Surveillance Analyst
5 days ago
Atria Wealth Solutions, Inc. is a leading wealth management solution holding company that empowers financial institutions and independent financial professionals with sophisticated tools, services, and capabilities to deepen client relationships and maximize efficiencies in their practices.
We are seeking a highly skilled Compliance Surveillance Analyst to join our team. The ideal candidate will possess strong analytical and problem-solving skills, excellent interpersonal and communication skills, and the ability to work collaboratively with the team.
Key Responsibilities:- Perform general trade surveillance reviews with a focus on potential sales practice exceptions
- Monitor daily surveillance reports using exception reports and other tools
- Review trade alerts and raise findings as needed
- Analyze exception report data for trending purposes
- Assist with inquiries and exams, review of electronic communications, and undertake special compliance-related projects as assigned
- Maintain accurate and organized compliance books and records
- Assist in the development of annual test plans based on business and regulatory priorities
- Lead and/or perform targeted reviews according to risk and annual test plan
- Bachelor's degree or 2 years of compliance experience
- 2 years of financial services experience
- FINRA series 7, 24, and 63 (or 65) licenses required or ability to acquire in 6 months
- Strong analytical and problem-solving skills
- Excellent interpersonal and communication skills
- Possess adaptability/flexibility and organizational sense
- Able to work collaboratively with the team
We offer a competitive compensation package, including a salary range of $36,000 to $40,000, and opportunities for professional growth and development.
-
Surveillance Compliance Analyst
5 days ago
San Diego, California, United States Atria Wealth Solutions Full timeJob Title: Surveillance Compliance AnalystAtria Wealth Solutions, Inc. is a leading wealth management solution holding company focused on delivering a clear path to the future of financial advice for financial professionals, financial institutions, and their clients.Headquartered in New York City, Atria's broker-dealer and investment adviser subsidiaries...
-
Compliance Surveillance Analyst
3 weeks ago
San Diego, California, United States Atria Wealth Solutions Full timeJob OverviewAtria Wealth Solutions, Inc. is seeking a highly skilled Compliance Surveillance Analyst to join our team. As a key member of our compliance department, you will be responsible for performing trade surveillance reviews, monitoring daily surveillance reports, and analyzing exception report data for trending purposes.Key ResponsibilitiesConduct...
-
Compliance Surveillance Analyst
4 days ago
San Diego, California, United States Atria Wealth Solutions Full timeJob DescriptionAtria Wealth Solutions, Inc. is a wealth management solution holding company focused on delivering a clear path to the future of financial advice. We are seeking a Compliance Surveillance Analyst to join our team.Key Responsibilities:Perform general trade surveillance reviews with a focus on potential sales practice exceptionsMonitor daily...
-
Compliance Surveillance Specialist
2 days ago
San Diego, California, United States Atria Wealth Solutions Full timeJob OverviewAtria Wealth Solutions, Inc. is seeking a skilled Compliance Surveillance Analyst to join our team. As a key member of our compliance function, you will be responsible for monitoring and testing across various lines of business, functions, and operating departments.Key ResponsibilitiesConduct general trade surveillance reviews, focusing on...
-
Compliance Surveillance Specialist
4 weeks ago
San Diego, California, United States Atria Wealth Solutions Full timeJob OverviewAtria Wealth Solutions, Inc. is seeking a skilled Compliance Surveillance Analyst to join our team. As a key member of our compliance function, you will play a critical role in ensuring the integrity of our financial services operations.Key ResponsibilitiesConduct trade surveillance reviews to identify potential sales practice exceptionsMonitor...
-
Principal Program Analyst
4 weeks ago
San Diego, California, United States AMS Group, Inc. Full timeJob Title: Principal Program AnalystNorthern Defense Industries, LLC, an AMS Group company, is a leading provider of integrated security solutions for critical infrastructure, maritime, and transportation applications. Our team specializes in designing, integrating, testing, and installing air, land, sea, and subsea surveillance and interdiction systems. We...
-
Network Systems Analyst
6 days ago
San Bernardino, California, United States County of San Bernardino, CA Full timeJob Title: Network AnalystJoin the County of San Bernardino, CA team as a Network Analyst and contribute to the design, modification, and maintenance of the County's telecommunications networks. This role requires a strong understanding of network systems, data transport, and microwave technology.Key Responsibilities:Analyze and design telecommunications...
