Compliance Officer

Job Title: Agency Compliance OfficerWe are seeking a highly skilled and detail-oriented Agency Compliance Officer to join our team at PeopleSolutionsNOW. As a key member of our compliance team, you will be responsible for ensuring that our financial services company adheres to all relevant regulations and rules.Key Responsibilities:Conduct regular reviews of...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at PeopleSolutionsNOW. This role will be responsible for monitoring and adhering to all Company and Regulatory rules and regulations.Key ResponsibilitiesConduct regular reviews of email and social media to ensure compliance with Company policiesWork closely with Advisors to...

Compliance Officer - Broker DealerAt Social Capital Resources, we are seeking an experienced Compliance Officer with a strong background in the broker-dealer industry to oversee our compliance program. This role is critical in ensuring adherence to regulatory requirements, safeguarding our reputation, and mitigating compliance risks.Key...

Compliance Officer - Broker DealerAt Social Capital Resources, we are seeking an experienced Compliance Officer to oversee our compliance program for the broker-dealer industry. This critical role ensures adherence to regulatory requirements, safeguards our reputation, and mitigates compliance risks.Key Responsibilities:Regulatory Compliance: Ensure our firm...

About Figure MarketsFigure Markets is a leading blockchain-based financial institution that is revolutionizing the way we think about finance. Our mission is to provide a secure, transparent, and efficient platform for individuals and businesses to buy, sell, and trade a wide range of financial instruments.About the RoleWe are seeking an experienced BSA/AML...

Job OverviewAs a key member of the Great Lakes Petroleum team, the Compliance Coordinator will play a critical role in ensuring the company's facilities and operations comply with all relevant building codes and regulations. Key ResponsibilitiesOversee compliance with building codes and regulations at all Great Lakes Petroleum locations.Identify and address...

Pyramid Consulting, Inc. is seeking a highly skilled Senior Export Compliance Officer to support the implementation and development of Global Trade Systems (GTS) in SAP. This is a contract opportunity with long-term potential and is located in Charlotte, NC.Key Responsibilities:Supports the implementation and development of GTS in SAP.Performs unit, system,...

Job Title: Chief Compliance OfficerFifth Third Bank, National Association is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our Wealth Advisors division, you will be responsible for ensuring that our policies and procedures are designed to prevent violations of the Investment Advisers Act of 1940 and...

Job OverviewDestinationone Consulting is a leading recruitment agency specializing in diverse sectors, including Healthcare, Health Tech, Government, Municipalities, Non-Profits, Legal, and Public Accounting. We are proactively building a database of opportunities in these fields. By applying, you ensure our recruiters can quickly match you with suitable...

Job Title: Chief Compliance OfficerFifth Third Bank, National Association is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring that our policies and procedures are designed to prevent violations of the Investment Advisers Act of 1940 and other...

Aecon is a leader in infrastructure development, and we're building what matters for future generations to thrive.We're passionate about delivering on our commitments and providing equitable opportunities for everyone. Our business success relies on strong execution and continuous improvement – driven by the diversity, expertise, and teamwork of our...

Aecon's Commitment to SecurityWe are seeking a highly skilled Facility Security and Compliance Officer to join our team at Aecon. As a leader in infrastructure development, we understand the importance of maintaining the highest level of security and compliance in our operations.Key Responsibilities:Maintain compliance with all U.S. Government security...

Job SummaryAs an Export Compliance Officer at Kronos Consulting, you will play a critical role in ensuring the company's compliance with U.S. export laws and regulations. This position requires a strong understanding of SAP/GTS and trade compliance principles, as well as excellent communication and interpersonal skills.Key ResponsibilitiesSupport the...

Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at LendingTree. As a key member of our Compliance Organization, you will be responsible for ensuring the on-boarding of credit card issuer partners, managing card profile configurations, and facilitating reporting for issuer networks.Key ResponsibilitiesManage all credit card...

Trade Compliance SpecialistSumitomo Electric U.S.A. Holdings, Inc. is seeking a skilled Trade Compliance Specialist to join our team in Charlotte, NC, or the Chicago Metro area. As a Trade Compliance Specialist, you will be responsible for ensuring that our company adheres to all US trade laws, regulations, and international trade agreements.Key...

Job Title: Senior Compliance AnalystAllspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals.At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and positive outcomes.We leverage the diversity of...

Job SummaryWe are seeking a highly skilled Compliance Director to lead our Financial Crimes Compliance (FCC) function. The successful candidate will play a key role in identifying and mitigating financial crime risks, protecting vulnerable individuals, and safeguarding the integrity of the financial system.Key ResponsibilitiesDevelop and implement Anti-Money...

Job DescriptionAs an Export Compliance Specialist at Select Source International, you will play a critical role in ensuring the company's compliance with U.S. export laws and regulations. Your primary responsibility will be to support the implementation and development of Global Trade Services (GTS) in SAP, ensuring seamless integration and testing of the...

Job Summary: We are seeking a highly experienced Compliance Director II to lead our second-line compliance oversight teams in implementing and directing an effective compliance risk management program. The successful candidate will set forth the framework and strategy for overseeing in-scope businesses and functions to ensure compliance across activities,...

Job Opportunity: MLS Compliance AdministratorLHH Recruitment Solutions is seeking a highly skilled MLS Compliance Administrator to join our team in Charlotte, NC. As a key member of our team, you will be responsible for ensuring the integrity of MLS listings and enforcing compliance with the REALTOR Code of Ethics.Key Responsibilities:Proactively review MLS...