US Chief Compliance Officer
4 weeks ago
The US Chief Compliance Officer will be responsible for designing, implementing, and monitoring the processes through which the US arm of Coolabah Capital Investments will comply with all applicable laws, regulations, and best practices.
This includes deploying procedures and controls as part of an approved US compliance program, monitoring the efficacy of the Group's investment management and IT controls, adhering to US AML-CTF protocols, and maintaining and updating the firm's US regulatory and legal registrations.
The successful candidate will report to the Global Chief Risk Officer and will be expected to be in the office 5 days a week.
Key Responsibilities- Design and implement compliance programs to ensure adherence to US laws and regulations
- Monitor and report on compliance risks and issues
- Develop and maintain relationships with US regulators and external advisors
- Ensure timely submissions to US regulatory bodies
- Oversee the organization and monitoring of reporting to relevant US and global authorities
- 5-8 years' experience in a similar US compliance & risk position
- Experience with SEC/NFA/CFTC compliance for RIAs and CPOs/CTAs
- Sufficient US regulatory knowledge and experience to qualify as a regional subject matter expert
- Regulatory reporting experience in cash bonds, exchange-traded and OTC derivatives
- Strong attention to detail, excellent analytical acumen, and problem-solving ability
- Fluency in written and verbal communications
- Market-competitive contract with the opportunity to participate in the bonus pool
- Equity participation over time
- Highly rewarding work with significant responsibilities and opportunities for growth
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US Chief Compliance Officer
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US Chief Compliance Officer
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miami, United States Coolabah Capital Investments Full timeAbout the BusinessCoolabah Capital Investments (CCI) is a global absolute return fixed-income firm managing over USD $8 billion of assets. CCI focuses on generating alpha from long and short security-specific investments. This is facilitated through quantitative proprietary modelling combined with fundamental credit research. The team includes 45+ talented,...
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miami, United States Coolabah Capital Investments Full timeAbout the BusinessCoolabah Capital Investments (CCI) is a global absolute return fixed-income firm managing over USD $8 billion of assets. CCI focuses on generating alpha from long and short security-specific investments. This is facilitated through quantitative proprietary modelling combined with fundamental credit research. The team includes 45+ talented,...
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Miami, United States Coolabah Capital Investments Full timeAbout the BusinessCoolabah Capital Investments (CCI) is a global absolute return fixed-income firm managing over USD $8 billion of assets. CCI focuses on generating alpha from long and short security-specific investments. This is facilitated through quantitative proprietary modelling combined with fundamental credit research. The team includes 45+ talented,...
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