Chief Compliance Officer
4 days ago
Chief Compliance Officer Responsibilities:
- Overseeing SEC registration for a new investment adviser focused on infrastructure, including filing Form ADV.
- Developing and implementing a compliance program with tailored policies and procedures.
- Fostering a strong culture of compliance across the firm.
- Conducting risk assessments and compliance reviews, including an annual review, to address risk areas and conflicts of interest.
- Ensuring compliance with the SEC's Marketing Rule for all marketing materials.
- Managing the anti-bribery and corruption program for both investors and investments.
- Developing and delivering compliance training for employees.
- Serving as the primary liaison with regulators for examinations, investigations, and routine inquiries.
- Handling regulatory filings such as Form ADV, Form PF, and Sections 13 and 16, as needed.
- Attending investor due diligence meetings.
- Staying up-to-date with industry trends and changes in U.S. and international regulations.
Chief Compliance Officer Qualifications:
- Bachelor's degree required; a law degree is preferred.
- At least 7-10 years of in-house compliance experience with an SEC-registered investment adviser, ideally in the private equity space. Experience in infrastructure investing is highly desirable.
- Fund formation experience is a plus.
-
Chief Compliance Officer
2 days ago
Miami, United States Larson Maddox Full timeA leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. They are a highly successful and dynamic firm, primarily focused in various sectors such as renewable energy, power, social and environmental infrastructure, transportation, digital infrastructure, and energy.Chief Compliance Officer...
-
Chief Compliance Officer
3 days ago
Miami, United States Larson Maddox Full timeA leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. They are a highly successful and dynamic firm, primarily focused in various sectors such as renewable energy, power, social and environmental infrastructure, transportation, digital infrastructure, and energy.Chief Compliance Officer...
-
Chief Compliance Officer
1 day ago
miami, United States Larson Maddox Full timeA leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. They are a highly successful and dynamic firm, primarily focused in various sectors such as renewable energy, power, social and environmental infrastructure, transportation, digital infrastructure, and energy.Chief Compliance Officer...
-
Chief Compliance Officer
11 hours ago
Miami, United States Larson Maddox Full timeLarson Maddox, a leading investment management firm, is seeking a seasoned Chief Compliance Officer to oversee the regulatory aspects of their infrastructure-focused investment adviser. The ideal candidate will have a strong background in compliance and a deep understanding of the SEC's regulations.Key Responsibilities:Develop and implement a comprehensive...
-
Compliance Officer
13 hours ago
Miami, United States Ascendo Resources Full timeWe are seeking a Compliance Analyst to join our team at Ascendo Resources. In this position, you will be working closely with our Chief Compliance Officer (CCO) and be responsible for the following:Compliance Policy Development: Assist with research, analysis, and implementation of updated compliance policies and procedures based on existing and new changes...
-
Chief Compliance Officer
17 hours ago
Miami, United States A-CAP Full timeAbout the RoleA-CAP is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for developing, implementing, and monitoring our enterprise-wide compliance program.Key ResponsibilitiesDevelop and implement a comprehensive compliance program that aligns with industry...
-
Chief Legal Officer
2 weeks ago
Miami, Florida, United States GVW Full timeChief Legal Officer at GVW Group, LLCThis role presents an exceptional opportunity to act as the Chief Legal Officer at GVW Group, where you will be tasked with managing all legal affairs pertinent to the organization. Your responsibilities will include delivering expert legal guidance to the executive leadership, ensuring adherence to legal standards,...
-
Chief Legal Officer
2 weeks ago
Miami, Florida, United States GVW Full timeChief Legal Officer at GVW Group, LLCThis role presents a unique opportunity to act as the Chief Legal Officer at GVW Group, where you will take charge of all legal functions associated with the organization. Your responsibilities will include offering specialized legal guidance to the executive leadership, ensuring adherence to legal standards, managing...
-
Chief Legal Officer
2 weeks ago
Miami, Florida, United States GVW Full timeChief Legal Officer at GVW Group, LLCThis role presents an exceptional opportunity to take on the position of Chief Legal Officer at GVW Group, where you will be tasked with managing all legal affairs pertinent to the organization. Your responsibilities will include offering high-level legal guidance to the executive leadership, ensuring adherence to legal...
