Regulatory Compliance Specialist
3 weeks ago
HedgeServ is a leading global fund administrator with a strong commitment to regulatory compliance. We optimize our clients' experience using unique proprietary technology and expert knowledge of regulatory requirements.
As a Regulatory Compliance Specialist, you will play a critical role in ensuring the accuracy and completeness of regulatory reporting filings. You will work closely with our operations teams to resolve issues and implement new regulatory requirements.
Key responsibilities include:
- Review and prepare accurate and complete Regulatory Reporting filings
- Liaise with other operations teams to ensure seamless communication and collaboration
- Support the research of new regulatory requirements and educate client service teams on the requirements and their impact on our clients
You will also assist with the implementation of our regulatory service offerings, including systems integration with third-party providers. Additionally, you will work with our technology teams to incorporate new workflows into our overall technology strategy.
Requirements include:
- 2-4 years of experience in audit or tax in the alternative investments space at a national accounting firm
- Strong computer skills, including high degree of Microsoft Excel experience
- Financial product experience and understanding of financial theory and operations
- Excellent organization and communication skills
HedgeServ offers a dynamic and supportive work environment, with opportunities for career growth and development. We are committed to providing our employees with the tools and resources they need to succeed.
-
Regulatory Compliance Specialist
4 weeks ago
Dallas, Texas, United States HedgeServ Full timeHedgeServ is a leading global fund administrator with a strong commitment to regulatory compliance.We are seeking a highly skilled Regulatory Compliance Specialist to join our team and support our clients' needs in this area.The successful candidate will be responsible for various operational requirements surrounding hedge fund regulatory compliance...
-
Regulatory Compliance Specialist
3 weeks ago
Dallas, Texas, United States DaVita Full timeJob SummaryAs a Regulatory Compliance Specialist at Milliman, you will play a crucial role in ensuring the accuracy and compliance of employee benefits plans. Your primary responsibility will be to prepare plan documents, amendments, resolutions, policies, and procedures, as well as prepare certain IRS/DOL filings and corrections. You will also provide...
-
Regulatory Compliance Specialist
3 weeks ago
Dallas, Texas, United States DaVita Full timeJob SummaryThe Regulatory Compliance Specialist will be responsible for preparing plan documents, plan amendments, resolutions, policies and procedures, SPDs and SMMs. This role requires strong working knowledge of 401(k) plans and industry experience with an expertise in retirement plan documents. The ideal candidate will have excellent problem-solving...
-
Regulatory Compliance Specialist
2 weeks ago
Dallas, Texas, United States The Judge Group Full timeJoin Our Team as a PSM CoordinatorOur company, a leading food manufacturer in the Dallas/Fort Worth area, is seeking a highly skilled PSM Coordinator to oversee safety and regulatory compliance across three to four of our plants.Responsibilities:Develop and implement PSM programs to ensure compliance with regulationsConduct regular audits and inspections to...
-
Compliance Specialist
3 weeks ago
Dallas, Texas, United States IQ-EQ Full timeCompliance SpecialistIQ-EQ is a leading Investor Services group that combines global expertise with a client-centric approach. We support fund managers, global companies, family offices, and private clients worldwide.This role requires a strong focus on quality and accuracy, with a results-driven mindset. The successful candidate will join our compliance...
-
IT Compliance Specialist
4 weeks ago
Dallas, Texas, United States Themesoft Inc. Full timeJob Title: IT Compliance SpecialistJob Summary:We are seeking a highly skilled IT Compliance Specialist to lead internal, vendor-managed, and cloud-hosted application access reviews to ensure access appropriateness. The ideal candidate will have strong compliance experience, technical expertise, and excellent problem-solving skills to ensure our systems and...
-
Regulatory Compliance Associate
4 weeks ago
Dallas, Texas, United States Milliman Full timeJob SummaryWe are seeking a highly skilled Regulatory Compliance Associate to join our team at Milliman. As a key member of our compliance team, you will be responsible for preparing plan documents, amendments, resolutions, policies, and procedures, as well as preparing certain IRS/DOL filings and corrections.Key ResponsibilitiesPrepare plan documents,...
-
IT Compliance Specialist
4 weeks ago
Dallas, Texas, United States The Evolvers Group Full timeJob Title: IT Compliance SpecialistWe are seeking a highly skilled IT Compliance Specialist to join our team at The Evolvers Group. As a key member of our organization, you will be responsible for leading internal, vendor-managed, and cloud-hosted application access reviews to ensure access appropriateness.Key Responsibilities:Develop, maintain, and improve...
-
Environmental Compliance Specialist
3 weeks ago
Dallas, Texas, United States Jobot Full timeEnvironmental Compliance SpecialistAt Jobot, we are seeking a skilled Environmental Compliance Specialist to join our team in the energy industry. As an Environmental Compliance Specialist, you will be responsible for ensuring compliance with air quality, federal, and state regulations, including CERCLA, CAA, NESHAPS, NSPS, and oil and gas compliance. Your...
