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Financial Crimes Surveillance Analyst
1 month ago
Fidelity TalentSource is seeking a highly skilled Financial Crimes Surveillance Analyst to join our team. As a key member of our AML Surveillance team, you will play a vital role in supporting compliance with overall AML obligations required by the Bank Secrecy Act.
Responsibilities:
- Analyze and vet alerts generated through proprietary surveillance applications based on activity across all of Fidelity's operating companies.
- Exercise good judgment and demonstrate outstanding decision-making skills to prevent or mitigate risk and escalate potential suspicious activity.
- Review high-risk customers and entities based on the Customer Due Diligence (CDD) rule.
Requirements
To be successful in this role, you will need:
- A college degree and/or 4 years of work experience in a relevant field.
- 2+ years of experience in the financial services industry.
- Validated knowledge of financial transactions as well as a firm understanding of trading markets and operations.
- Ability to work collaboratively within a team, meet deadlines, and demonstrate outstanding decision-making skills.
- FINRA Series 7 & 63 preferred.
- Previous AML or compliance background a plus.
About Fidelity TalentSource
Fidelity TalentSource is the in-house temporary staffing provider for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry. We welcome individuals from all backgrounds to fill assignments across Fidelity's U.S.-based regional and investor center locations.