Regulatory Project Manager

2 days ago

New York, New York, United States Phaxis Full time
Job Summary

Phaxis is seeking a highly skilled Regulatory Project Manager to lead and manage key regulatory initiatives related to Consolidated Audit Trail (CAT), Trade Reporting and Compliance Engine (TRACE), Rule 606 (Order Routing Transparency), and Order Audit Trail System (OATS). The successful candidate will ensure that all projects are completed in compliance with financial industry regulations, align with organizational goals, and meet the specific requirements of regulatory bodies.

Key Responsibilities:

  • Lead end-to-end project management for regulatory compliance projects, specifically focused on CAT, TRACE, Rule 606, and OATS.
  • Collaborate with compliance, technology, operations, and legal teams to ensure projects align with regulatory standards and deadlines.
  • Serve as the subject matter expert for CAT, TRACE, Rule 606, and OATS, providing guidance and expertise to internal teams.
  • Develop and manage project plans, including timelines, resources, and budgets, ensuring projects are completed on time and within scope.
  • Monitor and track project progress, identify potential risks, and implement mitigation strategies.
  • Regularly communicate project status, issues, and changes to senior leadership and stakeholders.
  • Ensure that regulatory reporting and documentation requirements are met, including the development of reports, presentations, and updates.
  • Coordinate audits, reviews, and examinations related to regulatory projects and ensure compliance with relevant policies and procedures.
  • Stay up-to-date with changing regulations, industry trends, and best practices, and ensure the organization's projects are aligned with these changes.

Qualifications:

  • 5+ years of experience in project management within the financial services industry, with a focus on regulatory compliance.
  • Strong knowledge and experience with CAT, TRACE, Rule 606, and OATS.
  • PMP or equivalent project management certification is preferred.
  • Excellent communication, organizational, and leadership skills.
  • Ability to manage multiple projects simultaneously and meet tight deadlines.
  • Strong analytical and problem-solving abilities.
  • Experience working with cross-functional teams and managing stakeholder relationships.

  • Regulatory Project Manager

    3 weeks ago

    New York, New York, United States Rose International Full time

    Job Title: Project Manager Regulatory and ControlJob Summary:Rose International is seeking a highly skilled Project Manager Regulatory and Control to join our team. As a key member of our organization, you will be responsible for supporting interactions with regulators and internal stakeholders, facilitating meetings and discussions, and preparing reporting...

  • Regulatory Project Manager

    4 weeks ago

    New York, New York, United States Vertical Relevance Full time

    Job Title: Regulatory Project ManagerWe are seeking a highly skilled Regulatory Project Manager to join our team at Vertical Relevance. As a key member of our team, you will be responsible for implementing Regulatory/Compliance solutions for customer engagements.Key Responsibilities:Implement Regulatory/Compliance solutions for customer...

  • Regulatory Compliance Project Manager

    2 weeks ago

    New York, New York, United States Phaxis Full time

    Regulatory Project Manager Job DescriptionPhaxis is seeking a highly skilled Regulatory Project Manager to lead and manage key regulatory initiatives related to Consolidated Audit Trail (CAT), Trade Reporting and Compliance Engine (TRACE), Rule 606 (Order Routing Transparency), and Order Audit Trail System (OATS). The successful candidate will ensure that...

  • Regulatory Project Manager

    4 weeks ago

    New York, New York, United States Vertical Relevance Full time

    Job OverviewVertical Relevance is seeking a highly skilled Project Manager to lead the implementation of Regulatory/Compliance solutions for customer engagements. As a key member of our team, you will drive customer success by leveraging strong teamwork, communication, and organizational skills.Key Responsibilities:Develop and execute project plans to...

  • Senior Regulatory Project Manager

    4 days ago

    New York, New York, United States Crédit Agricole CIB Full time

    Job Title: Senior Regulatory Project ManagerCrédit Agricole CIB is seeking a highly skilled Senior Regulatory Project Manager to join our Compliance Regulatory and Assurance team. This is a unique opportunity to work in a dynamic and fast-paced environment, driving regulatory compliance and project management excellence.Key Responsibilities:Develop and...

  • Project Manager

    2 days ago

    New York, New York, United States Nomura Full time

    Job Description**Project Manager - Regulatory Compliance**We are seeking a highly skilled Project Manager to join our team in New York. As a Project Manager, you will be responsible for leading projects related to regulatory compliance, including the SEC Securities Lending Reporting project.Key Responsibilities:Develop and implement project plans, timelines,...

  • Regulatory and Control Project Manager

    3 weeks ago

    New York, New York, United States Rose International Full time

    Job Title: Regulatory and Control Project ManagerJoin Rose International, a leading provider of professional services, as a Regulatory and Control Project Manager. In this role, you will be responsible for managing large programs and engaging across all levels of the Services organization.Key Responsibilities:Support interactions with regulators and internal...

  • Project Manager

    4 days ago

    New York, New York, United States Crédit Agricole CIB Limited Full time

    Job SummaryThe Compliance Regulatory and Assurance team is a key function within Crédit Agricole CIB Limited, responsible for providing strategic and centralized management of supervisory activities. As a Project Manager, you will support two compliance functions, focusing on regulatory coordination and project management.Key responsibilities...

