Regulatory Management Specialist

14 hours ago

New York, New York, United States Ionidea Full time
Job Summary

Ionidea is seeking a highly skilled Regulatory Management Analyst to join our Services Regulatory Management team. As a key member of this team, you will be responsible for promoting, supporting, and monitoring our interactions with U.S. prudential regulators.

Key Responsibilities
  • Lead the execution of regulatory interactions with U.S. prudential regulators for the Treasury and Trade Solutions (TTS) and Securities Services (SS) businesses.
  • Support interactions with regulators and internal stakeholders, including the coordination and management of events related to examinations, ongoing supervisory meetings, and requests for information.
  • Prepare reporting for senior management that provides regulatory trends, potential impacts, and helps drive proactive regulatory engagement.
  • Perform quality reviews of information provided by the Services business to U.S. prudential regulators to drive consistency, completeness, and timely submission.
  • Enter regulatory activities in the Firm's system of record (Regulatory Engagement Tracking RET) and maintain the Services regulatory calendar.
  • Analyze, digest, and summarize information/documentation responsive to regulatory requests.
  • Maintain the centralized repository where documents are stored and previous regulatory and supervisory findings, reports, and similar documents.
  • Execute ad-hoc projects as well as additional duties, as assigned.
Requirements
  • Basic knowledge of the regulatory engagement process (including understanding of U.S. prudential regulators) or internal audit experience.
  • Excellent written and verbal communication skills.
  • Excellent technical skills (SharePoint management, Excel, PowerPoint, and Word).
  • Strong planning, organizational skills with attention to detail and capability to handle multiple projects simultaneously.
  • A general understanding of banking regulations is helpful, and knowledge of the Services businesses is a plus.
  • Familiarity with control management and Issue management.
  • Must be a self-starter, with ability to adapt, multi-task, be flexible, and innovative.
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization.
  • Proven ability to build and maintain relationships.
  • Ability to work both collaboratively and independently; ability to navigate a complex organization.
  • Prior experience in project/program management a plus.
Qualifications
  • 6-10 years of relevant experience in regulatory management, internal audit, control management, compliance, or a similar role within the financial services industry.
  • Bachelor's Degree required.

  • Regulatory Management Specialist

    2 weeks ago

    New York, New York, United States Simple Solutions Full time

    Job Title: Regulatory Management SpecialistLocation: New York City, NY (hybrid)Duration: End Date 3/31/25Job Summary:Serve as a member of the Services Regulatory Management team for Services businesses, responsible for the promotion, support, monitoring, reporting and leadership on interactions with its Prudential regulators.The Services Regulatory...

  • Regulatory Compliance Specialist

    4 weeks ago

    New York, New York, United States Scale Up Search Full time

    {"title": "Regulatory Specialist Opportunity", "content": "Regulatory Specialist OpportunityScale Up Search is partnering with a leading food manufacturing company to find a highly skilled Regulatory Specialist to join their team in New Jersey.This is an exciting opportunity for a regulatory professional with experience in ensuring compliance with domestic...

  • Regulatory Engagement Specialist

    2 weeks ago

    New York, New York, United States Software Guidance and Assistance, Inc. Full time

    Regulatory Engagement SpecialistSoftware Guidance & Assistance, Inc. (SGA) is seeking a highly skilled Regulatory Engagement Specialist to join our team. As a key member of our organization, you will play a critical role in strengthening our firm's culture to support risk management and control, credible challenge, and collaboration.Key...

  • Regulatory Affairs Specialist

    3 weeks ago

    New York, New York, United States Oscar Health Full time

    Job Title: Regulatory Affairs SpecialistOscar Health is seeking a highly skilled Regulatory Affairs Specialist to join our Regulatory Legal & Government Affairs team.About the RoleThe Regulatory Affairs Specialist will play a critical role in ensuring that Oscar Health complies with all relevant state and federal regulations. This includes tracking and...

  • Regulatory Specialist

    2 days ago

    New York, New York, United States Weill Cornell Medical College Full time

    Job Title: Regulatory SpecialistWe are seeking a highly skilled Regulatory Specialist to join our team at Weill Cornell Medicine. As a key member of our clinical research team, you will be responsible for ensuring compliance with regulatory requirements and guidelines.Key Responsibilities:Coordinate all aspects of protocol submission for research...

  • Regulatory Affairs Specialist

    2 weeks ago

    New York, New York, United States SPCSHP Full time

    Job Title: Senior Specialist, Regulatory AffairsAbout the Role:We are seeking a highly skilled Senior Specialist, Regulatory Affairs to join our team at SPCSHP. As a key member of our Regulatory Affairs team, you will be responsible for managing all legal and regulatory submissions related to healthcare and pharmaceutical advertising campaigns.Key...

  • Regulatory Management Specialist

    3 days ago

    New York, New York, United States Simple Solutions Full time

    Job Summary:As a member of the Services Regulatory Management team, you will be responsible for promoting, supporting, monitoring, reporting, and leading interactions with U.S. prudential regulators for the Treasury and Trade Solutions (TTS) and Securities Services (SS) businesses.The team engages with senior management of the business, its functional...

