AML Director

Job Title: AML DirectorK2 Integrity is seeking an experienced AML Director to lead our Financial Crimes Risk Management practice. This is a hybrid role based in NYC.Key Responsibilities:Manage and lead engagements related to transaction monitoring remediations, lookbacks, and policy development.Oversee transaction monitoring team responsibilities, including...

Job Summary:The Global Markets Client Experience AML KYC Escalation Coordinator will play a crucial role in resolving client issues across business sectors and regions related to KYC requirements. This position will work closely with the GM KYC Client Outreach team to assist with requirement clarifications and escalations.Key Responsibilities:• Main point...

Job Title: AML Officer Services – Administrator/AssociateClient X is seeking a highly organized and detail-oriented individual to join the AML Officer Services team as an administrator/associate. The successful candidate will provide support to the AML Compliance Officer in the provision of AML Officer Services, ensuring compliance with Client X's...

Job Title: AML Officer Services ManagerCompany X is seeking a highly skilled AML Officer Services Manager to join their team. The successful candidate will be responsible for providing support to client-appointed Anti-Money Laundering Compliance Officers and Money Laundering Reporting Officers.Key Responsibilities:Assist the Head of AML Compliance Officer...

Compliance Director Opportunity at Social Capital ResourcesAbout the Role:We are seeking a seasoned Compliance Director to join our team at Social Capital Resources, a top-tier investment management company in Midtown, Manhattan. As a key member of our compliance team, you will be responsible for developing, maintaining, and implementing a comprehensive...

Compliance Director Opportunity at Social Capital ResourcesAbout the Role:We are seeking a seasoned Compliance Director to join our team at Social Capital Resources, a top-tier investment management company in Midtown, Manhattan. As a key member of our compliance team, you will be responsible for developing, maintaining, and implementing a comprehensive...

Job OpportunityK2 Integrity is seeking a seasoned professional to fill the role of Senior Director of Operations, Transaction Review. This position will play a critical role in the Financial Crimes Risk Management Practice, working closely with leadership to drive a groundbreaking engagement that involves live payment review, transaction monitoring, and...

Job Description:The Client Experience team within the Global Markets (GM) line of business is seeking a highly skilled and experienced professional to fill the role of Director: GM Client Experience. This position will be responsible for leading the team in enhancing the client experience, including Know Your Client (KYC) periodic refresh and remediation...

About the RoleWe are seeking an experienced Associate Director to lead our U.S. KYC Periodic Refresh team. As a key member of our Global Banking and Markets division, you will be responsible for managing a team of staff in the completion of U.S. KYC periodic refresh, including US KYC / AML, FINRA rules, FATCA and other regulations impacting US Businesses.Key...

Job SummaryWe are seeking an experienced Associate Director to lead our U.S. KYC Periodic Refresh team. The successful candidate will have a strong background in financial services and regulatory compliance, with a focus on customer refresh in the US.Key ResponsibilitiesManage a team of staff in the completion of U.S. KYC periodic refresh, including US KYC /...

Job SummaryWe are seeking an experienced Associate Director to lead our U.S. KYC Periodic Refresh team. The successful candidate will be responsible for managing a team of staff in the completion of U.S. KYC periodic refresh, including US KYC / AML, FINRA rules, FATCA and other regulations impacting US Businesses.Key ResponsibilitiesManage a team of staff in...

Job Title: Regulatory Advisory DirectorWe are seeking a highly skilled Regulatory Advisory Director to join our team at Forvis Mazars, LLP. As a key member of our Financial Services Regulatory practice, you will play a critical role in helping our clients navigate complex regulatory environments and achieve their business objectives.About the Role:The...

Job Summary:The Director: GM Client Experience will be a key member of the Client Experience team within the Global Markets line of business. This role will be responsible for resolving client issues across business sectors and regions related to Know Your Client (KYC) requirements.Key Responsibilities:Collaborate with the GM KYC Client Outreach team to...

Job Title: Audit Director, Financial Crimes ComplianceCapital One is seeking a highly skilled and experienced Audit Director to join our Financial Crimes Compliance team. As a key member of our audit team, you will be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions and Fraud risk management is...

Job SummaryThe Compliance Quality Assurance Specialist will work under the Quality Assurance Officer and with the Financial Intelligence Unit (FIU) Investigations Director, the Deputy OFAC Officer, and the Head of the Customer Intelligence Unit (CIU). The primary responsibility will be to conduct QA testing on AML investigations, Sanctions, Due Diligence,...

Join Our Team as a Regulatory Advisory DirectorWe are seeking a highly skilled Regulatory Advisory Director to lead our financial crime consulting practice in the US. As a key member of our team, you will be responsible for driving the strategic direction and growth of the practice, while providing expert guidance to our clients on regulatory matters.Key...

h3JobDescription/h3pTheRockridgeGroupisseekingahighlyorganizedanddetail-orientedComplianceAdministratortosupportitsAMLOfficerServicesteam.Theidealcandidatewillpossessexceptionalcommunicationskillsandastrongunderstandingofanti-moneylaunderingprocedures./ph3KeyResponsibilities/h3ulliProvideadministrativesupporttotheAMLComplianceOfficerintheprovisionofAMLOffice...

Job SummaryWe are seeking a highly experienced Regulatory Advisory Director to join our team at Forvis Mazars, LLP. As a key member of our Financial Services Regulatory practice, you will be responsible for leading consent order remediation efforts and managing large-scale financial crime transformation programs.Key ResponsibilitiesRepresent the firm as a...

Internal Audit DirectorBrex is seeking a seasoned Internal Audit Director to lead our internal audit function and provide independent assurance on the effectiveness of our risk management, control, and governance processes.About the RoleThe Internal Audit Director will be responsible for establishing and leading our internal audit function, providing...

About the RoleWe are seeking a highly skilled and experienced Associate Director to join our US Global Capital Markets team. As a key member of our leadership team, you will be responsible for driving business growth, developing strategic initiatives, and ensuring the effective execution of our business plans.Key ResponsibilitiesContribute to the overall...