Quality Assurance Compliance Analyst
4 hours ago
About Interactive Brokers
This is a hybrid role (three days in the office/two days remote) at Interactive Brokers, a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries.
We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories.
We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers.
Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years.
This position has excellent growth potential for highly motivated and exceptional performers.
Analysts will report to a Quality Assurance Compliance Manager in our Chicago office and will assist with ensuring the firm complies with the Bank Secrecy Act, the USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations.
Responsibilities:
- Conducting quality assurance reviews of account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to determine if the activity is in line with IBKR policy
- Advising management by collecting, analyzing, and summarizing data and trends
- Perform quality assurance on regulatory filings
- Contribute to streamlining current processes and identifying areas for improvement
- Review trading data for suspicious activity or patterns of unusual trading
The ideal candidate will have some regulatory compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM) or a similar organization.
Alternatively, experience in internal audit, legal, accounting or other control functions of a financial services firm or regulator would be beneficial.
Absent direct industry experience, we will also consider applicants with excellent bachelor-level educational credentials who have some background in law, accounting, data analytics, or similar areas and strong analytical and quantitative skills.
Candidates must be focused, adaptable, collaborative and have strong time management skills to thrive and succeed in Interactive Brokers' work environment.
Qualifications & Skills:
- 2+ years' work experience in Trade Surveillance
- High comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
- Excellent oral and written communication skills
- Detail-oriented with outstanding organizational and project management skills
- Ability to work both independently as well as in a small-team environment and to multi-task with minimal supervision
- ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus
Company Benefits & Perks:
- Competitive salary, annual performance-based bonus and stock grant
- Retirement plan 401(k) with a competitive company match
- Excellent health and wellness benefits, including medical, dental, and vision benefits, and a company-paid medical healthcare premium
- Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
- Paid time off and a generous parental leave policy
- Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
- Corporate events, including team outings, dinners, volunteer activities and company sports teams
- Education reimbursement and learning opportunities
- Modern offices with multi-monitor setups
-
Quality Assurance Analyst
5 days ago
Chicago, Illinois, United States Interactive Brokers Full timeAbout Interactive BrokersThis is a hybrid role (three days in the office/two days remote) that requires a unique blend of technical and analytical skills.Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983.We pride ourselves on being primarily a...
-
Quality Assurance Analyst
2 months ago
Chicago, Illinois, United States Interactive Brokers Full timeJob DescriptionAbout Interactive BrokersInteractive Brokers Group is a leading financial services company that has been at the forefront of trading innovation for over four decades. We pride ourselves on being a technology-driven organization that challenges the status quo and offers our clients the best trading platform with the most sophisticated features...
-
Quality Assurance Analyst
3 weeks ago
Chicago, Illinois, United States Interactive Brokers Full time{"title": "Quality Assurance Analyst", "company": "Interactive Brokers", "description": "Job SummaryWe are seeking a highly motivated and detail-oriented Quality Assurance Analyst to join our team in Chicago. As a Quality Assurance Analyst, you will play a critical role in ensuring the firm complies with regulatory requirements and industry standards.Key...
-
Quality Assurance Analyst
2 weeks ago
Chicago, Illinois, United States Interactive Brokers Full timeJob DescriptionInteractive Brokers is seeking a highly skilled Quality Assurance Compliance Analyst to join our team in Chicago. As a key member of our compliance team, you will play a critical role in ensuring the firm's adherence to regulatory requirements and industry standards.Responsibilities:Conduct quality assurance reviews of account activity,...
-
Quality Assurance Analyst
4 weeks ago
Chicago, Illinois, United States SpiderRock Platform Services, LLC Full timeJunior Quality Assurance AnalystWe are seeking a highly motivated and detail-oriented Junior Quality Assurance Analyst to join our team at SpiderRock Platform Services, LLC in Chicago. As a key member of our Quality Assurance team, you will be responsible for ensuring the quality and integrity of our products and services.Key Responsibilities:Record,...
-
Quality Assurance Manager
1 week ago
Chicago, Illinois, United States Indenovo Global Search & Selection Full timeJob Title: Quality Assurance ManagerIndenovo Global Search & Selection is seeking a highly skilled Quality Assurance Manager to join our team.Job Summary:The Quality Assurance Manager will be responsible for managing and coordinating activities and operations of Quality Assurance throughout the facility. This includes overseeing the Quality Assurance...
-
Quality Assurance Specialist
4 weeks ago
Chicago, Illinois, United States Phaxis Full timeJob DescriptionWe are seeking a highly skilled Quality Assurance Analyst to join our team at Phaxis in Chicago.The successful candidate will be responsible for ensuring the quality of our products and services, and will work closely with our development and client support teams to achieve this goal.Key Responsibilities:Disposing of final products and...
-
Quality Assurance Specialist
4 weeks ago
Chicago, Illinois, United States TalTeam, Inc.;TalTeam Full timeJob Title: Quality Assurance AnalystAt TalTeam, Inc., we are seeking a highly skilled Quality Assurance Analyst to join our team. As a Quality Assurance Analyst, you will play a critical role in ensuring the delivery of high-quality software applications.Key Responsibilities:Develop and execute formal test plans to validate software capabilities.Collaborate...