-
Compliance and Governance Specialist
4 weeks ago
Dallas, Texas, United States Siri InfoSolutions Inc Full timeJob OverviewAs a Compliance and Governance Specialist at Siri InfoSolutions Inc, you will play a critical role in standardizing compliance activities through written job aids, process and technical documentation. You will improve risk management communication without workforce digital services and ensure adherence to regulatory guidelines through control...
-
IT Compliance Specialist
4 weeks ago
Dallas, Texas, United States The Evolvers Group Full timeJob Title: IT Compliance SpecialistWe are seeking a highly skilled IT Compliance Specialist to join our team at The Evolvers Group. The ideal candidate will have a strong background in security compliance and assessments, with experience in conducting user access reviews and implementing effective mitigation strategies.Key Responsibilities:Lead internal,...
-
SEC Compliance Specialist
4 weeks ago
Dallas, Texas, United States Tolleson Wealth Management Full timeJob Title: SEC Compliance SpecialistJob Summary:Tolleson Wealth Management is seeking a highly skilled SEC Compliance Specialist to administer our Securities and Exchange Commission (SEC) investment adviser compliance program. The ideal candidate will have in-depth knowledge of the Investment Advisers Act of 1940 and be able to conduct ongoing compliance...
-
Compliance Risk Management Specialist
3 weeks ago
Dallas, Texas, United States The Goldman Sachs Group Full timeJob DescriptionJob Title: Compliance Risk Management SpecialistJob Summary: We are seeking a highly skilled Compliance Risk Management Specialist to join our team. The successful candidate will be responsible for managing regulatory change and ensuring compliance with relevant laws and regulations.Key Responsibilities:Design and implement strategic and...
-
Regulatory Affairs Director
3 weeks ago
Dallas, Texas, United States Valiant Enterprises LLC Full timeJob Summary:Valiant Residential is seeking a highly skilled Regulatory Affairs Director to oversee all compliance aspects of the HUD and LURA portfolio. The ideal candidate will have a strong background in HUD compliance and regulations, with experience in managing tenant files and computer records.Key Responsibilities:Monitor and implement changes in HUD...
-
DC Regulatory Compliance Specialist
4 weeks ago
Dallas, Texas, United States Milliman Full timeJob SummaryThe Regulatory Consulting Associate position at Milliman involves preparing plan documents, amendments, resolutions, policies, and procedures, as well as preparing certain IRS/DOL filings and corrections. This role requires strong working knowledge of 401(k) plans and ERISA regulations.Key ResponsibilitiesPrepare plan documents, amendments,...
-
Code Compliance Specialist
4 weeks ago
Dallas, Texas, United States City of Farmers Branch Texas Full timeThe City of Farmers Branch Texas seeks a Code Compliance Specialist to protect the health, safety and welfare of the general public. This role involves enforcing regulatory standards to enhance the quality of life within the city. Key responsibilities include:Key Responsibilities:Enforcing regulatory standards to ensure public safety and healthProviding...
-
Code Compliance Specialist
3 weeks ago
Dallas, Texas, United States City of Farmers Branch Texas Full timeJob SummaryThe City of Farmers Branch Texas seeks a skilled Code Compliance Specialist to protect the health, safety, and welfare of the community by enforcing regulatory standards.Key ResponsibilitiesEnforce codes and regulations to ensure public safety and health.Investigate complaints and conduct inspections to identify non-compliance.Provide education...
-
Dallas, Texas, United States Parkland Health and Hospital System Full timeJob SummaryWe are seeking a highly skilled and experienced Director of Regulatory Compliance and Privacy Officer to join our team at Parkland Health and Hospital System. As a key member of our leadership team, you will be responsible for managing the effective implementation of our regulatory compliance and information privacy program across the health...
-
Dallas, Texas, United States Parkland Health and Hospital System (PHHS) Full timeJob Title: Director of Regulatory Compliance and Privacy OfficerParkland Health and Hospital System (PHHS) is seeking a highly skilled and experienced Director of Regulatory Compliance and Privacy Officer to join our team. This is a critical role that requires a strong understanding of regulatory compliance and privacy laws, as well as excellent leadership...
-
Anti-Money Laundering Compliance Specialist
3 weeks ago
Dallas, Texas, United States Forrest Solutions Full timeForrest Solutions is seeking a skilled Anti-Money Laundering Compliance Specialist to join their team. This role is focused on ensuring the company's compliance with regulatory requirements in the cryptocurrency and fintech sector.Key Responsibilities:Develop and implement AML compliance programs to mitigate risks and ensure regulatory compliance.Conduct...