-
Trade Compliance Specialist
4 weeks ago
San Diego, California, United States Cetera Financial Group Full timeJob SummaryWe are seeking a highly skilled Trade Compliance Analyst to join our team at Cetera Financial Group. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our financial operations and maintaining a strong compliance culture.Key ResponsibilitiesConduct thorough post-trade reviews of financial products to...
-
San Diego, California, United States SAIC Full timeJob Title: Security Analyst/Assistant Facility Security OfficerSAIC is seeking a highly skilled Security Analyst/Assistant Facility Security Officer to support our San Diego, CA Murray Canyon and Hancock Location Operations. As a key member of our security team, you will be responsible for ensuring the security and compliance of our facilities and...
-
Statistical Analyst
2 weeks ago
San Bernardino, California, United States San Bernardino County Full timeJob SummaryWe are seeking a highly skilled Statistical Analyst to join our team at San Bernardino County. As a key member of our department, you will play a pivotal role in advancing health equity in underserved communities.Key ResponsibilitiesConduct rigorous statistical analyses to uncover disparities in health outcomes and access to healthcare...
-
Property and Asset Management Specialist
3 weeks ago
San Diego, California, United States Northrop Grumman Full timeJob SummaryWe are seeking a highly skilled Property and Asset Management Analyst to join our team at Northrop Grumman. As a key member of our organization, you will be responsible for overseeing and managing activities associated with asset business systems to ensure customer and US Government property are managed in accordance with applicable regulations...
-
Senior Financial Analyst
4 weeks ago
San Jose, California, United States Vivotek USA Inc Full timeAbout VIVOTEK USA IncVIVOTEK USA Inc, a global technology-driven IP surveillance solutions provider, was founded in Taiwan in 2000. The company aims to deliver trusted intelligent surveillance solutions to society.Key ResponsibilitiesDevelop and implement financial planning and analysis strategiesManage financial reporting and analysis processesLead...
-
San Francisco, California, United States Financial Industry Regulatory Authority , Inc. Full timeJob SummaryWe are seeking a highly skilled Senior Principal Analyst to join our Market Regulation and Transparency Services (MRTS) team. As a key member of our Information Management team, you will be responsible for executing ongoing information management, records management, and entitlements management programs and operations.Key ResponsibilitiesProvide...
-
Pharmaceutical Data Analyst
2 days ago
San Francisco, California, United States Unreal Gigs Full timeJob OverviewUnreal Gigs is seeking a skilled Pharmaceutical Data Analyst to join our team. As a Pharmaceutical Data Analyst, you will play a critical role in analyzing clinical trial data, drug development processes, and market trends to drive informed decision-making in the pharmaceutical industry.Key Responsibilities:Analyze Clinical Trial Data:Perform...
-
Cyber Security Engineer III
1 month ago
San Diego, California, United States Scientific Research Corporation Full timeJob DescriptionScientific Research Corporation (SRC) is seeking a highly skilled Cybersecurity Program Manager to lead a team of cybersecurity professionals in providing Naval Information Warfare Center (NIWC) Pacific with a range of cybersecurity services, including capability development, reviews, testing, training, threat and risk assessments, engineering...
-
Section Supervisor
1 month ago
San Francisco, California, United States JT4 LLC Full timeJob SummaryJT4, LLC is seeking a highly skilled Section Supervisor to lead a diverse team of professionals in a mission-driven environment. As a key member of our team, you will be responsible for providing guidance and leadership to a team of 10-20 dedicated professionals, comprised of Data Managers and I.T. professionals.Key ResponsibilitiesRecruit,...
-
Global Security Operations Specialist
1 month ago
San Francisco, California, United States 816 GPS Services, Inc. Full timeAbout the RoleIn this critical position, you will play a vital role in protecting our company's assets, employees, and brand reputation. As a Global Security Operations Analyst, you will be part of a fast-paced team focused on creating a safe environment for our employees, teams, and customers. This is essential to driving our brand power, enduring customer...
-
Warehouse Operations Manager
2 days ago
San Jose, California, United States Comet Plasma Control Technologies Full timeJob Summary:The Warehouse Operations Manager is responsible for overseeing all warehouse operations, including receiving, warehousing, and distribution. This role requires strong leadership and organizational skills, as well as the ability to maintain accurate inventory levels and ensure compliance with federal, state, and local regulations.Key...
