Wealth Management Professional

5 days ago


Glenview, Illinois, United States Regal Securities Full time
Join Our Team as a Wealth Advisor

We are seeking a highly motivated and experienced Wealth Advisor to join our team at Regal Securities, Inc. and Regal Advisory Services, Inc. As a Wealth Advisor, you will play a critical role in helping our clients achieve their financial goals and objectives.

About the Role

This is an exciting opportunity to join a dynamic and growing team of financial professionals. As a Wealth Advisor, you will be responsible for creating and implementing comprehensive financial solutions for our clients, growing and maintaining client relationships, and meeting all regulatory commitments and requirements.

Key Responsibilities
  • Develop and implement customized financial plans to meet client goals and objectives
  • Build and maintain strong relationships with clients, assets, and revenue
  • Stay up-to-date on industry trends, products, and technologies to provide expert advice to clients
  • Meet all regulatory requirements, including Regulation Best Interest, Form CRS, and Fiduciary standards
  • Ensure compliance with Regal Securities' operational processes and procedures
Requirements
  • Series 7 Securities license
  • Series 66 or 65 license
  • Life, Health, and Variable Annuity license or obtain upon employment
  • Bachelor's Degree
  • Minimum 3-5 years of experience as a Financial Advisor
  • Clean CRD/U4
  • Proficiency with financial planning and research tools
  • Proficiency with Microsoft Office Suite
What We Offer

As a full-time, W-2 employee, you will have access to our comprehensive benefits package, including opportunities for professional growth and development. We value and reward ambitious and talented professionals who are creative and courageous, who dare to think big and act on innovative ideas.

We seek teammates who enjoy their work, have a positive outlook, are willing to share their talents and skills, and who want to contribute to the whole of the organization. If you are a motivated and experienced Wealth Advisor looking for a new challenge, we encourage you to apply for this exciting opportunity.



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