Chief Compliance Officer

1 day ago


Miami, United States A-CAP Full time

About the Role

A-CAP is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for developing, implementing, and monitoring our enterprise-wide compliance program.

Key Responsibilities

  • Develop and implement a comprehensive compliance program that aligns with industry best practices and regulatory requirements.
  • Conduct regular risk assessments to identify and mitigate potential compliance risks.
  • Oversee compliance audits and investigations to ensure adherence to regulatory requirements.
  • Develop and implement reporting protocols to detect, prevent, and remediate compliance risks.
  • Recruit and train compliance officers and other staff to effectively implement the compliance program.
  • Develop and implement compliance training programs for employees on relevant topics.
  • Monitor changes in regulatory requirements and advise the company on emerging compliance issues.
  • Provide guidance to senior management and employees on corporate and business compliance standards.
  • Oversee compliance investigations and coordinate with external counsel as needed.
  • Coordinate with regulators and report on compliance matters.
  • Develop and administer due-diligence programs for vendors and third-party relationships.

Requirements

  • Undergraduate degree, with a preference for a graduate degree in law or business administration.
  • Minimum of five years of experience in developing and administering a company-wide compliance program.
  • Prior managerial experience in a life insurance compliance department, including development of compliance policies and procedures.
  • Knowledge and understanding of life insurance compliance and regulatory issues, including variable and fixed annuities, mortality-based insurance, and insurance products.
  • Demonstrated ability to influence and work effectively with employees at all levels.
  • Ability to meet deadlines, prioritize tasks, and maintain flexibility in a fast-paced environment.
  • Superior organizational, written, verbal, and presentation skills.
  • Strong problem-solving and project management skills.

Benefits

  • Competitive salary and benefits package.
  • Employer-sponsored medical, dental, and vision insurance.
  • Paid life and AD&D insurance.
  • Paid disability insurance.
  • Paid parental leave.
  • Paid vacation and sick leave.
  • Paid holidays.
  • Voluntary supplemental insurance policies.
  • Safe harbor 401(k) plan with employer match.

Position Type and Expected Hours of Work

This is a full-time position with a standard Monday through Friday schedule.



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