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Senior Associate

2 months ago


Charlotte, North Carolina, United States Barings Full time
About the Role

We are seeking a highly skilled Senior Associate to join our Client, Finance and Operations group at Barings. As a key member of our team, you will play a critical role in executing our Internal Controls over Financial Reporting (ICFR) program.

Key Responsibilities
  • Lead the development and implementation of our SOX and SOC1 program deliverables, including scoping, walkthroughs, risk assessments, design and operational effectiveness testing.
  • Coordinate process walkthroughs to create and update process documentation, flowcharts and process risk assessments.
  • Document internal control testing progress and identify control gaps.
  • Lead remediation or corrective action plans associated with financial and operational risks.
  • Analyze and review business changes impacting internal controls over financial reporting.
  • Actively participate in various audit engagements and deliverables related to internal controls.
  • Lead and/or assist with ad hoc projects.
Requirements
  • Degree in finance or accounting required; CPA (or on track) highly preferred.
  • 2-5 years of experience performing internal or external audits within the financial services industry.
  • Experience with Generally Accepted Accounting Principles, Sarbanes-Oxley and Statement on Standards for Attestation No. 18 (SSAE 18) as well as working knowledge of U.S. Generally Accepted Accounting Principles (GAAP).
  • Experience with process mapping and control documentation.
  • Experience with GRC tools such as WDesk, Archer and proficiency in Microsoft Excel, Word, PowerPoint and Visio.
  • Exceptional interpersonal and communication skills, both written and verbal.
  • Ability to manage multiple deliverables while adhering to deadlines with focus on high quality results.
  • Comfortable in rapidly changing, high-sense-of-urgency working environment.
About Barings

Barings is a leading global financial services firm dedicated to meeting the evolving investment and capital needs of our clients and customers. Through active asset management and direct origination, we provide innovative solutions and access to differentiated opportunities across public and private capital markets. A subsidiary of MassMutual, Barings maintains a strong global presence with business and investment professionals located across North America, Europe, and Asia Pacific.

Benefits
  • Medical (including Virtual Care), Prescription, Dental, and Vision Coverage.
  • Fitness Center Reimbursement Program (Including Online Memberships).
  • Employee Assistance Program (EAP).
  • Fertility Benefits.
  • Highly competitive 401(k) Plan with Company Match.
  • Health Savings Account (HSA) with Company Contributions.
  • Flexible Spending Accounts (FSA) - Health Care & Dependent Care.
  • Retirement Health Reimbursement Account.
  • Basic and Supplemental Life Insurance.
  • Spouse and Child Life Insurance.
  • Paid Vacation, Sick Days and Annual Holidays.
  • Paid Leave of Absences (Maternity Leave, Parental Leave, Caregiver Leave, Bereavement Time).
  • Short and Long Term Disability Plans.
  • Paid Volunteer Time.
  • Education Assistance Program.
  • Charitable Matching Gifts Program.
  • Commuter Reimbursement Program.
  • Adoption and Surrogacy Reimbursement Program.