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Regulatory Counsel – UK/EU Markets
2 months ago
Position Overview:
We are collaborating with a prominent global investment management firm seeking a skilled regulatory and compliance attorney to fill the role of Legal Counsel. This position can be based in either Chicago or New York and focuses on overseeing the legal and regulatory functions within the UK and EU markets.
Key Features:
· Competitive salary and comprehensive benefits package
· Flexible hybrid work environment
· Employee-owned organization
· Supportive and inclusive workplace culture
· Recognized as a top employer in the financial services sector
Core Responsibilities:
· Supervise the firm's offerings based in the EU, particularly in Luxembourg and other relevant jurisdictions, ensuring compliance with documentation and regulatory submissions
· Manage the legal aspects of subsidiary operations in the UK and Germany, along with other locations
· Stay informed on updates to UK and EU regulations, including data privacy, security, and anti-money laundering laws
· Revise and maintain UK and EU regulatory compliance policies and procedures, preparing necessary regulatory documentation
· Oversee the filing and monitoring of ongoing obligations related to marketing and management of EU-based investment vehicles
· Address compliance requirements specific to marketing in the UK and EU, including AIFMD and private placement regulations
Qualifications Required:
· 7-12 years of legal experience, either in a law firm or in-house legal department
· Proficiency in German
· Experience with fund formation, M&A transactions, and regulatory documentation
· Knowledge of FCA and BaFin regulations, as well as EU securities laws (including AIFMD) and General Data Protection Regulation
Location:
Chicago or New York (Hybrid)
- Counsel
- In-House
- Banking/Finance, Other
- 1801