  • VP Project Manager

    2 weeks ago

    New York, New York, United States Crédit Agricole CIB Full time

    Job Title: VP Project ManagerWe are seeking a highly skilled VP Project Manager to join our Compliance Regulatory and Assurance team at Crédit Agricole CIB. As a key member of our team, you will be responsible for managing projects related to regulatory compliance and assurance.Key Responsibilities:Define program controls, processes, procedures, and...

  • Project Manager

    5 days ago

    New York, New York, United States Crédit Agricole CIB Limited Full time

    Job Title: VP - Project ManagerCrédit Agricole CIB Limited is seeking a highly skilled and experienced VP - Project Manager to join our Compliance Regulatory and Assurance team.About the Role:The Compliance Regulatory and Assurance team is a critical function within Crédit Agricole CIB Limited, responsible for ensuring the firm's compliance with regulatory...

  • Project Manager

    5 days ago

    New York, New York, United States Crédit Agricole CIB Limited Full time

    Job Title: VP - Project ManagerCrédit Agricole CIB Limited is seeking a highly skilled and experienced VP - Project Manager to join our Compliance Regulatory and Assurance team. As a key member of our team, you will be responsible for supporting the development and implementation of compliance programs, ensuring regulatory requirements are met, and...

  • Regulatory Project Manager

    2 days ago

    New York, New York, United States Michael Page Full time

    Job Summary We are seeking a highly skilled Regulatory Project Manager to join our team at Michael Page. As a key member of our global programs team, you will be responsible for managing multiple regulatory projects across various businesses in the Americas, ensuring alignment with larger global initiatives. Key ResponsibilitiesOversee the implementation...

  • Regulatory Compliance Project Management Specialist

    4 weeks ago

    New York, New York, United States Sia Partners Full time

    Job Title: Regulatory Compliance Project Management ConsultantSia Partners is a next-generation management consulting firm that offers a unique blend of AI and design capabilities to deliver superior value to our clients. We are seeking a talented Regulatory Compliance Project Management Consultant to support our Risk, Regulatory & Compliance Business...

  • Senior Project Manager

    4 days ago

    New York, New York, United States The Goldman Sachs Group Full time

    Job SummaryWe are seeking a highly skilled Senior Project Manager to join our team in New York. As a key member of our Implementation and Execution Office, you will be responsible for leading and delivering complex projects across the firm.Your primary focus will be on regulatory remediation efforts, where you will assist in the development and management of...

  • FRTB Market Risk Regulatory Project Manager

    3 weeks ago

    New York, New York, United States Pinnacle Group Full time

    FRTB Market Risk Regulatory PMJob Summary:We are seeking an experienced FRTB Market Risk Regulatory PM to join our team at Pinnacle Group. The successful candidate will have a strong background in project management, transformation, and change management, with a focus on FRTB Market Risk.Key Responsibilities:Translate regulatory requirements into actionable...

  • Data and Regulatory Operations Project Manager

    6 days ago

    New York, New York, United States Experis Full time

    Job Title: DRO Project Manager/ Business AnalystJoin Experis, a leading global workforce solutions company, as a DRO Project Manager/ Business Analyst. In this role, you will be responsible for project management and business analysis of strategic initiatives across Data and Regulatory operations.About the Role:The DRO Project Manager/ Business Analyst is...

  • Senior Regulatory Projects Coordinator

    2 days ago

    New York, New York, United States CLS Group. Full time

    About CLSCLS is a leading financial services company that provides innovative solutions for the global foreign exchange (FX) market. Our mission is to make FX safer, smoother, and more cost-effective for our clients.We are seeking a highly skilled and experienced Senior Regulatory Projects Coordinator to join our team. As a key member of our Legal and...

  • Regulatory Management Specialist

    4 days ago

    New York, New York, United States Ionidea Full time

    Job SummaryIonidea is seeking a highly skilled Regulatory Management Analyst to join our Services Regulatory Management team. As a key member of this team, you will be responsible for promoting, supporting, and monitoring our interactions with U.S. prudential regulators.Key ResponsibilitiesLead the execution of regulatory interactions with U.S. prudential...

  • Data Regulatory Project Manager/Business Analyst

    3 weeks ago

    New York, New York, United States Dexian Full time

    Job Title: Data Regulatory Project Manager/Business AnalystLocation: New York, NYDuration: 12 monthsPay Range: $100/hr to $110/hrJob Description:The Operations Optimisation and Enablement team (OOE) is a key player in the Operations Division, which is part of the Chief Operating Office. OOE partners with operations functions to define strategy and operating...

  • Regulatory Remediation Manager

    3 weeks ago

    New York, New York, United States Sia Partners Full time

    Job Title: Regulatory Remediation ManagerSia Partners is a next-generation management consulting firm that offers a unique blend of AI and design capabilities. We are seeking a talented Regulatory Remediation Manager to support our Financial Services practice in serving our clients with regulatory remediation initiatives.Responsibilities:Develop and execute...