Senior Compliance Director

1 day ago


Chicago, Illinois, United States StoneX Group Full time
Compliance Leader Wanted

At StoneX Group, we are seeking a highly experienced and skilled Senior Compliance Director to lead our regulatory affairs team. This is a unique opportunity to join a leading financial services company and drive compliance excellence across our global operations.

About the Role:

  • Leverage your expertise in swap dealer compliance to develop and implement effective regulatory strategies and frameworks.
  • Collaborate with cross-functional teams to ensure seamless integration of compliance practices into our business operations.
  • Serve as a key point of contact for regulatory bodies and internal stakeholders, providing expert guidance on compliance matters.
  • Conduct regular risk assessments to identify potential vulnerabilities and develop targeted mitigation plans.
  • Foster a culture of compliance within the organization, promoting awareness and education among employees.
  • Develop and maintain relationships with key regulators, staying up-to-date on industry developments and best practices.

Requirements:

  • Minimum 7-10 years of direct swap dealer compliance experience, preferably in a leadership role.
  • Expert knowledge of CFTC, NFA, and swap dealer rules, regulations, and guidelines.
  • Demonstrated ability to work collaboratively with diverse stakeholders, including management, employees, and external partners.
  • Strong organizational and communication skills, with the ability to present complex information effectively.
  • Ability to manage multiple tasks, prioritize projects, and adapt to changing priorities in a fast-paced environment.

What We Offer:

  • A competitive salary range of $200,000 - $300,000, based on experience and qualifications.
  • A comprehensive benefits package, including medical, financial, and other perks.
  • The opportunity to work with a talented team of professionals in a dynamic and growth-oriented company.
  • A hybrid work schedule with a minimum of 3 days per week in our office location.
  • The chance to make a meaningful impact on the company's compliance strategy and contribute to its continued success.


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