Audit and Compliance Specialist

3 days ago


Marquand, Missouri, United States Pls Financial Services, Inc. Full time
Audit and Compliance Specialist Job Summary

We are seeking a highly detail-oriented Audit and Compliance Specialist to join our team at Pls Financial Services, Inc. in Chicago. As a key member of our compliance department, you will be responsible for conducting regular audits and ensuring that all company operations comply with relevant laws and regulations.

The ideal candidate will have 3-5 years of experience in a similar role, preferably in the financial services industry. You should have a strong understanding of regulatory compliance risk and internal controls. A certification or experience in audit, risk, or compliance is a plus.

Key Responsibilities:

  • Conduct regular audits to ensure compliance with internal policies and procedures
  • Partner with various departments to advance compliance initiatives and promote learning tools
  • Assist in coordinating audits and reporting results to stakeholders
  • Monitor user credentials and ensure compliance with product and service requirements

Benefits:

  • Estimated Salary: $70,000 - $90,000 per year, depending on experience
  • Medical, dental, and vision benefits
  • 401(k) plan with company match
  • Vacation time and opportunities for advancement

Pls Financial Services, Inc. is an equal employment opportunity employer and a drug-free workplace. We strive to demonstrate our core values of Communication, Customer Focus, Integrity and Trust, Teamwork, and Results in all positions.



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