-
Business Analyst
4 weeks ago
San Diego, United States Comtec Consultants Full timeBusiness Analyst III12 Months3721 Valley Centre Drive-San Diego CA Description: You are responsible for • Collaborate with cross-functional teams, including product managers, systems engineers, software engineers and UX designer teams, to gather and document software requirements. • Ensure traceability of requirements throughout the software development...
-
Trade Compliance Analyst
3 days ago
San Diego, United States Cetera Financial Group Full timeThe surveillance analyst position works directly with the Senior Analyst team leader. The role will include post-trade reviews on financial products to identify potential risks and violations of broker-dealer policies. This role will also include the identification of trends and patterns of the advisor’s trading behavior to mitigate undue risk to the...
-
Trade Compliance Analyst
4 weeks ago
san diego, United States Cetera Financial Group Full timeThe surveillance analyst position works directly with the Senior Analyst team leader. The role will include post-trade reviews on financial products to identify potential risks and violations of broker-dealer policies. This role will also include the identification of trends and patterns of the advisor’s trading behavior to mitigate undue risk to the...
-
Electronics Warfare Analyst
4 days ago
San Antonio, Texas, United States Leidos Full timeJob SummaryThe National Security Sector at Leidos is seeking an ELINT Warfare Analyst to join our team at the 57th Intelligence Squadron, 365th Intelligence Surveillance and Reconnaissance Group, 363rd Intelligence, Surveillance and Reconnaissance Wing, 16th Air Force, at Joint-Base San Antonio, Lackland Texas.This Analyst will conduct in-depth engineering...
-
Medical Analyst Expert
4 weeks ago
San Antonio, Texas, United States Applied Training Solutions LLC Defunct Full timeJob Title: Medical Analyst ExpertWe are seeking a highly skilled Medical Analyst Expert to join our team at Applied Training Solutions, LLC. As a Medical Analyst Expert, you will play a critical role in supporting training and evaluation exercises for the CBRN Response Enterprise.Responsibilities:Assist in the design, planning, and coordination of training...
-
Medical Analyst Expert
4 weeks ago
San Antonio, Texas, United States Applied Training Solutions LLC Defunct Full timeJob Title: Medical Analyst ExpertWe are seeking a highly skilled Medical Analyst Expert to join our team at Applied Training Solutions, LLC. As a Medical Analyst Expert, you will play a critical role in supporting training and evaluation exercises for the CBRN Response Enterprise.Responsibilities:Assist in the design, planning, and coordination of training...
-
San Antonio, Texas, United States Leidos Full timeJob Title: Information Warfare Plans and Capabilities AnalystLeidos is seeking a highly skilled Information Warfare Plans and Capabilities Analyst to join our team at Lackland AFB, TX. As a key member of our A8 Directorate, you will play a critical role in supporting Air Combat Command's (ACC) Intelligence Surveillance and Reconnaissance (ISR) mission.Key...
-
Medical Analyst
1 month ago
San Antonio, United States Applied Training Solutions LLC Defunct Full timePosition: Medical Analyst, JBSA - Fort Sam Houston, TX Posted: 08/17/2023CONTINGENT UPON CONTRACT AWARDMedical Analyst Summary:Applied Training Solutions, LLC (ATS) is actively seeking candidatesto fulfill the role(s) of Full Time Equivalent Exercise Support Service Medical Analyst Experts. The Medical Analyst will perform roles and responsibilities as a...
-
Technical Writer I or II
3 weeks ago
San Diego, United States Centurum Full timeDUTIES AND RESPONSIBILITIESUnique position identifying and assessing issues with technical documentation for Command, Control, Communications, Computers (C4), Intelligence, Surveillance, and Reconnaissance (ISR) (C4ISR) components and systems. Integrates support elements and resources into technical documentation to ensure schedule, scope, and quality are...
-
Senior Full Stack Developer
2 days ago
San Angelo, Texas, United States Leidos Full timepLeidosisseekingaskilledbSr.FullStackDeveloper/btojoinourteam.Asakeymemberofouragilecustomer,youwillberesponsibleforbuildingandmaintainingthefront-endandback-endofawebsite/emulator.YourexpertiseinHTML,CSS,JavaScript,andVueJSwillenableyoutocreateengaginglessonsforfutureofficerandenlistedIntelligence,Surveillance,andReconnaissance(ISR)analysts./ppKeyResponsibi...
