Compliance and Risk Professional
8 hours ago
We are looking for a skilled Regulatory Insurance Compliance Specialist to join our team at World Insurance Associates, LLC. As a key member of our Compliance and Legal department, you will play a critical role in ensuring the company's adherence to regulatory requirements and maintaining accurate records of compliance-related activities.
The successful candidate will have at least 2+ years of experience in a commercial, transactional, and/or regulatory compliance setting and a strong understanding of the Commercial and Personal Lines insurance industry, brokerage, and/or carrier experience. A professional designation in insurance and paralegal certification or equivalent experience are preferred.
You will be responsible for assisting the Head of Compliance/Deputy General Counsel on company regulatory, compliance, and operational matters, including coordinating databases and tracking systems, researching and drafting regulatory responses, and overseeing audits and inquiries. You will also develop regulatory compliance checklists and workflows for licensing, surplus lines, fee agreements, and other compliance matters.
In addition to your technical expertise, you will possess excellent communication skills, both oral and written, and be able to work well with others. You will also be self-motivated with a high sense of professional ethics and integrity.
Key Responsibilities:
- Assist the Head of Compliance/Deputy General Counsel on company regulatory, compliance, and operational matters.
- Responsible for regulatory tracking and related matter management system - uploading matters, key documents, and managing docketing system.
- Research, track, and draft regulatory responses and oversee audits and inquiries.
- Develop regulatory compliance checklists and workflows for licensing, surplus lines, fee agreements, and other compliance matters.
- Direct liaison to business units for general legal support and regulatory advice.
- Perform necessary diligence for legal matters and initiatives.
Requirements:
- Minimum 2+ years of experience in a commercial, transactional, and/or regulatory compliance setting.
- Familiarity with agency management systems, such as Applied EPIC, and Microsoft Office programs.
- Strong research skills, excellent communication skills, both oral and written, and ability to work well with others.
Benefits:
- Estimated salary: $80,000 - $110,000 per year, depending on experience.
- Opportunities for growth and professional development within a rapidly growing company.
- A dynamic work environment with a focus on building world-class operations and corporate culture.
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