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Senior AML Financial Crime Risk Oversight Manager

1 month ago

New York, New York, United States TD Bank, N.A. Full time
Job Summary

The Manager, AML Financial Crime Risk Oversight is responsible for overseeing the team and leading 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities. This includes managing critical program initiatives and handling complex/high-risk matters and escalations.

Key Responsibilities
  • Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance, supporting compensation decisions, promoting teamwork, and handling disciplinary actions, as required
  • Leads and manages a team of AML/ATF/Sanctions/ABAC professionals and overall operation of a diverse group in an area of moderate risk, complexity, or scope, while growing talent, developing skills and capabilities to achieve career goals, support project/initiative success and achieve business results
  • Provides oversight to aspects of an assigned portfolio of mature or non-complex and dynamic TD businesses and legal entities
  • Expert knowledge of the business and operational functions supported
  • Leads teams with multiple points of internal and external contacts
  • Work focus time horizon is medium to long term (6 months to a year) with moderate to high focus on strategic planning
  • Deep knowledge and understanding of businesses/technology, and organizational practices/disciplines
  • Contact for business management, external/internal auditors, dealing with non-routine information
  • Sound knowledge of external competition, industry and/or market trends in relation to own function/business
  • Involves contact with cross-functional teams across TDBG and external contacts
Requirements
  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
Preferred Qualifications
  • Minimum Bachelors Degree with work experience in financial institutions, major consulting firms, or technology companies specifically in data querying and analysis.
  • Experience with SQL, Python, or other programming languages.
  • Experience with screening and/or transaction monitoring systems.
  • Experience with design and development of unique queries based on business requirements, understanding complex data structures, and tableau/powerBI preferred.
  • Technical writing skills a plus.
About TD Bank, N.A.

TD Bank, N.A. is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

We are deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing – and so will you.