-
Chief Operating Officer
4 months ago
Miami, United States SHUTTS & BOWEN LLP Full timeJob DescriptionJob DescriptionShutts & Bowen LLP, an AmLaw 200 firm with eight offices throughout Florida, seeks an individual with demonstrated leadership attributes to join our firm as the Chief Operating Officer. In this role, the ideal candidate will oversee the firm's day-to-day administrative and management functions following the Executive...
-
Chief Medical Officer
10 hours ago
Miami, United States Crew Life at Sea Full timeJob Summary:The Chief Medical Officer is the highest-ranking medical professional on board our cruise ships, responsible for overseeing the medical department and ensuring the health and well-being of our passengers and crew.Key Responsibilities:Lead and manage the medical department, including physicians, nurses, and other medical staff.Develop and...
-
Chief Financial Officer
2 weeks ago
Miami, United States Korn Ferry Full timePosition: Chief Financial OfficerCompany Overview: Korn Ferry is a leading global organizational consulting firm, dedicated to helping clients achieve their goals through effective financial management. We are currently seeking a seasoned Chief Financial Officer to lead our financial operations and strategy.Job Summary: The Chief Financial Officer will be...
-
Assistant Chief U.S. Probation Officer
2 weeks ago
Miami, Florida, United States Florida Southern Probation and Pretrial Services Full timePosition Overview for Assistant Deputy Chief U.S. Probation Officer As a vital member of the Florida Southern Probation and Pretrial Services team, the Assistant Deputy Chief U.S. Probation Officer plays a crucial role in overseeing probation operations. This position involves a range of responsibilities aimed at ensuring compliance with legal standards and...
-
Compliance Officer
2 months ago
Miami, United States Leeds Professional Resources Full timeExciting opportunity for a Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule.Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of written policies and proceduresProvide timely written reports to document...
-
Associate Chief Operating Officer
2 months ago
Miami, United States Jackson Health System Full timeAssociate Chief Operating Officer (ACOO), Jackson Memorial Hospital, Full Time, DaysJackson Memorial HospitalDepartment: Jackson Memorial Hospital AdministrationAddress: 1611 NW 12th Ave, Miami, Florida, 33136Shift details: Full-Time, DaysWhy Jackson:Jackson Memorial Hospital is the flagship hospital for Jackson Health System and it has been a beacon of...
-
Chief Operating Officer
5 days ago
Miami, United States Beacon Hill Full timeAbout the RoleWe are seeking a highly skilled and experienced Chief Operating Officer to join our team at Beacon Hill. As a key member of our leadership team, you will be responsible for overseeing the day-to-day administrative and management functions of our law firm.Key ResponsibilitiesOversee and direct all management functions, including financial...
-
Chief Accounting Officer
1 month ago
Miami, United States LHH Full timeLHH is working with a client who is hiring for a Chief Accounting Officer in the Miami area. See details below. OPEN TO RELOCATION CANDIDATES!! The Chief Accounting Officer (CAO) is a member of the executive leadership team and has overall responsibility for the Financial and Accounting strategy of the company and its affiliates. Working as a collaborative...
-
Chief Information Officer
4 weeks ago
Miami, United States Balfour & Company Full timeJob DescriptionJob DescriptionSalary: Position: Chief Information OfficerLocation: Aventura, FL (Corporate Office)Balfour & Co. is one of the world's largest Collegiate and High School commencement services companies, leading the industry in digital product innovation by helping students and their families celebrate the most meaningful moments in their...
-
Chief Information Officer
1 week ago
Miami, United States Balfour & Company Full timeJob DescriptionJob DescriptionSalary: Position: Chief Information OfficerLocation: Aventura, FL (Corporate Office)Balfour & Co. is one of the world's largest Collegiate and High School commencement services companies, leading the industry in digital product innovation by helping students and their families celebrate the most meaningful moments in their...
-
Associate Chief Operating Officer
4 days ago
Miami, United States Jackson Health System Full timeAssociate Chief Operating Officer (ACOO), Jackson Memorial Hospital, Full Time, DaysJackson Memorial HospitalDepartment: Jackson Memorial Hospital AdministrationAddress: 1611 NW 12th Ave, Miami, Florida, 33136Shift details: Full-Time, DaysWhy Jackson:Jackson Memorial Hospital is the flagship hospital for Jackson Health System and it has been a beacon of...