-
Quality Assurance Specialist
3 weeks ago
Chicago, Illinois, United States Brooksource Full timeAbout the RoleWe are seeking a highly skilled Quality Assurance Analyst to join our team at Brooksource. As a QA Analyst, you will play a critical role in ensuring the quality of our products and services.Key ResponsibilitiesDevelop and execute test plans to ensure data quality and integrityCollaborate with cross-functional teams to identify and prioritize...
-
Quality Assurance Specialist
4 weeks ago
Chicago, Illinois, United States w3r Consulting Full timeJob Title: Quality Assurance AnalystAt w3r Consulting, we are seeking a highly skilled Quality Assurance Analyst to join our team. As a Quality Assurance Analyst, you will play a critical role in ensuring the delivery of high-quality software applications.Key Responsibilities:Develop and Execute Test Plans: Create formal test plans to validate software...
-
Data Quality Assurance Specialist
4 weeks ago
Chicago, Illinois, United States KMM Technologies, Inc. Full timeJob Title: Quality Assurance Analyst (ETL)At KMM Technologies, Inc., we are seeking a highly skilled Quality Assurance Analyst (ETL) to join our team. As a Quality Assurance Analyst (ETL), you will be responsible for developing and executing formal test plans to ensure the delivery of quality software applications.Key Responsibilities:Develop testing...
-
Quality Assurance Tester
3 weeks ago
Chicago, Illinois, United States HexaQuEST Global, Inc. Full timeJob Title: Quality Assurance TesterHexaQuEST Global, Inc. is seeking a skilled Quality Assurance Tester to join our Agile Development team. As a Quality Assurance Tester, you will be responsible for developing and executing automated and manual test scripts to ensure the quality of our software applications.Key Responsibilities:Develop and execute manual and...
-
Software Quality Assurance Specialist
14 hours ago
Chicago, Illinois, United States PMG, Inc. Full timeSoftware Quality Assurance Analyst OpportunityThe Research and Development department at PMG, Inc. is seeking a skilled Software Quality Assurance Analyst to join our team. As a Software Quality Assurance Analyst, you will be responsible for testing our software products to ensure they meet the highest standards of quality and efficiency. You will work...
-
Claims Quality Assurance Specialist
4 weeks ago
Chicago, Illinois, United States Hiscox USA Full timeAbout the RoleWe are seeking a highly skilled Claims Quality Assurance Analyst to join our team at Hiscox USA. As a Claims Quality Assurance Analyst, you will play a critical role in ensuring the quality of our claims handling processes and identifying areas for improvement.Key ResponsibilitiesConduct regular quality reviews of claim files to ensure...
-
Computer Software Assurance Analyst
10 hours ago
Chicago, Illinois, United States Meitheal Pharmaceuticals Inc Full timeAbout the RoleMeitheal Pharmaceuticals Inc is seeking a skilled Computer Software Assurance Analyst to join our team. As a key member of our quality assurance department, you will be responsible for ensuring the integrity and reliability of our GMP computer systems.The ideal candidate will have a strong background in computer system validation, 21 CFR Part...
-
Quality Assurance Specialist
1 week ago
Chicago, Illinois, United States ISMIE Mutual Insurance Company Full timeJob SummaryISMIE Mutual Insurance Company is seeking a highly skilled Quality Assurance Analyst to oversee and provide input to all aspects of software quality assurance. This includes responsibility for the development, creation, maintenance, and execution of test cases and test plans, as well as analysis of test results.Key ResponsibilitiesDevelop and...
-
Quality Assurance Manager
2 weeks ago
Chicago, Illinois, United States BioSpace, Inc. Full timeJob Title: Quality Assurance ManagerAt BioSpace, Inc., we are seeking a highly skilled Quality Assurance Manager to join our team. As a Quality Assurance Manager, you will be responsible for directing, implementing, and providing consultation for external manufacturing/packaging worldwide to ensure compliance with global regulatory requirements.Key...
-
Quality Assurance Manager
1 week ago
Chicago, Illinois, United States Indenovo Global Search & Selection Full timeJob Title: Quality Assurance ManagerIndenovo Global Search & Selection is seeking a highly skilled Quality Assurance Manager to join our team. As a Quality Assurance Manager, you will be responsible for ensuring the quality of our products and services, and for developing and implementing quality control processes.Key Responsibilities:Develop and implement...
-
Quality Assurance Team Lead
3 weeks ago
Chicago, Illinois, United States Ryan Specialty Group Full timeJob SummaryThe Quality Assurance Team Lead is a critical role that oversees the entire software quality process, ensuring that our products meet the highest standards of quality and reliability. This position is responsible for leading a team of quality assurance analysts in the design, development, and execution of high-quality testing and quality...
-
Quality Assurance Specialist
4 weeks ago
Chicago, Illinois, United States Saxon Global Full timeJob Title: QA AnalystSaxon Global is seeking a skilled QA Analyst to join our team. As a QA Analyst, you will be responsible for validating applications and APIs that provide historical access to data, writing and executing automated test suites against multiple projects in an Agile environment, and validating data platform reports for accuracy and look and...