Control Room Specialist

5 days ago


New York, New York, United States Deutsche Bank Full time
Job Title: Control Room Specialist Job Summary: Deutsche Bank is seeking a highly skilled Control Room Specialist to join our Compliance Department. As a key member of our team, you will be responsible for maintaining the integrity of our information barriers, ensuring compliance with regulatory requirements, and providing expert advice on legal and regulatory matters. Key Responsibilities: * Maintain and update our Watch and Restricted List to ensure compliance with regulatory requirements * Review and clear research for publication, ensuring accuracy and adherence to regulatory guidelines * Provide guidance on legal, regulatory, and compliance requirements related to information barriers, conflicts of interest, offering rules, trade restrictions, and research * Monitor changes in securities regulations and implement or update applicable policies and procedures Requirements: * Bachelor's degree required; JD also considered * Moderate relevant industry exposure or professional experience * Knowledge/background in investment banking products and application to the core Control Room functions, including confidential information, information barrier procedures and controls, and insider trading rules * Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, equity/credit derivatives) * Understanding of basic securities laws relating to research and insider trading rules What We Offer: * A diverse and inclusive environment that embraces change, innovation, and collaboration * A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal, and volunteer days * Employee Resource Groups support an inclusive workplace for everyone and promote community engagement * Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits * Educational resources, matching gift, and volunteer programs How to Apply: If you are a motivated and detail-oriented individual with a passion for compliance and regulatory matters, please submit your application. We look forward to hearing from you.

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