-
Intelligence Analyst Instructor
3 weeks ago
San Angelo, Texas, United States Inflow-ns Full time{"h3": "Job Description"} Job Description Salary: What company will I be working for? You will be working for a national security services firm, providing cutting-edge services across DoD and other agencies. At Inflow, we believe in making it matter for every employee, every customer, and every mission we support. That means that we put employees first,...
-
Electronics Warfare Intelligence Specialist
4 hours ago
San Antonio, Texas, United States Leidos Full timeThe National Security Sector at Leidos is seeking a highly skilled ELINT Warfare Analyst to join their team at the 57th Intelligence Squadron, 365th Intelligence Surveillance and Reconnaissance Group, 363rd Intelligence, Surveillance and Reconnaissance Wing, 16th Air Force, at Joint-Base San Antonio, Lackland Texas.The successful candidate will conduct...
-
Senior Full Stack Developer
2 weeks ago
San Angelo, Texas, United States Leidos Full timeJob Title: Sr. Full Stack DeveloperLeidos is seeking a highly skilled Sr. Full Stack Developer to join our team. As a key member of our agile team, you will be responsible for building and maintaining the front-end and back-end of a website/emulator, using HTML, CSS, and JavaScript. You will work closely with video game artists and courseware developers to...
-
Cyber Security Engineer III – Team Lead
4 months ago
San Diego, United States Scientific Research Corporation Full timeJob Description Scientific Research Corporation (SRC) is looking for a Program Manager to participate in a team tasked with providing Naval Information Warfare Center (NIWC) Pacific with a broad range of cybersecurity capability-development, reviews, testing, training, threat and risk assessments, engineering process improvement and Assessment &...
-
Senior Software Developer
4 weeks ago
San Angelo, Texas, United States Leidos Holding Full timeJob DescriptionWe are seeking a highly skilled Sr. Programmer to join our team at Leidos Holding. As a key member of our agile team, you will play a critical role in creating engaging lessons for future officers and enlisted Intelligence, Surveillance, and Reconnaissance (ISR) analysts.Responsibilities:Create, modify, and update web-based IMI and technical...
-
Global Security Operations Analyst
3 months ago
San Francisco, United States 816 GPS Services, Inc. Full timeAbout the Role In this role, you will embody Do The Right Thing by protecting People, Assets, and Brands. You will work in an energized, fast paced environment focused on creating a safe environment for our employees, teams, and customers; this is critical to driving our Brand Power, Enduring Customer Relationships, and exuding our commitment to Team...
-
Senior Software Developer
3 weeks ago
San Angelo, Texas, United States Leidos Holding Full timeJob DescriptionLeidos is seeking a highly skilled Sr. Programmer to join our team. As a key member of our agile development team, you will work closely with 3D Video Game Artists and Courseware Developers to create engaging lessons for future officers and enlisted Intelligence, Surveillance, and Reconnaissance (ISR) analysts.Responsibilities:Create, modify,...
-
Structures Analyst
2 months ago
San Bernardino, United States ASRC Federal Full timeASRC Federal Systems Solutions (AFSS) is seeking a highly motivated Structures Engineer to support the Rocket System Launch Program Mission Assurance (RSLP MA) contract for the U.S. Space Force. Candidate will perform mission assurance and independent verification and validation (IV&V) of launch service contractor (LSC) analyses at our San Bernardino...
-
Security Systems Specialist
4 weeks ago
San Antonio, Texas, United States Credit Human Full timeJob Title: Security Systems SpecialistWe are seeking a highly skilled Security Systems Specialist to join our Security Operations Department at Credit Human.Job Summary:The Security Systems Specialist will be responsible for the management, maintenance, and optimization of our enterprise's access control, camera, and alarm systems. This role requires a...
-
Warehouse Operations Manager
3 weeks ago
San Jose, United States Comet Plasma Control Technologies Full timeJob Summary: The warehouse manager is responsible for all warehouse operations and supervises all warehouse staff including those responsible for materials, equipment, receiving and distribution services.What you will do:Maintains receiving, warehousing, and distribution operations by initiating, coordinating, and enforcing program, operational, and...