by IED sales and trading desks.
Requirements:
- 2-5 years of experience in Compliance, Risk Management, and/or Trading Support, focusing on sales and trading issues.
- Strong motivation, self-starter attitude, and positive outlook.
- Strong analytical skills with the ability to understand complex workflows.
- Ability to identify and escalate issues effectively and appropriately.
- Exceptional organizational skills and high attention to detail.
- Solid understanding of applicable regulatory rules and regulations.
- Strong project management skills.
- Excellent oral and written communication skills.
- Understanding of and strong focus on the mechanics of a control environment, including escalation and risk-related issues.
- Ability to handle multiple tasks simultaneously in a timely and effective manner.
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