  • Regulatory Policy Specialist

    3 weeks ago

    New York, New York, United States Exelon Full time

    Job Title: Regulatory Policy SpecialistWe are seeking a highly skilled Regulatory Policy Specialist to join our team at Exelon. As a key member of our Regulatory Policy and Strategy business unit, you will play a critical role in supporting the development and implementation of our regulatory strategy for revenue generation, cost recovery, and earnings...

  • Regulatory Relations Specialist

    4 weeks ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are committed to creating a workplace that is inclusive and diverse, where everyone has the opportunity to grow and succeed.We are seeking a highly skilled Regulatory Relations Specialist to join our team. This role will be responsible for executing the overall strategy for regulatory engagement and enterprise-wide...

  • Regulatory Compliance Specialist

    2 weeks ago

    New York, New York, United States Actalent Full time

    Job Title: Regulatory SpecialistActalent is seeking a highly skilled Regulatory Specialist to join our team. As a Regulatory Specialist, you will play a critical role in ensuring compliance with Federal Regulations, Good Clinical Practice (GCP), and Institutional policies.Key Responsibilities:Regulatory Compliance: Ensure compliance with Federal Regulations,...

  • Regulatory Compliance Specialist

    2 weeks ago

    New York, New York, United States US Tech Solutions Full time

    Job DescriptionUS Tech Solutions is seeking a highly skilled Paralegal to join our team as a Regulatory Compliance Specialist. In this role, you will be responsible for coordinating and project managing various regulatory examinations and audits related to the Firm's Bank Secrecy Act program on behalf of the Global Financial Crimes (GFC) team.Key...

  • Regulatory Affairs Specialist

    2 weeks ago

    New York, New York, United States Intellectt Inc Full time

    Job Description:At Intellectt Inc, we are seeking an experienced Regulatory Affairs Specialist to join our team. The ideal candidate will have a strong background in managing regulatory processes for medical devices or pharmaceuticals.Key Responsibilities:Prepare, review, and submit regulatory documents to regulatory authorities to support product...

  • Regulatory Remediation Specialist

    4 weeks ago

    New York, New York, United States Sia Partners Full time

    Job DescriptionSia Partners is a next-generation management consulting firm that offers a unique blend of AI and design capabilities to deliver superior value to our clients. With a global footprint and expertise in over 30 sectors and services, we optimize client projects worldwide.As a Regulatory Remediation Specialist, you will work closely with our...

  • Regulatory Remediation Specialist

    2 weeks ago

    New York, New York, United States Sia Partners Full time

    Job Title: Regulatory Remediation SpecialistSia Partners is a next-generation management consulting firm that offers a unique blend of AI and design capabilities. We are seeking a talented Regulatory Remediation Specialist to support our Financial Services practice in serving our clients with regulatory remediation initiatives.Responsibilities:Support...

  • Healthcare Regulatory Specialist

    2 weeks ago

    New York, New York, United States Top Tier Reps LLC Full time

    Job OpportunityWe are seeking a highly motivated and detail-oriented individual to join our team as a Healthcare Regulatory Specialist. As a key member of our multidisciplinary practice, you will have the opportunity to work on a wide range of healthcare regulatory issues, including Medicaid policy and compliance.Key Responsibilities:Assist with transaction...

  • Regulatory Affairs Manager

    2 weeks ago

    New York, New York, United States Willson International Limited Full time

    Job Title: Regulatory Affairs ManagerWe are seeking a highly skilled Regulatory Affairs Manager to join our team at Willson International Limited. As a key member of our organization, you will be responsible for managing provisions of broker regulations set forth in 19 CFR 111 and various participating government agencies to ensure requirements are met or...

  • Regulatory Compliance Specialist

    3 weeks ago

    New York, New York, United States Deutsche Bank Full time

    Job Title: Regulatory Compliance SpecialistDeutsche Bank is seeking a highly skilled Regulatory Compliance Specialist to join our team in New York. As a key member of our Compliance team, you will play a critical role in ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Participate in the...

  • Medicaid Regulatory Compliance Specialist

    4 weeks ago

    New York, New York, United States MetroPlusHealth Full time

    Empowering New Yorkers through Quality HealthcareMetroPlusHealth is dedicated to delivering exceptional healthcare services to the residents of New York City. As a leading provider of Medicaid managed care, we are committed to empowering New Yorkers by uniting communities through care. Our mission is to provide the highest quality healthcare services,...

  • Regulatory and Clinical Trials Specialist

    2 days ago

    New York, New York, United States Weill Cornell Medical College Full time

    Job Title: Regulatory and Clinical Trials SpecialistWe are seeking a highly skilled Regulatory and Clinical Trials Specialist to join our team at Weill Cornell Medical College. The successful candidate will be responsible for managing the development of investigator-initiated clinical trials and ensuring compliance with federal, state, and institutional...

  • Quality and Regulatory Affairs Specialist

    1 week ago

    New York, New York, United States Mount Sinai Health System Full time

    Job DescriptionThe Mount Sinai Health System is seeking a highly skilled Quality and Regulatory Affairs Specialist to join our team. As a key member of our quality and regulatory team, you will play a critical role in ensuring the highest standards of quality and regulatory compliance across our healthcare system.Key ResponsibilitiesFacilitate and...