Branch Manager
2 days ago
As a Branch Manager with Raymond James Financial, Inc., you will oversee the day-to-day operations of a retail branch, ensuring the delivery of exceptional client service and driving business growth. Key responsibilities include attracting, selecting, and retaining Financial Advisors and support staff, evaluating branch structure and strategic plans, and ensuring compliance with firm and regulatory policies.
Key Responsibilities
- Lead a team of Financial Advisors and support staff to achieve business objectives.
- Develop and implement branch strategies to drive revenue growth and improve client satisfaction.
- Ensure compliance with firm and regulatory policies, including risk management and regulatory reporting.
- Collaborate with senior leadership to develop and implement business strategies.
- Provide coaching and development opportunities to team members to enhance their skills and knowledge.
Requirements
Education/Previous Experience
- Bachelor's degree from a four-year college or university, and a minimum of three years of experience in a financial services firm.
- OR ~
- An equivalent combination of experience, education, and/or training as approved by Human Resources.
Licenses/Certifications
- SIE required, provided that an exemption or grandfathering cannot be applied.
- Series 7 and 9 & 10 (or 8) required.
- Series 63 & 65, or 66 as required by state.
- Life, Health, and Variable Annuity Insurance Licenses.
- NFA Commodities License required if any commodities trading is done at the branch.
Job: Wealth management
Primary Location: US-OR-Portland-Portland
Organization Western
Schedule Full-time
Job Shift Day Job
Travel Yes, 20 % of the Time
Req ID:
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