Financial Services Compliance Specialist

3 weeks ago


Marquand, Missouri, United States Pls Financial Services, Inc. Full time
Job Description

The Operations Analyst will partner with PLS stores to ensure field employees are educated, aware, and in compliance with internal policies and procedures as well as local, state, and federal regulations. This position will work closely with various departments within PLS including Compliance, AML Compliance, Human Resources, and Training to advance compliance and field initiatives.

Responsibilities:
  • Conduct monthly store operational assessments in accordance with established procedures.
  • Compile and send reports to District Managers and Store Managers.
  • Partner with Compliance to identify and improve store practices.
  • Assist in coordinating Western Union reviews or audits and report results to appropriate internal partners.
  • Oversight and assistance in the shredding and storage of old documents based on local, state, and federal requirements and in accordance with PLS policy.


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