Compliance Strategy Manager
6 days ago
Job Title: Regulatory Affairs Director
Description:
Maintain expertise on regulatory requirements and ensure that MMA Securities, MMA Asset Management, and MMC Securities operate within these guidelines. Key areas include ensuring proper governance, reporting, and conducting reviews to confirm compliance.
About the Job:
This job involves coordinating various aspects of regulation across organizations, including educational initiatives, monitoring and feedback processes. As Regulatory Affairs Director, you must be an advocate for industry regulation and also analyze significant implications and effects that influence overall effectiveness.
Responsibilities:
- Deep knowledge of current and proposed regulations governing financial markets
- Liaise regularly with relevant authorities to establish relationships and understand evolving rules
- Keep current on legislative changes that may impact businesses under your care
Working Conditions:
This position requires professional level business skills, ability to give clear presentations, high school education minimum, solid writing and presentation abilities, easily trainable software applications user level proficiency. Salary range, based on experience, starts at approximately $150,000 annually.
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